0001214659-19-007637.txt : 20191209
0001214659-19-007637.hdr.sgml : 20191209
20191209210000
ACCESSION NUMBER: 0001214659-19-007637
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191205
FILED AS OF DATE: 20191209
DATE AS OF CHANGE: 20191209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Huyard Wayne Elliot
CENTRAL INDEX KEY: 0001503187
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11689
FILM NUMBER: 191276395
MAIL ADDRESS:
STREET 1: 181 METRO DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FAIR ISAAC CORP
CENTRAL INDEX KEY: 0000814547
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 941499887
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 181 METRO DRIVE
STREET 2: SUITE 700
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: (408) 535-1500
MAIL ADDRESS:
STREET 1: 181 METRO DRIVE
STREET 2: SUITE 700
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: FAIR ISAAC & COMPANY INC
DATE OF NAME CHANGE: 19920703
4
1
marketforms-46823.xml
PRIMARY DOCUMENT
X0306
4
0019-12-05
0000814547
FAIR ISAAC CORP
FICO
0001503187
Huyard Wayne Elliot
181 METRO DRIVE
SAN JOSE
CA
95110
false
true
false
false
Executive Vice President
Common Stock
2019-12-06
4
S
false
717
363.61
D
25012
I
Wayne & Linda Huyard Trust
Common Stock
2019-12-06
4
S
false
593
364.90
D
24419
I
Wayne & Linda Huyard Trust
Common Stock
2019-12-06
4
S
false
1546
365.86
D
22873
I
Wayne & Linda Huyard Trust
Common Stock
2019-12-06
4
S
false
144
366.46
D
22729
I
Wayne & Linda Huyard Trust
Common Stock
2019-12-08
4
M
false
23692
0
A
46421
I
Wayne & Linda Huyard Trust
Common Stock
2019-12-08
4
F
false
10490
363.83
D
35931
I
Wayne & Linda Huyard Trust
Market Share Units
2019-12-05
4
A
false
6831
0.00
A
2019-12-08
Common Stock
6831
6831
D
Market Share Units
2019-12-08
4
M
false
6831
0.00
D
2019-12-08
Common Stock
6831
0
D
Market Share Units
2019-12-05
4
A
false
3658
0.00
A
2019-12-08
Common Stock
3658
3658
D
Market Share Units
2019-12-08
4
M
false
3658
0.00
D
2019-12-08
Common Stock
3658
0
D
Market Share Units
2019-12-05
4
A
false
3534
0.00
A
2019-12-10
Common Stock
3534
3534
D
Performance Share Units
2019-12-08
4
M
false
4255
0.00
D
2017-12-08
Common Stock
4255
0
D
Performance Share Units
2019-12-08
4
M
false
3659
0.00
D
2018-12-08
Common Stock
3659
3658
D
Restricted Stock Units
2019-12-08
4
M
false
2100
0.00
D
2016-12-08
Common Stock
2100
0
D
Restricted Stock Units
2019-12-08
4
M
false
1817
0.00
D
2017-12-08
Common Stock
1817
1817
D
Restricted Stock Units
2019-12-08
4
M
false
1372
0.00
D
2018-12-08
Common Stock
1372
2744
D
This transaction was executed in multiple trades at prices ranging from $363.28 to $364.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $364.38 to $365.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $365.43 to $366.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $366.43 to $366.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Shares withheld by Company for payment of taxes due at vesting from earned performance share units, earned market share units, and restricted stock units.
Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
On December 8, 2016, the reporting person was granted a target award of 7,268 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2017, 2018, 2019. The performance criteria for 2019 were met, resulting in the award of market share units being reported herein.
No expiration date.
On December 8, 2017, the reporting person was granted a target award of 5,488 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2018, 2019, 2020. The performance criteria for 2019 were met, resulting in the award of market share units being reported herein.
On December 10, 2018, the reporting person was granted a target award of 5,300 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2019, 2020, 2021. The performance criteria for 2019 were met, resulting in the award of market share units being reported herein.
Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
/s/Carrie H. Darling, Attorney-in-fact
2019-12-09