0001683168-18-000834.txt : 20180330 0001683168-18-000834.hdr.sgml : 20180330 20180330165358 ACCESSION NUMBER: 0001683168-18-000834 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180328 FILED AS OF DATE: 20180330 DATE AS OF CHANGE: 20180330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waldron John P CENTRAL INDEX KEY: 0001378165 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17363 FILM NUMBER: 18726520 MAIL ADDRESS: STREET 1: LIFEWAY FOODS, INC. STREET 2: 6431 W. OAKTON STREET CITY: MORTON GROVE STATE: IL ZIP: 60053 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIFEWAY FOODS INC CENTRAL INDEX KEY: 0000814586 STANDARD INDUSTRIAL CLASSIFICATION: DAIRY PRODUCTS [2020] IRS NUMBER: 363442829 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6431 W OAKTON CITY: MORTON GROVE STATE: IL ZIP: 60053 BUSINESS PHONE: 847-967-1010 MAIL ADDRESS: STREET 1: 6431 W OAKTON CITY: MORTON GROVE STATE: IL ZIP: 60053 4 1 waldron_frm4.xml FORM 4 X0306 4 2018-03-28 0 0000814586 LIFEWAY FOODS INC LWAY 0001378165 Waldron John P LIFEWAY FOODS, INC. 6431 W. OAKTON STREET MORTON GROVE IL 60053 0 1 0 0 Chief Financial Officer Common Stock, no par value 2018-03-28 4 A 0 6622 0 A 6622 D Common Stock, no par value 2018-03-28 4 F 0 575 6.04 D 6047 D Stock option (Right to buy) 11.1 2026-01-01 Common Stock 6000 6000 D Represents a time-based restricted stock award pursuant to the Company's 2015 Omnibus Incentive Plan. Of such time-based restricted stock, 2,208 shares vested on March 28, 2018; 2,207 will vest on March 16, 2019; and 2,207 will vest on March 16, 2020, contingent on the Reporting Person's continued service on each applicable vesting date. No stock was sold. In connection with the vesting of 2,208 shares of stock, the Company withheld a total of 575 shares to satisfy a payroll tax liability incident to such vesting. Of such options, 3,000 are vested; 1,000 will vest on January 1, 2019; 1,000 will vest on January 1, 2020; and 1,000 will vest on January 1, 2021. /s/ John Waldron 2018-03-30