0000899243-21-013297.txt : 20210324
0000899243-21-013297.hdr.sgml : 20210324
20210324171450
ACCESSION NUMBER: 0000899243-21-013297
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210322
FILED AS OF DATE: 20210324
DATE AS OF CHANGE: 20210324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peregrine Holdings LLC
CENTRAL INDEX KEY: 0001853281
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36807
FILM NUMBER: 21769075
BUSINESS ADDRESS:
STREET 1: 222 ROSEWOOD DRIVE, SUITE 530
CITY: DANVERS
STATE: MA
ZIP: 01923
BUSINESS PHONE: 617-570-1000
MAIL ADDRESS:
STREET 1: 222 ROSEWOOD DRIVE, SUITE 530
CITY: DANVERS
STATE: MA
ZIP: 01923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peregrine Trust Company, LLC
CENTRAL INDEX KEY: 0001853284
STATE OF INCORPORATION: WY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36807
FILM NUMBER: 21769076
BUSINESS ADDRESS:
STREET 1: 222 ROSEWOOD DRIVE, SUITE 530
CITY: DANVERS
STATE: MA
ZIP: 01923
BUSINESS PHONE: 617-570-1000
MAIL ADDRESS:
STREET 1: 222 ROSEWOOD DRIVE, SUITE 530
CITY: DANVERS
STATE: MA
ZIP: 01923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Peregrine Financial Corp
CENTRAL INDEX KEY: 0001853282
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36807
FILM NUMBER: 21769077
BUSINESS ADDRESS:
STREET 1: 222 ROSEWOOD DRIVE, SUITE 530
CITY: DANVERS
STATE: MA
ZIP: 01923
BUSINESS PHONE: 617-570-1000
MAIL ADDRESS:
STREET 1: 222 ROSEWOOD DRIVE, SUITE 530
CITY: DANVERS
STATE: MA
ZIP: 01923
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CPS TECHNOLOGIES CORP/DE/
CENTRAL INDEX KEY: 0000814676
STANDARD INDUSTRIAL CLASSIFICATION: POTTERY & RELATED PRODUCTS [3260]
IRS NUMBER: 042832509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1226
BUSINESS ADDRESS:
STREET 1: 111 SOUTH WORCESTER STREET
CITY: NORTON
STATE: MA
ZIP: 02766
BUSINESS PHONE: 508-222-0614
MAIL ADDRESS:
STREET 1: 111 SOUTH WORCESTER STREET
CITY: NORTON
STATE: MA
ZIP: 02766
FORMER COMPANY:
FORMER CONFORMED NAME: CERAMICS PROCESS SYSTEMS CORP/DE/
DATE OF NAME CHANGE: 19920703
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2021-03-22
0
0000814676
CPS TECHNOLOGIES CORP/DE/
CPSH
0001853282
Peregrine Financial Corp
222 ROSEWOOD DRIVE, SUITE 530
DANVERS
MA
01923
0
0
1
0
0001853284
Peregrine Trust Company, LLC
222 ROSEWOOD DRIVE, SUITE 530
DANVERS
MA
01923
0
0
1
0
0001853281
Peregrine Holdings LLC
222 ROSEWOOD DRIVE, SUITE 530
DANVERS
MA
01923
0
0
1
0
Common Stock
815894
I
See Footnote
Common Stock
813833
I
See Footnote
Represents 813,834 shares held directly by CMS Holdings, L.L.C. ("CMS Holdings") and 2,060 shares held directly by Stephen R. Currier Continuing Trust Under Article Seventh of the Last Will and Testament of Michael S. Currier fbo Ailsa Christina Griscom Currier and her descendants ("SRC Trust"). Peregrine Financial Corporation ("PFC") provides administrative support services to Peregrine Trust Company, LLC ("PTC"), which is the trustee of MSC Trust (Trust u/w dtd 12/12/96 Michael S. Currier (Art 8th) fbo Karin A. Griscom) ("MSC Trust") and SRC Trust. CMS Holdings is wholly owned by MSC Trust. For its services, PFC receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and therefore has no pecuniary interest in the shares.
Represents shares held directly by Peregrine Holdings, LLC ("Peregrine Holdings"). PFC provides administrative support services to Peregrine Holdings and for its services receives a fixed fee not based on the performance of the shares, which fee is exempt pursuant to Rule 16a-1(a)(2) of the Exchange Act, and therefore has no pecuniary interest in the shares.
Represents shares received by the reporting person pursuant to a pro rata distribution in kind, for no value, effected on March 19, 2021 by ARD Master, L.P. The reporting persons disclaim that they may be deemed to be acting in a "group" as that term is used in Rule 13d-5 of the Exchange Act.
PEREGRINE FINANCIAL CORPORATION, By: /s/ Stephen J. Therrien, Title: Vice President
2021-03-24
PEREGRINE TRUST COMPANY, LLC, By: /s/ Matt Tobin, Title: Secretary
2021-03-24
PEREGRINE HOLDINGS, LLC, By: /s/ Stephen J. Therrien, Title: Authorized Signatory
2021-03-24