UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report:
(Earliest Event Date requiring this Report: March 21, 2022)
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
(State of Incorporation or Organization) | (Commission File Number) | I.R.S. Employer Identification No.) |
(Address of principal executive offices)
(
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check
mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter). Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act: None
Title of Class of Securities. | Trading Symbol(s). | Name of exchange on which registered |
N/A | N/A | N/A |
The Registrant’s Common Stock is quoted on the OTCQB Venture Market of the OTC Markets Group, Inc. under the trading symbol “CAPC.”
Item 2.02. Results of Operations and Financial Condition.
Item 7.01. Regulation FD Disclosure.
On March 21, 2022, Capstone Companies, Inc., a Florida corporation, (the “Company”), issued a press release announcing an upcoming webcast and conference call to discuss the operating and financial results for the fiscal year ended December 31, 2021. The Company anticipates filing its Form 10-K Annual Report for the fiscal year end of December 31, 2021, with the Commission on March 31, 2022.
The investor conference call will be held on Friday, April 1, 2022, at 10:30 a.m., Eastern Standard Time (“EST”). The telephone number for the webcast/conference call is (201) 689-8562.
A copy of the March 21, 2021, press release is attached as Exhibit 99.1 to this Current Report on Form 8-K. A transcript of the April 1, 2021, webcast and conference call together with any such materials referenced during the webcast and conference call shall be filed as Exhibit 99.2 to an Amendment Number One to this Current Report on Form 8-K. The disclosures in Item 7.01/Item 2.02 above and Exhibit 99.1 to his Current Report on Form 8-K shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or incorporated by reference in any filing by the Company under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01. Financial Statements and Exhibits.
EXHIBIT NUMBER | EXHIBIT DESCRIPTION |
99.1 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CAPSTONE COMPANIES, INC., A FLORIDA CORPORATION
By: /s/ Stewart Wallach
Stewart Wallach, Chief Executive Officer
Dated: March 21, 2022
EXHIBIT 99.1
431 Fairway Drive, Suite 200, Deerfield Beach, FL 33441
FOR IMMEDIATE RELEASE
Capstone Companies Announces Year End 2021 Financial Results and Conference Call
DEERFIELD BEACH, FL, March 21, 2021 – Capstone Companies, Inc. (OTC: CAPC) (“Capstone” or the “Company”), a designer, manufacturer and marketer of consumer inspired products that simplify daily living through technology announced today that it will release its Year-End 2021 financial results after the close of financial markets on Thursday, March 31, 2021.
The Company will host a conference call, in which President and Chief Executive Officer Stewart Wallach will review the Company’s financial results, as well as the Company’s strategy and outlook.
Year End 2021 Financial Results Conference Call
Friday, April 1, 2022
10:30 a.m. Eastern Time
Phone: (201) 689-8562
A telephonic replay will be available from 1:30 p.m. ET the day of the call until Friday, April 8, 2021. To listen to the archived call, dial (412) 317-6671 and enter conference ID number 13728169. Alternatively, the archive of the webcast will be available on the Company’s website at www.capstonecompaniesinc.com, along with a transcript once available.
About Capstone Companies, Inc.
Capstone Companies, Inc. is a public holding company that engages, through its wholly owned subsidiaries, Capstone Industries, Inc., Capstone Lighting Technologies, LLC, and Capstone International HK, Ltd., in the development, manufacturing and marketing of consumer products to retail channels throughout North America and certain international markets.
Visit our websites; www.capstonecompaniesinc.com for more information about the Company and www.capstoneindustries.com and www.capstoneconnected.com for information on our current product offerings. Contents of referenced URL’s are not incorporated herein.
For more information, contact:
Company:
Investor Relations
(954) 252-3440, ext. 313
VE66)L[74Y!P<']10 Z&)8((X4SMC4*,^@&*?4=S
M
Cover |
Mar. 21, 2022 |
---|---|
Cover [Abstract] | |
Document Type | 8-K |
Amendment Flag | false |
Document Period End Date | Mar. 21, 2022 |
Entity File Number | 0-28331 |
Entity Registrant Name | CAPSTONE COMPANIES, INC. |
Entity Central Index Key | 0000814926 |
Entity Tax Identification Number | 84-1047159 |
Entity Incorporation, State or Country Code | FL |
Entity Address, Address Line One | 431 Fairway Drive |
Entity Address, Address Line Two | Suite 200 |
Entity Address, City or Town | Deerfield Beach |
Entity Address, State or Province | FL |
Entity Address, Postal Zip Code | 33441 |
City Area Code | 954 |
Local Phone Number | 570-8889 |
Written Communications | false |
Soliciting Material | false |
Pre-commencement Tender Offer | false |
Pre-commencement Issuer Tender Offer | false |
Entity Emerging Growth Company | false |
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