-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GZwZmkQiVoTEcK47fSoROHH6GnUfjCuHhZ+1mFkYiro/cy6OR6bB3RcrGo64mlmS tzHiTdJBORPWClk+wz2lGA== 0001116502-06-001904.txt : 20060914 0001116502-06-001904.hdr.sgml : 20060914 20060914174934 ACCESSION NUMBER: 0001116502-06-001904 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060912 FILED AS OF DATE: 20060914 DATE AS OF CHANGE: 20060914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROADCASTER INC CENTRAL INDEX KEY: 0000814929 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 942862863 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9201 OAKDALE AVENUE STREET 2: SUITE 200 CITY: CHATSWORTH STATE: CA ZIP: 91311 BUSINESS PHONE: (818) 206-0598 MAIL ADDRESS: STREET 1: 9201 OAKDALE AVENUE STREET 2: SUITE 200 CITY: CHATSWORTH STATE: CA ZIP: 91311 FORMER COMPANY: FORMER CONFORMED NAME: INTERNATIONAL MICROCOMPUTER SOFTWARE INC /CA/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WADE MARTIN R III CENTRAL INDEX KEY: 0001206060 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-15949 FILM NUMBER: 061091754 BUSINESS ADDRESS: STREET 1: DIMON INC STREET 2: 512 BRIDGE STREET CITY: DANVILLE STATE: VA ZIP: 24543 BUSINESS PHONE: 4158784000 MAIL ADDRESS: STREET 1: 100 ROWLAND WAY STREET 2: SUITE 300 CITY: NOVATO STATE: CA ZIP: 94945 4/A 1 x4-55542_ex.xml X0202 4/A 2006-09-12 2006-06-05 0 0000814929 BROADCASTER INC BCSR 0001206060 WADE MARTIN R III 9201 OAKDALE AVENUE, SUITE 200 CHATSWORTH CA 91311 1 1 0 0 Chief Executive Officer Stock Options 0.95 2006-09-12 4 A 0 3750000 A 2015-12-12 Common Stock 3750000 3750000 D These options were granted under an employment agreement that was approved by the board of directors on September 12, 2006. The prior filed Form 4 reported the approval of the grant on December 12, 2005 by a committee of the board. As a result of a misunderstanding, approval by the full board of directors was required. This increased the exercise price from the prior exercise price of $0.86 to the closing price on September 12, 2006. The prior Form 4 only reported vested options and omitted unvested options that were also part of the grant. 200,000 of the options are currently vested and exercisable. The remaining 3,550,000 options vest upon AccessMedia Networks, Inc., a subsidiary of Broadcaster, Inc., achieving certain revenue milestones. Not Applicable. /s/ Martin Wade, III 2006-09-14 -----END PRIVACY-ENHANCED MESSAGE-----