-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M54+kqjbkxLsQm9vh6HWOJnshZk8jWf/8NPa68wfQbbyw0i1KaLexZWuCALx5Pcx E97JsqZ9dqoQyumcOaAX9Q== 0001116502-07-000238.txt : 20070205 0001116502-07-000238.hdr.sgml : 20070205 20070205214332 ACCESSION NUMBER: 0001116502-07-000238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070201 FILED AS OF DATE: 20070205 DATE AS OF CHANGE: 20070205 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCASTER INC CENTRAL INDEX KEY: 0000814929 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942862863 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9201 OAKDALE AVENUE STREET 2: SUITE 200 CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: (818) 206-9274 MAIL ADDRESS: STREET 1: 9201 OAKDALE AVENUE STREET 2: SUITE 200 CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL MICROCOMPUTER SOFTWARE INC /CA/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GARDNER MICHAEL CENTRAL INDEX KEY: 0001133352 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-15949 FILM NUMBER: 07582400 BUSINESS ADDRESS: BUSINESS PHONE: 2125041700 MAIL ADDRESS: STREET 1: C/O BAYTREE CAPITAL ASSOCIATES INC STREET 2: 40 WALL ST SUITE 58 CITY: NEW YORK STATE: NY ZIP: 10005 4 1 x1-55879_ex.xml X0202 4 2007-02-01 0 0000814929 BROADCASTER INC BCSR.OB 0001133352 GARDNER MICHAEL C/O BAYTREE CAPITAL ASSOCIATES INC 40 WALL ST SUITE 58 NEW YORK NY 10005 0 0 1 0 Common Stock 2007-02-01 4 A 0 1960000 A 10204300 D Common Stock 2007-02-01 4 A 0 350000 A 2800000 I Footnote Awarded as part of the earnout for reaching certain revenue milestones under a merger agreement. These securities are owned by Baytree Capital Associates, LLC of which the reporting person is the managing member. /s/ Michael Gardner 2007-02-05 -----END PRIVACY-ENHANCED MESSAGE-----