0000814585-18-000019.txt : 20180308
0000814585-18-000019.hdr.sgml : 20180308
20180308120125
ACCESSION NUMBER: 0000814585-18-000019
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180306
FILED AS OF DATE: 20180308
DATE AS OF CHANGE: 20180308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fallon William C
CENTRAL INDEX KEY: 0001334233
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09583
FILM NUMBER: 18675661
MAIL ADDRESS:
STREET 1: C/O MBIA
STREET 2: 113 KING STREET
CITY: ARMONK
STATE: NY
ZIP: 10504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MBIA INC
CENTRAL INDEX KEY: 0000814585
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 061185706
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 MANHATTANVILLE ROAD
STREET 2: SUITE 301
CITY: PURCHASE
STATE: NY
ZIP: 10577
BUSINESS PHONE: 914-273-4545
MAIL ADDRESS:
STREET 1: 1 MANHATTANVILLE ROAD
STREET 2: SUITE 301
CITY: PURCHASE
STATE: NY
ZIP: 10577
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-03-06
0
0000814585
MBIA INC
mbi
0001334233
Fallon William C
C/O MBIA
1 MANHATTANVILLE ROAD, SUITE 301
PURCHASE
NY
10577
0
1
0
0
CEO, COO & President
Common Stock
2018-03-06
4
A
0
51904
0
A
971554
D
Common Stock
2018-03-06
4
A
0
79637
0
A
1051191
D
Restricted stock granted pursuant to long-term incentive award under 16b-3 exemption. This restricted stock vests in one-third increments on each of the third, fourth, and fifth anniversaries of the date of grant.
Balance reflects adjustment for retirement plan shares.
Restricted Stock grated pursuant to long-term incentive award under 16b-3 exemption. The shares issued are the target number of performance-based restricted stock that may be earned (in a range of 0% to 200% of the target number of shares issued) based on the achievement of certain performance metrics as of December 31, 2020. Any shares that are not earned on such date will be forfeited. The shares that are earned on such date will vest in one-third increments on each of the third, fourth and fifth anniversaries of the date of grant, subject to certain continued service conditions.
/s/ Jonathan C. Harris, Attorney-in-Fact
2018-03-08