-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GulZVzjv42QJvhRBYVe4rMTW5aYOymWwnoWtBNGJxLoMbOGOo7rXA/cpbHBkMUiN MdyQKtoWwXKO+jbwqeWiDg== 0001144204-07-028340.txt : 20070523 0001144204-07-028340.hdr.sgml : 20070523 20070523190334 ACCESSION NUMBER: 0001144204-07-028340 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19950215 FILED AS OF DATE: 20070523 DATE AS OF CHANGE: 20070523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WECHSLER NORMAN J CENTRAL INDEX KEY: 0000918375 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16088 FILM NUMBER: 07874949 BUSINESS ADDRESS: BUSINESS PHONE: 914-242-60 MAIL ADDRESS: STREET 1: 105 SOUTH BEDFORD ROAD STREET 2: STE 310 CITY: MOUNT KISCO STATE: NY ZIP: 10549 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CPS TECHNOLOGIES CORP/DE/ CENTRAL INDEX KEY: 0000814676 STANDARD INDUSTRIAL CLASSIFICATION: POTTERY & RELATED PRODUCTS [3260] IRS NUMBER: 042832509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 SOUTH WORCESTER STREET CITY: NORTON STATE: MA ZIP: 02766 BUSINESS PHONE: 508-222-0614 MAIL ADDRESS: STREET 1: 111 SOUTH WORCESTER STREET CITY: NORTON STATE: MA ZIP: 02766 FORMER COMPANY: FORMER CONFORMED NAME: CERAMICS PROCESS SYSTEMS CORP/DE/ DATE OF NAME CHANGE: 19920703 4 1 v076609_ex.xml X0202 4 1995-02-15 0 0000814676 CPS TECHNOLOGIES CORP/DE/ CPSH.OB 0000918375 WECHSLER NORMAN J P.O. BOX 5123, 17 TIMBERLAND DRIVE CRESTED BUTTE, CO 81225 MOUNT KISCO NY 10549 0 0 1 0 Common Stock, $.01 par value 1995-09-30 4 J 0 169980 0.42 A 1669980 I By Waco Partners Common Stock, $.01 par value 1998-03-23 4 C 0 500000 0.50 A 1669980 I By Waco Partners Common Stock, $.01 par value 1998-05-05 4 C 0 1000000 0.50 A 1669980 I By Waco Partners Common Stock, $.01 par value 2004-04-16 4 J 0 1669980 0 D 0 I By Waco Partners Common Stock, $.01 par value 2004-04-16 4 J 0 1484429 0 A 1484429 I By CYB Master LLC Common Stock, $.01 par value 2000-03-15 4 P 0 1000 3.25 A 1485429 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2000-10-16 4 P 0 2500 1.00 A 1487929 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2000-12-01 4 P 0 2500 0.75 A 1490429 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2000-12-15 4 P 0 10000 0.50 A 1500429 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2001-03-30 4 P 0 13200 0.38 A 1513629 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2001-05-06 4 P 0 8000 0.25 A 1521629 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2002-01-10 4 S 0 5000 0.85 D 1516629 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2002-07-03 4 P 0 5000 0.50 A 1521629 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2002-07-17 4 P 0 5000 0.40 A 1526629 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2003-08-13 4 P 0 40000 0.30 A 1566629 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2007-02-06 4 S 0 2200 1.78 D 1564429 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2007-03-08 4 S 0 3000 1.95 D 1561429 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2007-03-15 4 S 0 1300 2.25 D 1560129 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2007-03-15 4 S 0 8700 2.25 D 1551429 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2007-04-10 4 S 0 1000 2.95 D 1550429 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2007-04-12 4 S 0 4000 2.95 D 1546429 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2007-04-13 4 S 0 1000 3.35 D 1545429 I By Wechsler & Co., Inc. Common Stock, $.01 par value 2007-04-16 4 S 0 1800 3.35 D 1543629 I By Wechsler & Co., Inc. 10% Subordinated Convertible Note due 1996 0.50 1998-03-23 4 C 0 500000 D 1995-02-15 1996-04-21 Common Stock 500000 0 I By Waco Partners 10% Subordinated Convertible Note due 2001 0.50 1998-05-05 4 C 0 1000000 D 1996-04-21 2001-04-21 Common Stock 1000000 0 I By Waco Partners Rights to Acquire Warrants Upon Conv of Conv Notes 0.50 1995-02-15 4 J 0 1125000 D 1995-02-15 1995-02-15 Common Stock 1125000 0 I By Waco Partners The 169,980 shares of Common Stock reported herein were issued to the Reporting Person in lieu of interest payable on convertible notes owned by the Reporting Person Waco Partners was dissolved on April 16, 2004 and distributed all of the shares of Common Stock of the Issuer owned by it to its partners Shares of Common Stock to which Mr. Wechsler was entitled were distributed to CYB Master LLC by Waco Partners upon its dissolution. CYB Master is a Delaware limited liability company wholly owned by Mr. Wechsler. The rights to acquire warrants for 1,125,000 shares of Common Stock of the Issuer expired when the 10% Subordinated Convertible Notes due 1996 and 2001 were not converted by 2/15/1995 N/A /s/ Norman J.Wechsler 2007-05-23 -----END PRIVACY-ENHANCED MESSAGE-----