0000939802-19-000006.txt : 20190312 0000939802-19-000006.hdr.sgml : 20190312 20190312115114 ACCESSION NUMBER: 0000939802-19-000006 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190312 ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20190312 DATE AS OF CHANGE: 20190312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE COMPANIES, INC. CENTRAL INDEX KEY: 0000814926 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 841047159 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-28831 FILM NUMBER: 19674381 BUSINESS ADDRESS: STREET 1: 431 FAIRWAY DRIVE STREET 2: SUITE 200 CITY: DEERFIELD BEACH STATE: FL ZIP: 33441 BUSINESS PHONE: (954) 252-3440 MAIL ADDRESS: STREET 1: 431 FAIRWAY DRIVE STREET 2: SUITE 200 CITY: DEERFIELD BEACH STATE: FL ZIP: 33441 FORMER COMPANY: FORMER CONFORMED NAME: CHDT CORP DATE OF NAME CHANGE: 20070801 FORMER COMPANY: FORMER CONFORMED NAME: CHINA DIRECT TRADING CORP DATE OF NAME CHANGE: 20040601 FORMER COMPANY: FORMER CONFORMED NAME: CBQ INC DATE OF NAME CHANGE: 19981207 8-K 1 form8k031219.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
__________________________________________
FORM 8-K
_______________________________________________
CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
Date of Report:  March 12, 2019
Earliest Event Date requiring this Report:  March 12, 2019
 
CAPSTONE COMPANIES, INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
 
                           Florida
                 0-2833
84-1047159
(State of Incorporation of Organization)
(Commission File Number)
(I.R.S. Employer Identification No.
 
431 Fairway Drive, Suite 200
Deerfield Beach, Florida 33441
(Address of principal executive offices)
 
(954) 570-8889, Est. 313
(Registrant's telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Solicitation material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).  Emerging growth company 
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. 
 



Item 7.01. Regulation FD Disclosure
 
On March 12, 2019, Capstone Companies, Inc., a Florida corporation, ("Capstone" or "Company") issued a press release, which is attached to this Current Report on Form 8-K as Exhibit 99.1, as more fully disclosed in Item 8.01 below.
 
The information discussed in this Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1 hereto, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or incorporated by reference in any filing by the Company under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing. The contents of any URL's referenced in the press release are not incorporated into this Current Report on Form 8-K or any other filings with the Commission.
 
Item 8.01   Other Matters.
 
On March 12, 2019, Company issued a press release announcing a new Social Media promotion campaign for Company products, especially the new “Connected Surfaces” smart home device. The press release is attached as Exhibit 99.1 to this Current Report on Form 8-K.

Item 9.01   Financial Statements and Exhibits
 
(d) Exhibits
 
EXHIBIT NUMBER
EXHIBIT DESCRIPTION
99.1
Capstone Companies, Inc. Press Release, dated March 12, 2019, re: New Social Media Marketing Campaign and New Smart Home Device


 



SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
CAPSTONE COMPANIES, INC., A FLORIDA CORPORATION
 
By: /s/ James G. McClinton
James G. McClinton, Chief Financial Officer
Dated: March 12, 2019
 


EX-99.1 2 form8k031219ex99-1.htm


Exhibit 99.1

Capstone Companies, Inc.
431 Fairway Drive, Suite 200, Deerfield Beach, Florida 33441

FOR IMMEDIATE RELEASE
Capstone Companies Expands Social Media Campaign
DEERFIELD BEACH, FL, March 12, 2019 – Capstone Companies, Inc. (OTCQB: CAPC) (“Capstone” or the “Company”), a designer, manufacturer and marketer of consumer inspired products that bridge technological innovations with today’s lifestyle announces the launch of a more extensive Social Media Campaign.  Subsequent to winning Android Headlines “Best of CES 2019” award at the Consumer Electronics Show in Las Vegas, the Company has been actively engaging with its target audiences to build online brand awareness in anticipation of the Company’s initial launch of its “Connected Surfaces” smart home device, a Google-enabled Smart Mirror.
The Company entered January 2019 with an expanded Social Media Marketing Department and enhanced its social media campaign strategy by evaluating, creating and managing the social media platforms listed below.  Additionally, our team has been developing a strategic social media advertising campaign in an effort to reach our highly-targeted audience and leverage potential sales of the smart device.

Facebook (company): https://www.facebook.com/capstoneindustries
Facebook (product): https://www.facebook.com/capstoneconnected
Instagram: https://www.instagram.com/capstoneconnected
Pinterest: https://www.pinterest.com/capstoneconnected
LinkedIn: https://www.linkedin.com/company/capstone-industries-inc/

Jordan Seals, Social Media Strategist for Capstone commented, “I am thrilled about our organic growth and strategic vision for the first “Connected Surfaces” smart home device in the digital sphere.  We have worked hard in developing the brand for the new product line and have been enjoying the positive feedback so far.  The Capstone Social Media Marketing Department has identified some exciting opportunities that I believe will be rewarding for both the company and the brand. We look forward to executing our social media strategy to foster an online community with our fans and customers.  I invite everyone to follow us on all social channels to stay current with the product and our marketing efforts.”
About Capstone Companies, Inc.
Capstone Companies, Inc. is a public holding company that engages, through its wholly-owned subsidiaries, Capstone Industries, Inc., Capstone Lighting Technologies, LLC, and Capstone International HK, Ltd., in the development, manufacturing and marketing of consumer products to retail channels throughout North America and international markets.

See www.capstonecompaniesinc.com for more information about the Company and www.capstoneindustries.com for information on our current product offerings. Visit www.capstonecompaniesinc.com for more information about the Company and www.capstoneindustries.com for information on our current product offerings.



Forward-Looking Statements 
This press release includes “forward-looking statements”.  Forward-looking statements include statements regarding our expectations regarding purchases of outstanding shares of common stock as well as expectations regarding future operating results and other information that is not historical information. When used in this press release, the terms or phrases such as “anticipates,” “believes,” “projects,” “plans,” “intends,” “expects,” “might,” “may,” “estimates,” “could,” “should,” “would,” “likely” and variations of such words or similar expressions are intended to identify forward-looking statements. Although our expectations, beliefs and projections are expressed in good faith and with what we believe is a reasonable basis, there can be no assurance that these expectations, beliefs and projections will be realized. There are a number of risks and uncertainties that could cause our actual results to differ materially from those expressed in the forward-looking statements which are included elsewhere in this press release. Actual result of a Social Media Campaign may vary significantly from projected or desired results and other related risks and uncertainties described in our reports on Form 10-K, Form 10-Q and Form 8-K.  Social Media marketing does not necessarily produce better business or financial results. In light of these and other risks, uncertainties and assumptions, the forward-looking events discussed in this press release might not occur. These forward-looking statements speak only as of the date of this press release, even if subsequently made publicly available, and we do not intend to update publicly any forward-looking statement to reflect events or circumstances that occur after the date on which the statement is made, except as may be required by law. URL’s referenced in this press release are for information purposes only and are incorporated herein.  Facebook and Instagram are trademarks of Facebook Inc. LinkedIn is a trademark of Linkedin Corporation.   Pinterest is a trademark of Pinterest, Inc.  Google is a trademark of Alphabet, Inc.
For more information, contact
Company: 
Aimee Gaudet
Corporate Secretary
(954) 570-8889, ext. 313