0000814585-11-000042.txt : 20111014 0000814585-11-000042.hdr.sgml : 20111014 20111014121141 ACCESSION NUMBER: 0000814585-11-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111012 FILED AS OF DATE: 20111014 DATE AS OF CHANGE: 20111014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVUS BOND FUND CENTRAL INDEX KEY: 0000030125 IRS NUMBER: 231745238 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 BUSINESS PHONE: 9142734545 MAIL ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 FORMER COMPANY: FORMER CONFORMED NAME: 1838 BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19890511 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL INCOME SECURITIES INC DATE OF NAME CHANGE: 19711102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MBIA INC CENTRAL INDEX KEY: 0000814585 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02201 FILM NUMBER: 111141243 BUSINESS ADDRESS: STREET 1: 113 KING ST CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 914-273-4545 MAIL ADDRESS: STREET 1: 113 KING ST CITY: ARMONK STATE: NY ZIP: 10504 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-10-12 0 0000030125 RIVUS BOND FUND BDF 0000814585 MBIA INC 113 KING STREET ARMONK NY 10504 0 0 0 1 Parent of Inv. Adv. See Foot.1 Shares of Beneficial Interest 2011-10-12 4 S 0 2338 18.1 D 156897 D Shares of Beneficial Interest 2011-10-12 4 S 0 4762 18.11 D 152135 D Shares of Beneficial Interest 2011-10-12 4 S 0 4200 18.12 D 147935 D Shares of Beneficial Interest 2011-10-12 4 S 0 300 18.13 D 147635 D Shares of Beneficial Interest 2011-10-12 4 S 0 100 18.135 D 147535 D Shares of Beneficial Interest 2011-10-12 4 S 0 2300 18.14 D 145235 D Shares of Beneficial Interest 2011-10-12 4 S 0 900 18.15 D 144335 D Shares of Beneficial Interest 2011-10-12 4 S 0 200 18.16 D 144135 D Shares of Beneficial Interest 2011-10-13 4 S 0 330 18.1 D 143805 D Shares of Beneficial Interest 2011-10-13 4 S 0 1600 18.11 D 142205 D Shares of Beneficial Interest 2011-10-13 4 S 0 400 18.12 D 141805 D Shares of Beneficial Interest 2011-10-13 4 S 0 2570 18.14 D 139235 D Shares of Beneficial Interest 2011-10-13 4 S 0 300 18.15 D 138935 D 1. This filing is made on behalf of MBIA Inc. ("MBIA"). Cutwater Investor Services Corp., the issuer's investment adviser, is an indirect wholly owned subsidiary of MBIA. /s/Gail D. Makode, AVP, CCO & Asst. Secy. of MBIA Inc. 2011-10-14