0000814585-11-000033.txt : 20110928 0000814585-11-000033.hdr.sgml : 20110928 20110928173837 ACCESSION NUMBER: 0000814585-11-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110926 FILED AS OF DATE: 20110928 DATE AS OF CHANGE: 20110928 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVUS BOND FUND CENTRAL INDEX KEY: 0000030125 IRS NUMBER: 231745238 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 BUSINESS PHONE: 9142734545 MAIL ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 FORMER COMPANY: FORMER CONFORMED NAME: 1838 BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19890511 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL INCOME SECURITIES INC DATE OF NAME CHANGE: 19711102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MBIA INC CENTRAL INDEX KEY: 0000814585 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02201 FILM NUMBER: 111113057 BUSINESS ADDRESS: STREET 1: 113 KING ST CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 914-273-4545 MAIL ADDRESS: STREET 1: 113 KING ST CITY: ARMONK STATE: NY ZIP: 10504 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-09-26 0 0000030125 RIVUS BOND FUND BDF 0000814585 MBIA INC 113 KING STREET ARMONK NY 10504 0 0 0 1 Parent of Inv. Adv. See Foot.1 Shares of Beneficial Interest 2011-09-26 4 S 0 2973 18.4 D 287662 D Shares of Beneficial Interest 2011-09-26 4 S 0 400 18.41 D 287262 D Shares of Beneficial Interest 2011-09-26 4 S 0 4172 18.42 D 283090 D Shares of Beneficial Interest 2011-09-26 4 S 0 1055 18.45 D 282035 D Shares of Beneficial Interest 2011-09-26 4 S 0 2100 18.47 D 279935 D Shares of Beneficial Interest 2011-09-26 4 S 0 200 18.48 D 279735 D Shares of Beneficial Interest 2011-09-27 4 S 0 2550 18.4 D 277185 D Shares of Beneficial Interest 2011-09-27 4 S 0 900 18.41 D 276285 D Shares of Beneficial Interest 2011-09-27 4 S 0 1500 18.42 D 274785 D Shares of Beneficial Interest 2011-09-27 4 S 0 550 18.43 D 274235 D Shares of Beneficial Interest 2011-09-28 4 S 0 410 18.3 D 273825 D Shares of Beneficial Interest 2011-09-28 4 S 0 200 18.305 D 273625 D Shares of Beneficial Interest 2011-09-28 4 S 0 1558 18.31 D 272067 D Shares of Beneficial Interest 2011-09-28 4 S 0 100 18.313 D 271967 D Shares of Beneficial Interest 2011-09-28 4 S 0 400 18.315 D 271567 D Shares of Beneficial Interest 2011-09-28 4 S 0 90 18.325 D 271477 D Shares of Beneficial Interest 2011-09-28 4 S 0 6942 18.35 D 264535 D Shares of Beneficial Interest 2011-09-28 4 S 0 2100 18.4 D 262435 D 1. This filing is made on behalf of MBIA Inc. ("MBIA"). Cutwater Investor Services Corp., the issuer's investment adviser, is an indirect wholly owned subsidiary of MBIA. /s/Gail D. Makode, AVP, CCO & Asst. Secy. of MBIA Inc. 2011-09-28