EX-99.H OTH MAT CONT 29 f7562d30.htm AMENDED TRANSFER AGENCY AGREEMENT PDFtoHTML Conversion Output

AMENDMENT

AMENDMENT made as of December 11, 2020 to that certain Amended and Restated Transfer Agency and Service Agreement made as of May 29, 2007 (the "TA Agreement"), between each of the investment companies listed in Exhibit A hereto including any series thereof (the "Fund") and Prudential Mutual Fund Services LLC ("PMFS"). Capitalized terms not otherwise defined herein shall have the meaning assigned to them pursuant to the TA Agreement.

WHEREAS, the parties wish to amend the TA Agreement to add certain Funds, as parties to the TA Agreement.

NOW, THEREFORE, for and in consideration of the mutual promises hereinafter set forth, the parties hereto agree as follows:

1.Exhibit A of the TA Agreement shall be amended as set forth in this Amendment, attached hereto and made a part hereof.

2.Each party represents to the other that this Amendment has been duly executed.

3.This Amendment may be executed in any number of counterparts, each of which shall be deemed to be an original, but such counterparts, shall, together, constitute only one amendment.

4.This Amendment shall become effective for each Fund as of the date of first service as listed in Exhibit A hereto upon execution by the parties hereto. From and after the execution hereof, any reference to the TA Agreement shall be a reference to the TA Agreement as amended hereby. Except as amended hereby, the TA Agreement shall remain in full force and effect.

IN WITNESS WHEREOF, the Fund and PMFS have caused this Amendment to be executed by their duly authorized representatives, as of the day and year first above written.

EACH FUND LISTED ON EXHIBIT A HERETO

By:

/s/ Scott E. Benjamin

 

Scott E. Benjamin

Title:

Executive Vice President

PRUDENTIAL MUTUAL FUND SERVICES LLC

By:

/s/ Hansjerg P. Schlenker

 

Hansjerg P. Schlenker

Title:

Senior Vice President

1

EXHIBIT A

FUNDS AND PORTFOLIOS

RETAIL FUNDS

 

 

 

RIC/Fund Name

Former Name

 

 

Prudential Global Total Return Fund, Inc.

 

PGIM Global Total Return Fund

Prudential Global Total Return Fund, Prudential

Global Total Return Fund, Inc.

PGIM Global Total Return (USD Hedged) Fund

Prudential Global Total Return (USD Hedged) Fund

Prudential Government Money Market Fund, Inc.

Prudential MoneyMart Assets, Inc.

PGIM Government Money Market Fund

Prudential Government Money Market Fund, Inc.

Prudential Investment Portfolios, Inc.

 

PGIM Balanced Fund

Prudential Balanced Fund and Prudential Asset

Allocation Fund

PGIM Jennison Focused Value Fund

PGIM Jennison Equity Opportunity Fund, Prudential

Jennison Equity Opportunity Fund

PGIM Jennison Growth Fund

Prudential Jennison Growth Fund

Prudential Investment Portfolios 2

 

PGIM QMA Commodity Strategies Fund

Prudential Commodity Strategies Fund

PGIM Core Conservative Bond Fund

Prudential Core Conservative Bond Fund

PGIM Core Short Term Bond Fund

Prudential Core Short Term Bond Fund

PGIM Core Ultra Short Bond Fund

Prudential Core Ultra Short Bond Fund and

Prudential Core Taxable Money Market Fund

PGIM Institutional Money Market Fund

Prudential Institutional Money Market Fund

PGIM Jennison Small-Cap Core Equity Fund

Prudential Jennison Small-Cap Core Equity Fund

PGIM QMA Emerging Markets Equity Fund

Prudential QMA Emerging Markets Equity Fund

PGIM QMA International Developed Markets Index Fund

Prudential QMA International Developed Markets

 

Index Fund

PGIM QMA Mid-Cap Core Equity Fund

Prudential QMA Mid-Cap Core Equity Fund

PGIM QMA US Broad Market Index Fund

Prudential QMA US Broad Market Index Fund

PGIM TIPS Fund

Prudential TIPS Fund, Prudential TIPS Enhanced

 

Index Fund

Prudential Investment Portfolios 3

 

PGIM Global Dynamic Bond Fund

Prudential Global Absolute Return Bond Fund, PGIM

Global Absolute Return Bond Fund

PGIM Focused Growth Fund

Prudential Jennison Select Growth Fund

PGIM QMA Global Tactical Allocation Fund

Prudential QMA Global Tactical Allocation Fund

PGIM QMA Large-Cap Value Fund

Prudential QMA Strategic Value Fund and

Prudential Strategic Value Fund

PGIM Real Assets Fund

Prudential Real Assets Fund

PGIM Strategic Bond Fund

Prudential Unconstrained Bond Fund, PGIM

Unconstrained Bond Fund

Prudential Investment Portfolios 4

 

 

2

RIC/Fund Name

Former Name

 

 

PGIM Muni High Income Fund

Prudential Muni High Income Fund

Prudential Investment Portfolios 5

 

PGIM 60/40 Allocation Fund

Prudential 60/40 Allocation Fund

Prudential Day One Income Fund

 

Prudential Day One 2015 Fund

 

Prudential Day One 2020 Fund

 

Prudential Day One 2025 Fund

 

Prudential Day One 2030 Fund

 

Prudential Day One 2035 Fund

 

Prudential Day One 2040 Fund

 

Prudential Day One 2045 Fund

 

Prudential Day One 2050 Fund

 

Prudential Day One 2055 Fund

 

Prudential Day One 2060 Fund

 

Prudential Day One 2065 Fund

 

PGIM Jennison Diversified Growth Fund

Prudential Jennison Diversified Growth Fund and

Prudential Jennison Conservative Growth Fund

 

PGIM Jennison Rising Dividend Fund

Prudential Jennison Rising Dividend Fund

Prudential Investment Portfolios 6

 

PGIM California Muni Income Fund

Prudential California Muni Income Fund

Prudential Investment Portfolios 7

 

PGIM Jennison Value Fund

Prudential Jennison Value Fund

Prudential Investment Portfolios 8

 

PGIM QMA Stock Index Fund

Prudential QMA Stock Index Fund and Prudential

Stock Index Fund

PGIM Securitized Credit Fund

 

Prudential Investment Portfolios 9

 

PGIM Absolute Return Bond Fund

Prudential Absolute Return Bond Fund

PGIM International Bond Fund

Prudential International Bond Fund

PGIM QMA Large-Cap Core Equity Fund

Prudential QMA Large-Cap Core Equity Fund and

Prudential Large-Cap Core Equity Fund

PGIM Real Estate Income Fund

Prudential Real Estate Income Fund

PGIM Select Real Estate Fund

Prudential Select Real Estate Fund

Prudential Investment Portfolios, Inc. 10

 

PGIM Jennison Global Equity Income Fund

PGIM Jennison Equity Income Fund, Prudential

Jennison Equity Income Fund

PGIM QMA Mid-Cap Value Fund

Prudential QMA Mid-Cap Value Fund and

Prudential Mid-Cap Value Fund

Prudential Investment Portfolios 12

 

PGIM Global Real Estate Fund

Prudential Global Real Estate Fund

 

3

RIC/Fund Name

Former Name

 

 

PGIM QMA Large-Cap Core Equity PLUS Fund

Prudential QMA Large-Cap Core Equity PLUS Fund

PGIM QMA Long-Short Equity Fund

Prudential QMA Long-Short Equity Fund and

Prudential Long-Short Equity Fund

PGIM Short Duration Muni Fund

PGIM Short Duration Muni High Income Fund,

Prudential Short Duration Muni High Income Fund

PGIM US Real Estate Fund

Prudential US Real Estate Fund

PGIM Jennison Technology Fund

 

Prudential Investment Portfolios, Inc. 14

 

PGIM Government Income Fund

Prudential Government Income Fund

PGIM Floating Rate Income Fund

Prudential Floating Rate Income Fund

Prudential Investment Portfolios, Inc. 15

 

PGIM High Yield Fund

Prudential High Yield Fund

PGIM Short Duration High Yield Income Fund

Prudential Short Duration High Yield Income Fund

Prudential Investment Portfolios 16

 

PGIM Income Builder Fund

Prudential Income Builder Fund and Target

Conservative Allocation Fund

Prudential Investment Portfolios, Inc. 17

 

PGIM Short Duration Multi-Sector Bond Fund

Prudential Short Duration Multi-Sector Bond Fund

PGIM Total Return Bond Fund

Prudential Total Return Bond Fund

Prudential Investment Portfolios 18

 

PGIM Jennison 20/20 Focus Fund

Prudential Jennison 20/20 Focus Fund

PGIM Jennison MLP Fund

Prudential Jennison MLP Fund

Prudential Jennison Blend Fund, Inc

 

PGIM Jennison Blend Fund

Prudential Jennison Blend Fund, Inc

Prudential Jennison Mid-Cap Growth Fund, Inc.

 

PGIM Jennison Mid-Cap Growth Fund

Prudential Jennison Mid-Cap Growth Fund, Inc.

Prudential Jennison Natural Resources Fund, Inc.

 

PGIM Jennison Natural Resources Fund

Prudential Jennison Natural Resources Fund, Inc.

Prudential Jennison Small Company Fund, Inc.

 

PGIM Jennison Small Company Fund

Prudential Jennison Small Company Fund, Inc.

 

 

Prudential National Muni Fund, Inc.

 

PGIM National Muni Fund

Prudential National Muni Fund, Inc.

 

 

Prudential Sector Funds

 

PGIM Jennison Financial Services Fund

Prudential Jennison Financial Services Fund and

Prudential Financial Services Fund

PGIM Jennison Health Sciences Fund

Prudential Health Sciences Fund d/b/a Prudential

Jennison Health Sciences Fund

 

4

RIC/Fund Name

Former Name

 

 

PGIM Jennison Utility Fund

Prudential Utility Fund d/b/a Prudential Jennison

Utility Fund

Prudential Short-Term Corporate Bond Fund, Inc.

 

PGIM Short-Term Corporate Bond Fund

Prudential Short-Term Corporate Bond Fund, Inc.

Prudential World Fund, Inc.

 

PGIM Emerging Markets Debt Hard Currency Fund

Prudential Emerging Markets Debt Hard Currency

 

Fund

PGIM Emerging Markets Debt Local Currency Fund

Prudential Emerging Markets Debt Local Currency

Fund

PGIM QMA International Equity Fund

Prudential QMA International Equity Fund and

Prudential International Equity Fund

PGIM Jennison Emerging Markets Equity Opportunities

 

Fund

Prudential Jennison Emerging Markets Equity Fund

PGIM Jennison Global Infrastructure Fund

Prudential Jennison Global Infrastructure Fund

PGIM Jennison Global Opportunities Fund

Prudential Jennison Global Opportunities Fund

PGIM Jennison International Opportunities Fund

Prudential Jennison International Opportunities

Fund

The Target Portfolio Trust

 

PGIM Core Bond Fund

Prudential Core Bond Fund and Intermediate-Term

Bond Portfolio

PGIM Corporate Bond Fund

Prudential Corporate Bond Fund and Mortgage

Backed Securities Portfolio

 

Prudential QMA Small-Cap Value Fund, Prudential

PGIM QMA Small-Cap Value Fund

Small-Cap Value Fund and Small Capitalization

Value Portfolio

INSURANCE FUNDS

 

RIC/Fund Name

Former Name

Advanced Series Trust

 

AST Academic Strategies Asset Allocation Portfolio

 

AST Advanced Strategies Portfolio

 

AST AllianzGI World Trends Portfolio

AST RCM World Trends Portfolio

AST American Funds Growth Allocation Portfolio

 

AST Balanced Asset Allocation Portfolio

 

AST BlackRock 60/40 Target Allocation ETF Portfolio

 

AST BlackRock 80/20 Target Allocation ETF Portfolio

 

AST BlackRock Corporate Bond Portfolio

 

AST BlackRock Global Strategies Portfolio

 

AST BlackRock Low Duration Bond Portfolio

AST PIMCO Limited Maturity Bond Portfolio

AST BlackRock/Loomis Sayles Bond Portfolio

AST PIMCO Total Return Bond Portfolio

AST Bond Portfolio 2020

 

AST Bond Portfolio 2021

 

AST Bond Portfolio 2022

 

AST Bond Portfolio 2023

 

 

5

RIC/Fund Name

Former Name

AST Bond Portfolio 2024

 

AST Bond Portfolio 2025

 

AST Bond Portfolio 2026

 

AST Bond Portfolio 2027

 

AST Bond Portfolio 2028

 

AST Bond Portfolio 2029

 

AST Bond Portfolio 2030

 

AST Bond Portfolio 2031

 

AST Bond Portfolio 2032

 

AST Capital Growth Asset Allocation Portfolio

 

AST ClearBridge Dividend Growth Portfolio

 

AST Cohen & Steers Global Realty Portfolio

AST Global Real Estate Portfolio

AST Cohen & Steers Realty Portfolio

 

AST Dimensional Global Core Allocation Portfolio

 

AST Emerging Markets Equity Portfolio

AST Parametric Emerging Markets Equity Portfolio

AST Fidelity Institutional AM® Quantitative Portfolio

AST Fidelity Institutional AMSM Quantitative

Portfolio, AST FI Pyramis® Quantitative Portfolio

AST Global Bond Portfolio

AST Wellington Management Global Bond Portfolio

AST Goldman Sachs Multi-Asset Portfolio

 

AST Goldman Sachs Small-Cap Value Portfolio

 

AST Government Money Market Portfolio

AST Money Market Portfolio

AST High Yield Portfolio

 

AST Hotchkis & Wiley Large-Cap Value Portfolio

AST Large-Cap Value Portfolio

AST International Growth Portfolio

 

AST International Value Portfolio

 

AST Investment Grade Bond Portfolio

 

AST J.P. Morgan Global Thematic Portfolio

 

AST J.P. Morgan International Equity Portfolio

 

AST J.P. Morgan Strategic Opportunities Portfolio

 

AST Jennison Large-Cap Growth Portfolio

 

AST Large-Cap Core Portfolio

AST QMA Large-Cap Portfolio

AST Legg Mason Diversified Growth Portfolio

 

AST Loomis Sayles Large-Cap Growth Portfolio

 

AST MFS Global Equity Portfolio

 

AST MFS Growth Allocation Portfolio

AST New Discovery Asset Allocation Portfolio

AST MFS Growth Portfolio

 

AST MFS Large-Cap Value Portfolio

 

AST Mid-Cap Growth Portfolio

AST Goldman Sachs Mid-Cap Growth Portfolio

AST Multi-Sector Fixed-Income Portfolio

 

AST Neuberger Berman/LSV Mid-Cap Value Portfolio

 

AST PIMCO Corporate Bond Portfolio

 

AST Preservation Asset Allocation Portfolio

 

 

6

RIC/Fund Name

Former Name

AST Prudential Core Bond Portfolio

 

AST Prudential Corporate Bond Portfolio

 

AST Prudential Growth Allocation Portfolio

 

AST Prudential Flexible Multi-Strategy Portfolio

 

AST QMA International Core Equity Portfolio

 

AST QMA US Equity Alpha Portfolio

 

AST Quantitative Modeling Portfolio

 

AST Small-Cap Growth Opportunities Portfolio

AST Federated Aggressive Growth Portfolio

AST Small-Cap Growth Portfolio

 

AST Small-Cap Value Portfolio

 

AST T. Rowe Price Asset Allocation Portfolio

 

AST T. Rowe Price Corporate Bond Portfolio

 

AST T. Rowe Price Diversified Real Growth Portfolio

 

AST T. Rowe Price Growth Opportunities Portfolio

 

AST T. Rowe Price Large-Cap Growth Portfolio

 

AST T. Rowe Price Large-Cap Value Portfolio

AST Value Equity Portfolio

AST T. Rowe Price Natural Resources Portfolio

 

AST WEDGE Capital Mid-Cap Value Portfolio

AST Mid-Cap Value Portfolio

AST Wellington Management Hedged Equity Portfolio

 

AST Western Asset Core Plus Bond Portfolio

 

AST Western Asset Corporate Bond Portfolio

 

AST Western Asset Emerging Markets Debt Portfolio

 

The Prudential Series Fund

 

Conservative Balanced Portfolio

 

Diversified Bond Portfolio

 

Equity Portfolio

 

Flexible Managed Portfolio

 

Global Portfolio

 

Government Income Portfolio

 

Government Money Market Portfolio

Money Market Portfolio

High Yield Bond Portfolio

 

Jennison Portfolio

 

Jennison 20/20 Focus Portfolio

 

Natural Resources Portfolio

 

Small Capitalization Stock Portfolio

 

Stock Index Portfolio

 

Value Portfolio

 

SP International Growth Portfolio

 

SP Prudential U.S. Emerging Growth Portfolio

 

SP Small-Cap Value Portfolio

 

End of Exhibit A

 

 

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