0000939802-14-000002.txt : 20140109 0000939802-14-000002.hdr.sgml : 20140109 20140109162912 ACCESSION NUMBER: 0000939802-14-000002 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140107 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140109 DATE AS OF CHANGE: 20140109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAPSTONE COMPANIES, INC. CENTRAL INDEX KEY: 0000814926 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 841047159 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-28831 FILM NUMBER: 14519074 BUSINESS ADDRESS: STREET 1: 350 JIM MORAN BLVD. STREET 2: SUITE 120 CITY: DEERFIELD BEACH STATE: FL ZIP: 33442 BUSINESS PHONE: (954) 252-3440 MAIL ADDRESS: STREET 1: 350 JIM MORAN BLVD. STREET 2: SUITE 120 CITY: DEERFIELD BEACH STATE: FL ZIP: 33442 FORMER COMPANY: FORMER CONFORMED NAME: CHDT CORP DATE OF NAME CHANGE: 20070801 FORMER COMPANY: FORMER CONFORMED NAME: CHINA DIRECT TRADING CORP DATE OF NAME CHANGE: 20040601 FORMER COMPANY: FORMER CONFORMED NAME: CBQ INC DATE OF NAME CHANGE: 19981207 8-K 1 form8k010714.htm form8k010714.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
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CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED)

Earliest Event Date requiring this Report:  January 7, 2014
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CAPSTONE COMPANIES, INC.
(EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
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FLORIDA
0-28331
84-1047159
(State of Incorporation or Organization)
(Commission File Number)
(I.R.S. Employer Identification No.)

350 Jim Moran Blvd.
Suite 120
Deerfield Beach, Florida 33442
(Address of principal executive offices)

(954) 252-3440
(Registrant's telephone number, including area code)


 
 
 

Item 5.02   Departure of Directors or Certain Officers

On January 7, 2014, Laurie Holtz resigned as a director of Capstone Companies, Inc.  (“Company”) for personal reasons and by email notification to the Company.  Mr. Holtz has no disagreements with the Company.  Mr. Holtz has no disagreements with its public auditors in respect of any issue or matter concerning the Company.

Item 9.

Exhibit Number
Exhibit Description
99.1
Text of January 7, 2014 Email Resignation of Laurie Holtz


 
 
 

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CAPSTONE COMPANIES, INC., A FLORIDA CORPORATION

Date:   January 7, 2014


By: /s/ Stewart Wallach
Stewart Wallach, Chief Executive Officer and Chairman of the Board of Directors.



 
 EX-99.1 2 form8k010714ex99-1.htm form8k010714ex99-1.htm


99.1           Email Text of Resignation

From: Holtz, Laurie S. - Sent: Tuesday, January 07, 2014 12:33 PM
To: Stewart Wallach. - Subject: Board membership

Stewart,

I have enjoyed being a part of the company and working with you all these years. However, I have health problems that prevent me from doing many things including business matters. Because I do not feel that I can contribute to the company I feel it is appropriate for me to resign as a Board Member.

I wish you great success and will miss being involved.

Most sincerely,
Laurie S. Holtz