0000814676-13-000027.txt : 20130528
0000814676-13-000027.hdr.sgml : 20130527
20130528164644
ACCESSION NUMBER: 0000814676-13-000027
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130523
FILED AS OF DATE: 20130528
DATE AS OF CHANGE: 20130528
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adams Richard W
CENTRAL INDEX KEY: 0001532149
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16088
FILM NUMBER: 13875628
MAIL ADDRESS:
STREET 1: 111 S. WORCESTER ST.
CITY: NORTON
STATE: MA
ZIP: 02766
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CPS TECHNOLOGIES CORP/DE/
CENTRAL INDEX KEY: 0000814676
STANDARD INDUSTRIAL CLASSIFICATION: POTTERY & RELATED PRODUCTS [3260]
IRS NUMBER: 042832509
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 SOUTH WORCESTER STREET
CITY: NORTON
STATE: MA
ZIP: 02766
BUSINESS PHONE: 508-222-0614
MAIL ADDRESS:
STREET 1: 111 SOUTH WORCESTER STREET
CITY: NORTON
STATE: MA
ZIP: 02766
FORMER COMPANY:
FORMER CONFORMED NAME: CERAMICS PROCESS SYSTEMS CORP/DE/
DATE OF NAME CHANGE: 19920703
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2013-05-23
0
0000814676
CPS TECHNOLOGIES CORP/DE/
CPSH
0001532149
Adams Richard W
111 S. WORCESTER ST.
NORTON
MA
02766
0
1
0
0
Senior Vice-President & CTO
Common Stock
2013-05-23
4
M
0
130000
0.31
A
202000
D
Common Stock
2013-05-23
4
F
0
25187
1.6
D
176813
D
Common Stock
0.31
2013-05-23
4
M
0
26000
0.31
D
2004-05-29
2013-05-29
Common Stock
26000
331000
D
Common Stock
0.31
2013-05-23
4
M
0
26000
0.31
D
2005-05-29
2013-05-29
Common Stock
26000
305000
D
Common Stock
0.31
2013-05-23
4
M
0
78000
0.31
D
2005-12-20
2013-05-29
Common Stock
78000
227000
D
The reporting person exercised options to acquire 130000 shares and used the "net exercise" mechanism to pay the exercise price by forfeiting 25187 shares. The closing stock price on the exercise date was $1.60.
Richard W. Adams
2013-05-28