0001214659-19-006972.txt : 20191108 0001214659-19-006972.hdr.sgml : 20191108 20191108173610 ACCESSION NUMBER: 0001214659-19-006972 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191107 FILED AS OF DATE: 20191108 DATE AS OF CHANGE: 20191108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LANSING WILLIAM J CENTRAL INDEX KEY: 0001074500 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] STATE OF INCORPORATION: MN FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11689 FILM NUMBER: 191205181 MAIL ADDRESS: STREET 1: NET PERCEPTIONS, INC STREET 2: 7700 FRANCE AVENUE SOUTH CITY: EDINA STATE: MN ZIP: 55435 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIR ISAAC CORP CENTRAL INDEX KEY: 0000814547 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 941499887 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 181 METRO DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 535-1500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: FAIR ISAAC & COMPANY INC DATE OF NAME CHANGE: 19920703 4 1 marketforms-45108.xml PRIMARY DOCUMENT X0306 4 2019-11-07 0000814547 FAIR ISAAC CORP FICO 0001074500 LANSING WILLIAM J 181 METRO DRIVE SAN JOSE CA 95110 true true false false President and CEO Common Stock 2019-11-07 4 M false 16000 41.89 A 180345 D Common Stock 2019-11-07 4 S false 2060 327.91 D 178285 D Common Stock 2019-11-07 4 S false 1854 328.74 D 176431 D Common Stock 2019-11-07 4 S false 1801 329.80 D 174630 D Common Stock 2019-11-07 4 S false 4956 331.21 D 169674 D Common Stock 2019-11-07 4 S false 2346 332.10 D 167328 D Common Stock 2019-11-07 4 S false 1055 333.19 D 166273 D Common Stock 2019-11-07 4 S false 1310 334.48 D 164963 D Common Stock 2019-11-07 4 S false 618 335.31 D 164345 D Common Stock 102212 I Lansing Revocable Trust Non Qualified Stock Option (right to buy) 41.89 2019-11-07 4 M false 16000 0 D 2013-12-13 2019-12-12 Common Stock 16000 0 D Exercised and sold pursuant to reporting person's 10b5-1 plan. This transaction was executed in multiple trades at prices ranging from $327.335 to $328.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $328.395 to $329.145. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $329.495 to $330.295. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $330.74 to $331.735. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $331.74 to $332.735. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $332.745 to $333.635. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $334.095 to $334.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $335.18 to $335.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Effective October 21, 2019 102,212 shares Directly owned by the Insider were transferred to his Revocable Trust. This option vests in four equal annual installments commencing on this date. /s/Carrie H. Darling, Attorney-in-fact 2019-11-08