0001214659-19-007635.txt : 20191209 0001214659-19-007635.hdr.sgml : 20191209 20191209200023 ACCESSION NUMBER: 0001214659-19-007635 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191205 FILED AS OF DATE: 20191209 DATE AS OF CHANGE: 20191209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEAL RICHARD CENTRAL INDEX KEY: 0001205411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11689 FILM NUMBER: 191276343 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIR ISAAC CORP CENTRAL INDEX KEY: 0000814547 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 941499887 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 181 METRO DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 535-1500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: FAIR ISAAC & COMPANY INC DATE OF NAME CHANGE: 19920703 4 1 marketforms-46822.xml PRIMARY DOCUMENT X0306 4 2019-12-05 0000814547 FAIR ISAAC CORP FICO 0001205411 DEAL RICHARD 181 METRO DRIVE SAN JOSE 95110 false true false false Executive Vice President Common Stock 2019-12-08 4 M false 19941 0.00 A 63963 D Common Stock 2019-12-08 4 F false 9098 363.83 D 54865 D Market Share Units 2019-12-05 4 A false 5875 0.00 A 2019-12-08 Common Stock 5875 5875 D Market Share Units 2019-12-08 4 M false 5875 0.00 D 2019-12-08 Common Stock 5875 0 D Market Share Units 2019-12-05 4 A false 3146 0.00 A 2019-12-08 Common Stock 3146 3146 D Market Share Units 2019-12-08 4 M false 3146 0.00 D 2019-12-08 Common Stock 3146 0 D Market Share Units 2019-12-05 4 A false 2946 0.00 A 2019-12-10 Common Stock 2946 2946 D Performance Share Units 2019-12-08 4 M false 3659 0.00 D 2017-12-08 Common Stock 3659 0 D Performance Share Units 2019-12-08 4 M false 3147 0.00 D 2018-12-08 Common Stock 3147 3146 D Restricted Stock Units 2019-12-08 4 M false 1372 0.00 D 2016-12-08 Common Stock 1372 0 D Restricted Stock Units 2019-12-08 4 M false 1562 0.00 D 2017-12-08 Common Stock 1562 1562 D Restricted Stock Units 2019-12-08 4 M false 1180 0.00 D 2018-12-08 Common Stock 1180 2360 D Shares withheld by Company for payment of taxes due at vesting from earned performance share units, earned market share units, and restricted stock units. Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. On December 8, 2016, the reporting person was granted a target award of 6,250 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2017, 2018, 2019. The performance criteria for 2019 were met, resulting in the award of market share units being reported herein. No expiration date. On December 8, 2017, the reporting person was granted a target award of 4,720 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2018, 2019, 2020. The performance criteria for 2019 were met, resulting in the award of market share units being reported herein. On December 10, 2018, the reporting person was granted a target award of 4,417 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2019, 2020, 2021. The performance criteria for 2019 were met, resulting in the award of market share units being reported herein. Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. /s/Carrie H. Darling, Attorney-in-fact 2019-12-09