8-K 1 doc1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------- FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) November 13, 2001 (April 6, 2001) COMMISSION FILE NUMBER 1-9670 ----------------------------- PLM INTERNATIONAL, INC. (Exact name of registrant as specified in its charter) DELAWARE 94-3041257 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 120 MONTGOMERY STREET SUITE 1350, SAN FRANCISCO, CA 94104 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (415) 445-3201 ----------------------------------------------------------------- A. Item 7. Financial Statements and Exhibits ------------------------------------ 1. Amendment to Transition Services, Employment and Consulting Agreement. Exhibit 10.1 Amendment to the Transition Services, Employment and Consulting Agreement, dated April 2, 2001, between PLM International, Inc. and Susan C. Santo. 2. Amendment to Transition Services and Employment Agreement. Engagement Letter. Exhibit 10.2 Amendment to the Transition Services and Employment Agreement, dated June 8, 2001, between PLM International, Inc. and Richard K. Brock. Exhibit 10.3 Engagement Letter, dated June 8, 2001, between PLM International, Inc. and Richard K. Brock. 3. First Amendment to Transition Services and Employment Agreement. Exhibit 10.4 First Amendment to Transition Services and Employment Agreement, dated August 2, 2001, between PLM International, Inc. and Stephen M. Bess. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Date: November 13, 2001 By:_/s/ Stephen M. Bess________________ ------------------- ----------------------- Stephen M. Bess President and Chief Executive Officer