Gender Identity
|
| |
Female
|
| |
Male
|
| |
Non-Binary
|
| |
Did Not
Disclose |
| ||||||||||||
Directors
|
| | | | 1 | | | | | | 7 | | | | | | 0 | | | | | | 0 | | |
Demographic Background | | | | | | | | | | | | | | | | | | | | | | | | | |
African American or Black
|
| | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Alaskan Native or Native American
|
| | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Asian
|
| | | | 1 | | | | | | 2 | | | | | | 0 | | | | | | 0 | | |
Hispanic or Latinx
|
| | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
Native Hawaiian or Pacific Islander
|
| | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
White
|
| | | | 0 | | | | | | 5 | | | | | | 0 | | | | | | 0 | | |
Two or More Races or Ethnicities
|
| | | | 0 | | | | | | 0 | | | | | | 0 | | | | | | 0 | | |
LGBTQ+
|
| | | | 0 | | | | | | | | | | | | | | | | | | | | |
Did Not Disclose Demographic Background
|
| | | | 0 | | | | | | | | | | | | | | | | | | | | |
Name
|
| |
Audit
|
| |
Compensation
|
| |
Corporate
Governance and Nominating |
| |||||||||
Mr. Bhalla
|
| | | | C | | | | | | | | | | | | M | | |
Mr. Benz
|
| | | | M | | | | | | M | | | | | | | | |
Mr. Eckert
|
| | | | | | | | | | M | | | | | | C | | |
Mr. Herter
|
| | | | | | | | | | | | | | | | M | | |
Mr. Keller
|
| | | | M | | | | | | C | | | | | | | | |
Mr. Raina
|
| | | | | | | | | | | | | | | | | | |
Mr. Hebard
|
| | | | | | | | | | | | | | | | | | |
2021 Meetings
|
| | | | 7 | | | | | | 9 | | | | | | 1 | | |
Name
|
| |
Fees Earned or
Paid in Cash |
| |
Option Awards
($) |
| |
Total ($)
|
| |||||||||
Pavan Bhalla
|
| | | $ | 65,000 | | | | | $ | 93,193 | | | | | $ | 158,193 | | |
Hans Ueli Keller
|
| | | | 49,000 | | | | | | 93,193 | | | | | | 142,193 | | |
Hans U. Benz
|
| | | | 41,000 | | | | | | 93,193 | | | | | | 134,193 | | |
Neil D. Eckert
|
| | | | 25,000 | | | | | | 93,193 | | | | | | 118,193 | | |
Rolf Herter
|
| | | | 25,000 | | | | | | 93,193 | | | | | | 118,193 | | |
George Hebard, III
|
| | | | 25,000 | | | | | | 93,193 | | | | | | 118,193 | | |
Priyanka Kaul*
|
| | | | 16,667 | | | | | | 93,193 | | | | | | 109,860 | | |
| | |
Aggregate Stock Option
Awards at Year End |
| |||
Pavan Bhalla
|
| | | | 36,000 | | |
Hans Ueli Keller
|
| | | | 36,000 | | |
Hans U. Benz
|
| | | | 36,000 | | |
Neil D. Eckert
|
| | | | 36,000 | | |
Rolf Herter
|
| | | | 36,000 | | |
George Hebard, III
|
| | | | 30,000 | | |
Priyanka Kaul
|
| | | | 6,000 | | |
Services Rendered by K G Somani & Co LLP
|
| |
2021
|
| |
2020
|
| ||||||
Audit Fees(1)
|
| | | $ | 682,500 | | | | | $ | 450,000 | | |
Audit Related Fees(2)
|
| | | $ | — | | | | | $ | — | | |
Tax Compliance Service Fees
|
| | | $ | — | | | | | $ | — | | |
All Other Fees(3)
|
| | | $ | — | | | | | $ | — | | |
Services Rendered by RSM US LLP
|
| |
2021
|
| |
2020
|
| ||||||
Audit Fees(1)
|
| | | $ | — | | | | | $ | 1,006,655 | | |
Audit Related Fees(2)
|
| | | $ | — | | | | | $ | — | | |
Tax Compliance Service Fees
|
| | | $ | — | | | | | $ | — | | |
All Other Fees(3)
|
| | | $ | — | | | | | $ | — | | |
Name and Principal Position
|
| |
Year
|
| |
Salary
($) |
| |
Bonus
($) |
| |
Stock
Awards ($)(1) |
| |
Option
Awards ($) |
| |
Non-Equity
Incentive Plan Compensation ($) |
| |
All Other
Compensation ($) |
| |
Total
|
| ||||||||||||||||||||||||
Robin Raina,
President, Chief Executive Officer and Chairman of the Board |
| | | | 2021 | | | | | $ | — | | | | | | 3,600,000(2) | | | | | | — | | | | | | — | | | | | | — | | | | | | 4,350(4) | | | | | $ | 3,604,350 | | |
| | | 2020 | | | | | $ | — | | | | | | — | | | | | | 7,960,000 | | | | | | — | | | | | | — | | | | | | — | | | | | $ | 7,960,000 | | | ||
| | | 2019 | | | | | $ | — | | | | | | 2,000,000(3) | | | | | | 4,200,000 | | | | | | — | | | | | | 1,584 | | | | | | 6,000(4) | | | | | $ | 6,207,584 | | | ||
Steven M. Hamil,
Corporate Executive Vice President and Global Chief Financial Officer |
| | | | 2021 | | | | | $ | 325,000 | | | | | | 150,000 | | | | | | 150,000 | | | | | | — | | | | | | — | | | | | | 2,100(5) | | | | | $ | 627,100 | | |
| | | 2020 | | | | | $ | 231,250 | | | | | | — | | | | | | 500,000 | | | | | | — | | | | | | — | | | | | | 2,438(5) | | | | | $ | 733,688 | | | ||
Graham Prior,
Corporate Senior Vice President |
| | | | 2021 | | | | | $ | 80,783 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | —(6) | | | | | $ | 80,783 | | |
| | | 2020 | | | | | $ | 161,964 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | —(6) | | | | | $ | 161,964 | | | ||
| | | 2019 | | | | | $ | 159,863 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | —(6) | | | | | $ | 159,863 | | | ||
Leon d’Apice,
Managing Director- Ebix Australia Group |
| | | | 2021 | | | | | $ | 217,880 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 16,259(7) | | | | | $ | 234,139 | | |
| | | 2020 | | | | | $ | 207,197 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 17,715(7) | | | | | $ | 224,912 | | | ||
| | | 2019 | | | | | $ | 208,706 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 25,650(7) | | | | | $ | 234,356 | | | ||
Ash Sawhney,
President-Insurance Solutions, North America |
| | | | 2021 | | | | | $ | 300,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 4,154 | | | | | $ | 304,154 | | |
James Senge, Sr.,
Senior Vice President EbixHealth |
| | | | 2021 | | | | | $ | 225,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 3,375(8) | | | | | $ | 228,375 | | |
| | | 2020 | | | | | $ | 225,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 3,375(8) | | | | | $ | 228,375 | | | ||
| | | 2019 | | | | | $ | 225,000 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 2,337(8) | | | | | $ | 227,337 | | |
Name
|
| |
Grant Date
|
| |
Estimated Future Payouts Under
Non-Equity Incentive Plan Awards |
| |
All Other
Stock Awards: Number of Shares of Stock or Units (#) |
| |
All Other
Option Awards: Number of Securities Underlying Options (#) |
| |
Exercise or
Base Price of Option Awards ($/Sh) |
| |
Grant Date
Fair Value of Stock and Option Awards ($) |
| |||||||||||||||||||||||||||
|
Threshold
($) |
| |
Target
($) |
| |
Maximum
($) |
| ||||||||||||||||||||||||||||||||||||||
Robin Raina
|
| | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | $ | — | | |
Steven M. Hamil
|
| |
5/19/21
|
| | | | — | | | | | | — | | | | | | — | | | | | | 5,527 | | | | | | — | | | | | | — | | | | | $ | 150,000 | | |
Graham Prior
|
| | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | $ | — | | |
Leon d’ Apice
|
| | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | $ | — | | |
James Senge, Sr.
|
| | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | $ | — | | |
Name
|
| |
Option Awards
|
| |
Stock Awards
|
| ||||||||||||||||||||||||||||||||||||||||||||||||
|
Number of
Securities Underlying Unexercised Options (#) Exercisable |
| |
Number of
Securities Underlying Unexercised Options (#) Un-exercisable |
| |
Equity
Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options (#) |
| |
Option
Exercise Price ($) |
| |
Option
Expiration Date |
| |
Number of
Shares or Units of Stock That Have Not Vested (#) |
| |
Market
Value of Shares or Units of Stock That Have Not Vested ($) |
| |
Equity
Incentive Plan Awards: Number of Unearned Shares, Units or Other Rights That Have Not Vested (#) |
| |
Equity
Incentive Plan Awards: Market or Payout Value of Unearned Shares, Units or Other Rights That Have Not Vested ($) |
| |||||||||||||||||||||||||||||
Robin Raina
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 169,164(1) | | | | | $ | 5,142,586 | | | | | | — | | | | | $ | — | | |
Steven M. Hamil
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | 20,743(2) | | | | | $ | 630,587 | | | | | | — | | | | | $ | — | | |
Graham Prior
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | $ | — | | | | | | — | | | | | $ | — | | |
Leon d’Apice
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | $ | — | | | | | | — | | | | | $ | — | | |
James Senge, Sr.
|
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | $ | — | | | | | | — | | | | | $ | — | | |
Name (a)
|
| |
Option Awards
|
| |
Stock Awards
|
| ||||||||||||||||||
|
Number of
Shares Acquired on Exercise (#) |
| |
Value
Realized on Exercise ($)(1) |
| |
Number of
Shares Vested (#) |
| |
Value
Realized on Vesting ($)(2) |
| ||||||||||||||
Robin Raina
|
| | | | — | | | | | $ | — | | | | | | 176,683 | | | | | $ | 5,738,304 | | |
Steven M. Hamil
|
| | | | — | | | | | $ | — | | | | | | 15,216 | | | | | $ | 453,843 | | |
Graham Prior
|
| | | | — | | | | | $ | — | | | | | | — | | | | | $ | — | | |
Leon d’Apice
|
| | | | — | | | | | $ | — | | | | | | — | | | | | $ | — | | |
James Senge
|
| | | | — | | | | | $ | — | | | | | | — | | | | | $ | — | | |
Name of Beneficial Owner
|
| |
Current Beneficial Ownership
|
| |||||||||
|
Number of
Shares(1) |
| |
Percent of
Class(2) |
| ||||||||
Robin Raina(3)
|
| | | | 4,309,204 | | | | | | 13.9% | | |
Neil D. Eckert(4)
|
| | | | 123,112 | | | | | | * | | |
Rolf Herter(5)
|
| | | | 100,521 | | | | | | * | | |
Leon d’Apice(6)
|
| | | | 89,978 | | | | | | * | | |
Hans Ueli Keller(7)
|
| | | | 49,946 | | | | | | * | | |
Hans U. Benz(8)
|
| | | | 30,127 | | | | | | * | | |
Pavan Bhalla(9)
|
| | | | 104,591 | | | | | | * | | |
James S. Senge, Sr.(10)
|
| | | | 12,221 | | | | | | * | | |
Priyanka Kaul(11)
|
| | | | 1,500 | | | | | | * | | |
George Hebard(12)
|
| | | | 61,000 | | | | | | * | | |
Steven M. Hamil(13)
|
| | | | 28,369 | | | | | | * | | |
Directors and executive officers as a group (11 persons)(14)
|
| | | | 4,910,569 | | | | | | 15.9% | | |
Other Beneficial Holders | | | | | | | | | | | | | |
Blackrock Inc.(15)
|
| | | | 3,975,263 | | | | | | 12.9% | | |
The Vanguard Group(16)
|
| | | | 2,768,385 | | | | | | 9.0% | | |
Steven D. Lebowitz(17)
|
| | | | 1,775,371 | | | | | | 5.7% | | |
Plan Category
|
| |
Number of
Securities to be Issued Upon Exercise of Outstanding Options Warrants and Rights |
| |
Weighted-
Average Exercise Price of Outstanding Options Warrants and Rights |
| |
Number of
Securities Remaining Available for Future Issuance Under Equity Compensation Plans |
| |||||||||
Equity Compensation Plans Approved by Security Holders: | | | | | | | | | | | | | | | | | | | |
— 2010 Stock Incentive Plan
|
| | | | 141,000 | | | | | $ | 47.66 | | | | | | — | | |
— 2020 Stock Incentive Plan
|
| | | | 78,000 | | | | | | 32.85 | | | | | | 4,913,021 | | |
Equity Compensation Plans Not Approved by Security Holders
|
| | | | 5,953,975(1) | | | | | | N/A | | | | | | N/A | | |
Total
|
| | | | 6,172,975 | | | | | $ | 42.38 | | | | | | 4,913,021 | | |
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