0000814585-11-000029.txt : 20110913 0000814585-11-000029.hdr.sgml : 20110913 20110913174243 ACCESSION NUMBER: 0000814585-11-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110909 FILED AS OF DATE: 20110913 DATE AS OF CHANGE: 20110913 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVUS BOND FUND CENTRAL INDEX KEY: 0000030125 IRS NUMBER: 231745238 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 BUSINESS PHONE: 9142734545 MAIL ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 FORMER COMPANY: FORMER CONFORMED NAME: 1838 BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19890511 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL INCOME SECURITIES INC DATE OF NAME CHANGE: 19711102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MBIA INC CENTRAL INDEX KEY: 0000814585 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02201 FILM NUMBER: 111088915 BUSINESS ADDRESS: STREET 1: 113 KING ST CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 914-273-4545 MAIL ADDRESS: STREET 1: 113 KING ST CITY: ARMONK STATE: NY ZIP: 10504 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-09-09 0 0000030125 RIVUS BOND FUND BDF 0000814585 MBIA INC 113 KING STREET ARMONK NY 10504 0 0 0 1 Parent of Inv. Adv.See Foot.1 Shares of Beneficial Interest 2011-09-09 4 S 0 6800 18.6 D 389867 D Shares of Beneficial Interest 2011-09-09 4 S 0 7000 18.61 D 382867 D Shares of Beneficial Interest 2011-09-09 4 S 0 500 18.615 D 382367 D Shares of Beneficial Interest 2011-09-09 4 S 0 2500 18.62 D 379867 D Shares of Beneficial Interest 2011-09-09 4 S 0 1000 18.63 D 378867 D Shares of Beneficial Interest 2011-09-09 4 S 0 100 18.64 D 378767 D Shares of Beneficial Interest 2011-09-09 4 S 0 100 18.66 D 378667 D Shares of Beneficial Interest 2011-09-09 4 S 0 1600 18.68 D 377067 D Shares of Beneficial Interest 2011-09-12 4 S 0 233 18.5 D 376834 D Shares of Beneficial Interest 2011-09-12 4 S 0 100 18.54 D 376734 D Shares of Beneficial Interest 2011-09-12 4 S 0 6200 18.55 D 370534 D Shares of Beneficial Interest 2011-09-12 4 S 0 300 18.555 D 370234 D Shares of Beneficial Interest 2011-09-12 4 S 0 367 18.56 D 369867 D Shares of Beneficial Interest 2011-09-12 4 S 0 400 18.57 D 369467 D Shares of Beneficial Interest 2011-09-13 4 S 0 4772 18.5 D 364695 D Shares of Beneficial Interest 2011-09-13 4 S 0 2220 18.51 D 362475 D Shares of Beneficial Interest 2011-09-13 4 S 0 700 18.52 D 361775 D Shares of Beneficial Interest 2011-09-13 4 S 0 908 18.53 D 360867 D 1. This filing is made on behalf of MBIA Inc. ("MBIA"). Cutwater Investor Services Corp., the issuer's investment adviser, is an indirect wholly owned subsidiary of MBIA. /s/Gail D. Makode, AVP, CCO & Asst. Secy. of MBIA Inc. 2011-09-13