-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NxWSS+gMxzNP6OAWQpodotjQ/WtUmuQ0PSiswpGBWpSA38qNi7BosNdVGjIqQEkp 7ej712hT2T4YDGwcq7PSUQ== 0000898822-08-000174.txt : 20080201 0000898822-08-000174.hdr.sgml : 20080201 20080201205148 ACCESSION NUMBER: 0000898822-08-000174 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080130 FILED AS OF DATE: 20080201 DATE AS OF CHANGE: 20080201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MBIA INC CENTRAL INDEX KEY: 0000814585 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 061185706 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 113 KING ST CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 914-273-4545 MAIL ADDRESS: STREET 1: 113 KING ST CITY: ARMONK STATE: NY ZIP: 10504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09583 FILM NUMBER: 08570204 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 3 1 warburgform3_ex.xml X0202 3 2008-01-30 0 0000814585 MBIA INC MBI 0001162870 WARBURG PINCUS LLC 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 Common Stock, par value $1.00 per share ("Common Stock") 9951760 I By voting trust Common Stock 6177272 D Common Stock issuable upon exercise of warrants 2008-01-30 2015-01-30 Common Stock 8698920 D Warburg Pincus X L.P., a Delaware limited partnership ("WP X LP"), and the general partner of Warburg Pincus Private Equity X, L.P. and an affiliated limited partnership (together, "WP X"); Warburg Pincus X LLC, a Delaware limited liability company ("WP X LLC") and the general partner of WP X LP; Warburg Pincus Partners, LLC, a New York limited liability company ("WP Partners") and the sole member of WP X LLC; Warburg Pincus & Co., a New York general partnership ("WP") and the managing member of WP Partners; Warburg Pincus LLC, a New York limited liability company ("WP LLC") that manages WP X; and Messrs. Charles R. Kaye and Joseph P. Landy, each a managing general partner of WP and managing member and co-president of WP LLC may be deemed to be the beneficial owner of the shares of Common Stock of MBIA Inc. held by WP X. Information with respect to each of the Reporting Persons is given solely by such Reporting Persons, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, each of the Reporting Persons, other than WP X, herein states that this filing shall not be deemed an admission that he or it is the beneficial owner of any of the shares of Common Stock covered by this Statement. Each of WP X LP, WP X LLC, WP Partners, WP, WP LLC, and Messrs. Kaye and Landy disclaims beneficial ownership of the Common Stock, except to the extent of its or his pecuniary interest in such shares of Common Stock. The Common Stock is held in a voting trust under the terms of the Voting Trust Agreement by and among Warburg Pincus Private Equity X, L.P., MBIA Inc., and U.S. Bank National Association, dated as of January 30, 2008. The warrants are initially exercisable at $40.00 per share, subject to adjustments for certain issuances of common stock, stock splits, stock subdivisions, stock reclassifications, stock combinations, other distributions, certain repurchases, business combinations and similar actions. See signatures of Reporting Persons attached as Exhibit 99.1 /s/ 2008-02-01 EX-99 2 exhibit99.htm

EXHIBIT 99.1

SIGNATURES OF REPORTING PERSONS

After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this Form 3 is true, complete and correct.
February 1, 2008

WARBURG PINCUS PRIVATE EQUITY X, L.P.

By: Warburg Pincus X, L.P., its general partner

By:     Warburg Pincus X LLC, its general partner

By:     Warburg Pincus Partners, LLC, its sole member

By:     Warburg Pincus & Co., its managing member

By:           /s/ Scott A. Arenare
     Name:     Scott A. Arenare
     Title:     Partner

WARBURG PINCUS X, L.P.

By:     Warburg Pincus X LLC, its general partner

By:     Warburg Pincus Partners, LLC, its sole member

By:     Warburg Pincus & Co., its managing member

By:            /s/ Scott A. Arenare
     Name:     Scott A. Arenare
     Title:     Partner

WARBURG PINCUS X LLC

By: Warburg Pincus Partners, LLC, its sole member

By:     Warburg Pincus & Co., its managing member

By:            /s/ Scott A. Arenare
     Name:     Scott A. Arenare
     Title:     Partner

WARBURG PINCUS PARTNERS, LLC

By:     Warburg Pincus & Co., its managing member

By:            /s/ Scott A. Arenare
     Name:     Scott A. Arenare
     Title:     Partner

WARBURG PINCUS & CO.

By: /s/ Scott A. Arenare

     Name:     Scott A. Arenare
     Title:     Partner

WARBURG PINCUS LLC

By:            /s/ Scott A. Arenare
     Name:     Scott A. Arenare
     Title:     Managing Director

CHARLES R. KAYE

By:            /s/ Scott A. Arenare
     Scott A. Arenare, Attorney-in-fact*

JOSEPH P. LANDY

By:            /s/ Scott A. Arenare
     Scott A. Arenare, Attorney-in-fact**

* Power of Attorney given by Mr. Kaye was previously filed with the SEC on March 2, 2006, as an exhibit to a Schedule 13D filed by Building Products, LLC with respect to Builders FirstSource, Inc.

** Power of Attorney given by Mr. Landy was previously filed with the SEC on March 2, 2006, as an exhibit to a Schedule 13D filed by Building Products, LLC with respect to Builders FirstSource, Inc.

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