-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B5YT4oTllZ6Th3q4EsxzcTYeTZERraU9xvfIA+0GBwOJqR1VvE3U2/z2D9ckjJX/ pH2x1/iNIWt6Gd5Tfp5A3g== 0000950133-99-000964.txt : 19990330 0000950133-99-000964.hdr.sgml : 19990330 ACCESSION NUMBER: 0000950133-99-000964 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990317 FILED AS OF DATE: 19990329 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HILB ROGAL & HAMILTON CO /VA/ CENTRAL INDEX KEY: 0000814898 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 541194795 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-15981 FILM NUMBER: 99575885 BUSINESS ADDRESS: STREET 1: 4235 INNSLAKE DR CITY: GLEN ALLEN STATE: VA ZIP: 23060 BUSINESS PHONE: 8047476500 MAIL ADDRESS: STREET 1: P O BOX 1220 CITY: GLEN ALLEN STATE: VA ZIP: 23060 COMPANY DATA: COMPANY CONFORMED NAME: IG INVESTMENT MANAGEMENT LTD CENTRAL INDEX KEY: 0000898581 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER STATE OF INCORPORATION: A2 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: ONE CANADA CENTER 447 PORTAGE AVE CITY: WINNIPEG MANITOBA STATE: A2 BUSINESS PHONE: 2049568240 MAIL ADDRESS: STREET 1: ONE CANADA CENTRE 447 PORTAGE AVENUE STREET 2: WINNIPEG MANITOBA R3C3B6 CITY: WINNIPEG 3 1 FORM 3 RE: HILB, ROGAL AND HAMILTON CO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. NAME AND ADDRESS OF REPORTING PERSON* I.G. Investment Management, Ltd.* (LAST) (FIRST) (MIDDLE) 447 Portage Avenue (STREET) Winnipeg, Manitoba, Canada R3C 3B6 (CITY) (STATE) (ZIP) 2. DATE OF EVENT REQUIRING STATEMENT (MONTH/DAY/YEAR) March 17, 1999 3. I.R.S. IDENTIFICATION NUMBER OF REPORTING PERSON, IF AN ENTITY (VOLUNTARY) The Reporting Person, a non-U.S. entity, has no I.R.S. Identification number. 4. ISSUER NAME AND TICKER OR TRADING SYMBOL Hilb, Rogal and Hamilton Company (HRH) 5. RELATIONSHIP OF REPORTING PERSON(S) TO ISSUER (CHECK ALL APPLICABLE) [ ] Director [X] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) 6. IF AMENDMENT, DATE OF ORIGINAL (MONTH/YEAR) Not applicable. 7. INDIVIDUAL OR JOINT/GROUP FILING (CHECK APPLICABLE LINE) [ ] Form Filed by One Reporting Person [X] Form Filed by More than One Reporting Person *If the Form is filed by more than one reporting person, see Instruction 5(b)(v) 2 Form 3 - Page 2 of 5
- ------------------------------------------------------------------------------------------------------------------------ TABLE I - NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------ 1. TITLE OF SECURITY 2. AMOUNT OF SECURITIES 3. OWNERSHIP 4. NATURE OF INDIRECT BENEFICIAL OWNERSHIP BENEFICIALLY OWNED FORM: DIRECT (INSTR. 4) (D) OR INDIRECT (I) (INSTR. 5) - ------------------------------------------------------------------------------------------------------------------------ Common Shares Note 1 Note 1 Note 1 - ------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
- --------------------------------------------------------------------------------------------------------------------------- TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - --------------------------------------------------------------------------------------------------------------------------- 1. TITLE OF DERIVATIVE 2. DATE 3. TITLE AND AMOUNT OF 4. CONVER- 5. OWNER- 6. NATURE OF INDIRECT SECURITY EXERCISABLE SECURITIES UNDERLYING SION OR SHIP BENEFICIAL OWNERSHIP (INSTR. 4) AND EXPIRATION DERIVATIVE SECURITY EXERCISE FORM OF (INSTR. 5) DATE (INSTR. 4) PRICE OF DERI- (MONTH/DAY/ DERI- VATIVE YEAR) VATIVE SECURITY: SECURITY DIRECT (D) OR INDIRECT (I) (INSTR. 5) - --------------------------------------------------------------------------------------------------------------------------- DATE EXPIRA- TITLE AMOUNT EXER- TION OR NUM- CISABLE DATE BER OF SHARES - --------------------------------------------------------------------------------------------------------------------------- Note 2 Note 2 Note 2 Note 2 Note 2 Note 2 Note 2 Note 2 - ---------------------------------------------------------------------------------------------------------------------------
INSTRUCTION 5(b)(v). LIST OF OTHER REPORTING PERSONS: This joint statement is filed by and on behalf of the following Reporting Persons signing this Form 3 and are hereafter referred to as the "Reporting Persons": Investors Group Inc. ("IGI"), Investors Group Trustco Inc. ("Trustco"), Investors Group Trust Co. Ltd. (the "Trustee"), I.G. Investment Management, Ltd. (the "Management Company") and Investors U.S. Opportunities Fund and Investors U.S. Growth Fund (collectively, the "Funds"). Each is filing as a 10% owner for purposes of this Form 3 filing. All of the Reporting Persons have their principal places of business at: One Canada Centre 447 Portage Avenue Winnipeg, Manitoba Canada R3C 3B6 None of the Reporting Persons, each a non-U.S. entity, have I.R.S. Identification numbers. IGI is a corporation formed under the Canada Business Corporations Act. It is a diversified-financial services holding company. 3 Form 3 - Page 3 of 5 Trustco is a corporation formed under the Canada Business Corporations Act. It is a holding company. The Management Company is a corporation formed under the Canada Business Corporations Act. It provides management services to the Funds. The Trustee is a corporation formed under the Manitoba Corporations Act. It is the trustee for the Unitholders of the Funds and serves as the trustee for other open-end mutual fund trusts organized and affiliated with IGI. The Funds are open-end mutual fund trusts of which the Unitholders are beneficiaries established in accordance with a Declaration of Trust under the laws of Manitoba, Canada. IGI owns 100% of the issued and outstanding Class A Common Shares of Trustco. Trustco owns 100% of the issued and outstanding Class A Common Shares of the Management Company. Trustco also owns, directly or indirectly, 100% of the issued and outstanding Common Shares of the Trustee. Trustco, the Management Company, the Trustee, and the Funds are all ultimately controlled by IGI through its ownership of 100% of the issued and outstanding Class A Common Shares of Trustco. Power Financial Corporation owns 67.4% of the common stock of Investors Group Inc. Power Corporation of Canada, of which Mr. Paul Desmarais controls 67.7% of the voting power, owns 67.5% of the common stock of Power Financial Corporation. EXPLANATION OF RESPONSES: Note 1 Investors U.S. Opportunities Fund may be deemed to own beneficially and directly 748,650 shares of Common Stock of the issuer. Investors U.S. Growth Fund may be deemed to own beneficially and directly 900,000 shares of Common Stock of the issuer. Each of IGI, Trustco, the Management Company and the Trustee may be deemed to own beneficially and indirectly, through the Funds, 1,648,650 shares of Common Stock of the issuer. Note 2 None of the above Reporting Persons beneficially own, directly or indirectly, any derivative securities of the issuer. 4 Form 3 - Page 4 of 5 SIGNATURE: INVESTORS GROUP INC. By: /s/ Hugh Sanford Riley ------------------------------- Hugh Sanford Riley, President and Chief Executive Officer of Investors Group Inc. INVESTORS GROUP TRUSTCO INC. By: /s/ Richard Elliot Archer ------------------------------- Richard Elliott Archer, President of Investors Group Trustco Inc. INVESTORS GROUP TRUST CO. LTD. By: /s/ Wayne Stanley Walker ------------------------------- Wayne Stanley Walker, President and Chief Executive Officer Investors Group Trust Co. Ltd. I.G. INVESTMENT MANAGEMENT, LTD. By: /s/ Richard Elliot Archer ------------------------------- Richard Elliot Archer, Chairman of the Board of I.G. Investment Management, Ltd. INVESTORS U.S. OPPORTUNITIES FUND By: /s/ Wayne Stanley Walker ------------------------------- Wayne Stanley Walker, President and Chief Executive Officer of Investors Group Trust Co. Ltd., as Trustee for Investors U.S. Opportunities Fund 5 Form 3 - Page 5 of 5 INVESTORS U.S. GROWTH FUND By: /s/ Wayne Stanley Walker ------------------------------- Wayne Stanley Walker, President and Chief Executive Officer of Investors Group Trust Co. Ltd., as Trustee for Investors U.S. Growth Fund Date: March 29, 1999 ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Alternatively, this form is permitted to be submitted to the Commission in electronic format at the option of the reporting person pursuant to Rule 101(b)(4) of Regulation S-T. -----END PRIVACY-ENHANCED MESSAGE-----