-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MnoSjHKKRAgeS2hikWDmzdhbTyCBe06f7ehtmq0dtI9KLVQANsFCdx4TbU7u0K7F vtaaRqKg/AKiZu7PMPOZMw== 0000912057-01-006325.txt : 20010224 0000912057-01-006325.hdr.sgml : 20010224 ACCESSION NUMBER: 0000912057-01-006325 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010207 FILED AS OF DATE: 20010220 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PLM INTERNATIONAL INC CENTRAL INDEX KEY: 0000814677 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 943041257 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-09670 FILM NUMBER: 1550712 BUSINESS ADDRESS: STREET 1: STEUART ST TOWER STE 800 STREET 2: ONE MARKET PLZ CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4159741399 COMPANY DATA: COMPANY CONFORMED NAME: MILPI ACQUISITION CORP CENTRAL INDEX KEY: 0001130389 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 0 STREET 2: 200 NYALA FARMS ROAD CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: 2033410515 MAIL ADDRESS: STREET 2: 200 NYALA FARMS ROAD CITY: WESTPORT STATE: CT 3 1 a2039511z3.txt FORM 3
- -------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------------- FORM 3 WASHINGTON, D.C. 20549 OMB APPROVAL - -------- ----------------------------- INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB Number: 3235-0104 Expires: September 30, 1998 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Estimated average burden Section 17(a) of the Public Utility Holding Company Act of 1935 or hours per response .... 0.5 (Print or Type Responses) Section 30(f) of the Investment Company Act of 1940 ----------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Date of Event Re- 4. Issuer Name AND Ticker or Trading Symbol quiring Statement (Month/Day/Year) MILPI Acquisition Corp. February 7, 2001 PLM International, Inc. (PLM) - ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) 3. IRS or Social Se- 5. Relationship of Reporting Person(s) 6. If Amendment, Date curity Number of to Issuer (Check all applicable) of Original c/o PLM International, Inc. Reporting Person Director X 10% Owner (Month/Day/Year) One Market (Voluntary) ---- ---- Steuart Street Tower, Suite 800 Officer (give Other (specify --------------------- - ------------------------------------------------- title below) below) 7. Individual or (Street) ---- ---- Joint/Group Filing (Check Applicable Line) --------------------------- Form filed by One Reporting Person --- Form filed by More than One X Reporting Person San Francisco, California 94105 --- - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned Form: Direct Ownership (Instr. 5) (Instr. 4) (D) or Indirect (I) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 6,284,261(1) I (1) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, SEE Instruction 5(b)(v). SEC 1473 (7-97)
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FORM 3 (CONTINUED) TABLE II - DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security 2. Date Exer- 3. Title and Amount of Securities 4. Conver- 5. Owner- 6. Nature of Indirect (Instr. 4) cisable and Underlying Derivative Security sion or ship Beneficial Expiration (Instr. 4) Exercise Form of Ownership Date Price of Deriv- (Instr. 5) (Month/Day/ Deri- ative Year) vative Security: -------------------------------------------------- Security Direct Amount (D) or Date Expir- or Indirect Exer- ation Title Number (I) cisable Date of Shares (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) The 6,284,261 shares of common stock of the Issuer (the "Shares"), which constitute approximately 83.2% of the Issuer's common stock, were acquired on February 7, 2001 by MILPI Acquisition Corp. ("MILPI"). MILPI is owned by MILPI Holdings, LLC, which is owned by four separate trusts, AFG Investment Trust A, AFG Investment Trust B, AFG Investment Trust C and AFG Investment Trust D, which are each partially owned by AFG ASIT Corporation ("AFG ASIT"). AFG AIST acts as managing trustee for each of the four trusts. AFG ASIT Corporation is wholly owned by Equis II Corporation ("Equis"), which is wholly owned by Semele Group, Inc. ("Semele"). Mr. Engle and James A. Coyne collectively own 49.6% of Semele, which controls MILPI, MILPI Holdings, LLC, the four trusts, AFG ASIT and Equis. /s/ MILPI Acquisition Corp., February 17, 2001 by James A. Coyne --------------------- **Intentional misstatements or omissions of facts constitute Federal ------------------------------------- Date Criminal Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). **Signature of Reporting Person Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, SEE Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. SEC 1473 (7-97)
Page 2 of 4 Joint Filer Information Designated Filer: MILPI Acquisition Corp. Issuer & Ticker Symbol: PLM International, Inc. (PLM) Date of Event Requiring Statement: February 7, 2001 Joint Filers: Name: MILPI Holdings, LLC Address: 200 Nyala Farms Westport, CT 06889 Signature: /s/ James A. Coyne --------------------- James A. Coyne Member Name: AFG Investment Trust A Address: 200 Nyala Farms Westport, CT 06889 Signature: /s/ James A. Coyne --------------------- James A. Coyne Senior Vice President, AFG ASIT Corporation, as Managing Trustee Name: AFG Investment Trust B Address: 200 Nyala Farms Westport, CT 06889 Signature: /s/ James A. Coyne --------------------- James A. Coyne Senior Vice President, AFG ASIT Corporation, as Managing Trustee Name: AFG Investment Trust C Address: 200 Nyala Farms Westport, CT 06889 Signature: /s/ James A. Coyne --------------------- James A. Coyne Senior Vice President, AFG ASIT Corporation, as Managing Trustee Name: AFG Investment Trust D Address: 200 Nyala Farms Westport, CT 06889 Signature: /s/ James A. Coyne --------------------- James A. Coyne Senior Vice President, AFG ASIT Corporation, as Managing Trustee Page 3 of 4 Name: AFG ASIT Corporation Address: 200 Nyala Farms Westport, CT 06889 Signature: /s/ James A. Coyne --------------------- James A. Coyne Senior Vice President Name: Equis II Corporation Address: 200 Nyala Farms Westport, CT 06889 Signature: /s/ James A. Coyne --------------------- James A. Coyne Senior Vice President Name: Semele Group Inc. Address: 200 Nyala Farms Westport, CT 06889 Signature: /s/ James A. Coyne --------------------- James A. Coyne President and Chief Operating Officer Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----