0000814676-13-000028.txt : 20130529 0000814676-13-000028.hdr.sgml : 20130529 20130529113939 ACCESSION NUMBER: 0000814676-13-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130528 FILED AS OF DATE: 20130529 DATE AS OF CHANGE: 20130529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: April Susan E CENTRAL INDEX KEY: 0001532153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16088 FILM NUMBER: 13877259 MAIL ADDRESS: STREET 1: 111 S. WORCESTER ST. CITY: NORTON STATE: MA ZIP: 02766 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CPS TECHNOLOGIES CORP/DE/ CENTRAL INDEX KEY: 0000814676 STANDARD INDUSTRIAL CLASSIFICATION: POTTERY & RELATED PRODUCTS [3260] IRS NUMBER: 042832509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 SOUTH WORCESTER STREET CITY: NORTON STATE: MA ZIP: 02766 BUSINESS PHONE: 508-222-0614 MAIL ADDRESS: STREET 1: 111 SOUTH WORCESTER STREET CITY: NORTON STATE: MA ZIP: 02766 FORMER COMPANY: FORMER CONFORMED NAME: CERAMICS PROCESS SYSTEMS CORP/DE/ DATE OF NAME CHANGE: 19920703 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-05-28 0 0000814676 CPS TECHNOLOGIES CORP/DE/ cpsh 0001532153 April Susan E 111 S. WORCESTER ST. NORTON MA 02766 0 1 0 0 Vice-President, Administration Common Stock 2013-05-28 4 M 0 40000 0.31 A 55000 D Common Stock 2013-05-28 4 F 0 7750 1.6 D 47250 D Common Stock 0.31 2013-05-28 4 M 0 8000 0.31 D 2004-05-29 2013-05-29 Common Stock 8000 57000 D Common Stock 0.31 2013-05-28 4 M 0 8000 0.31 D 2005-05-29 2013-05-29 Common Stock 8000 49000 D Common Stock 0.31 2013-05-28 4 M 0 24000 0.31 D 2005-10-12 2014-10-14 Common Stock 24000 25000 D The reporting person exercised options to acquire 40000 shares and used the "net exercise" mechanism to pay the exercise price by forfeiting 7750 shares. The closing price on the exercise date was $1.60. Susan E. April 2013-05-29