UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report:
(Earliest Event Date requiring this Report: October 13, 2021)
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Item 8.01 Other Matters. On October 13, 2021, Capstone Companies, Inc. (“Company”) received notice that the Federal Communications Commission (“FCC”) will issue Electro Magnetic Compliance (“EMC”) certification for Company’s Smart Mirror. The FCC certification is the last national testing requirement for the Smart Mirror products and enables the Company to commence sale of the Smart Mirror product line.
In the U.S., FCC EMC testing and certification are required for most electronic devices that transmit radio frequencies in order to ensure that the tested device does not interfere with other electronic products emitting radio frequencies and can operate in a society full of electronic devices emitting radio frequencies. The European Union and many other nations also require EMC testing and certification by local authorities. Local jurisdictions may have additional requirements for EMC devices.
Item 7.01 Regulation FD Disclosures. The Company issued a press release today announcing the FCC notice about EMC certification for the Smart Mirrors, which press release is attached hereto as Exhibit 99.1. The Company undertakes no obligation to update, supplement or amend the materials attached hereto as Exhibit 99.1.
In accordance with General Instruction B.2 of Form 8-K, the information in this Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended, except as shall be expressly set forth by reference in such a filing. Furthermore, the furnishing of information under Item 7.01 of this Current Report on Form 8-K is not intended to constitute a determination by the Company that the information contained herein, including the exhibits hereto, is material or that the dissemination of the information is required by Regulation FD.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits.
| Exhibit Number | Description of Exhibit |
| 99.1 | Capstone Companies, Inc. Press Release, dated October 13, 2021, reporting FCC EMC Certification for Smart Mirror product |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
CAPSTONE COMPANIES, INC., A FLORIDA CORPORATION
By:
Stewart Wallach, Chief Executive Officer
Dated: October 13, 2021
Exhibit Index
| Exhibit Number | Description of Exhibit |
| 99.1 | Capstone Companies, Inc. Press Release, dated October 13, 2021, reporting FCC EMC Certification for Smart Mirror product |