0001209191-17-020879.txt : 20170315 0001209191-17-020879.hdr.sgml : 20170315 20170315175729 ACCESSION NUMBER: 0001209191-17-020879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170313 FILED AS OF DATE: 20170315 DATE AS OF CHANGE: 20170315 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AstroNova, Inc. CENTRAL INDEX KEY: 0000008146 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 050318215 STATE OF INCORPORATION: RI FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 600 E GREENWICH AVENUE CITY: WEST WARWICK STATE: RI ZIP: 02893 BUSINESS PHONE: 4018284000 MAIL ADDRESS: STREET 1: 600 E GREENWICH AVENUE CITY: WEST WARWICK STATE: RI ZIP: 02893 FORMER COMPANY: FORMER CONFORMED NAME: ASTRO MED INC /NEW/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ATLAN TOL INDUSTRIES INC DATE OF NAME CHANGE: 19850220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Woods Gregory A CENTRAL INDEX KEY: 0001557350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13200 FILM NUMBER: 17692324 MAIL ADDRESS: STREET 1: 3 MONKS WAY CITY: MEDFIELD STATE: MA ZIP: 02052 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-13 0 0000008146 AstroNova, Inc. ALOT 0001557350 Woods Gregory A C/O ASTRONOVA, INC. 600 E GREENWICH AVENUE W WARWICK RI 02893 1 1 0 0 CHIEF EXECUTIVE OFFICER Common Stock 2017-03-13 4 F 0 1641 12.85 D 63639 D Common Stock 2017-03-13 4 A 0 4606 0.00 A 68245 D Common Stock 2017-03-14 4 F 0 60 13.58 D 68185 D Common Stock 2017-03-14 4 M 0 150 0.00 A 68335 D Common Stock 110 I Held in Employee Stock Ownership Plan Stock Option (Right to Purchase) 12.85 2017-03-13 4 A 0 50000 0.00 A 2027-03-13 Common Stock 50000 50000 D Restricted Stock Unit 2017-03-14 4 M 0 150 0.00 D Common Stock 150 301 D Represents the estimated number of shares withheld in connection with the satisfaction of the Reporting Person's tax withholding requirement arising from the vesting of shares under a previously reported award of restricted stock units. Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned. The option vests in four equal annual installments commencing on the one year anniversary of the grant date. Each restricted stock unit represents a contingent right to receive on share of ALOT common stock. The remaining restricted stock units vest in two equal installments beginning on March 14, 2018. /s/ Margaret Boericke, attorney-in-fact for Gregory Woods 2017-03-15