0001214659-18-007627.txt : 20181210 0001214659-18-007627.hdr.sgml : 20181210 20181210185321 ACCESSION NUMBER: 0001214659-18-007627 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181207 FILED AS OF DATE: 20181210 DATE AS OF CHANGE: 20181210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEAL RICHARD CENTRAL INDEX KEY: 0001205411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11689 FILM NUMBER: 181227504 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIR ISAAC CORP CENTRAL INDEX KEY: 0000814547 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 941499887 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 181 METRO DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 535-1500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: FAIR ISAAC & COMPANY INC DATE OF NAME CHANGE: 19920703 4 1 marketforms-43424.xml PRIMARY DOCUMENT X0306 4 2018-12-07 0000814547 FAIR ISAAC CORP FICO 0001205411 DEAL RICHARD 181 METRO DRIVE SAN JOSE CA 95110 false true false false Executive Vice President Common Stock 2018-12-08 4 M false 24992 0.00 A 73480 D Common Stock 2018-12-08 4 F false 11401 182.41 D 62079 D Market Share Units 2018-12-07 4 A false 4006 0.00 A 2018-12-08 Common Stock 4006 4006 D Market Share Units 2018-12-08 4 M false 4006 0.00 D 2018-12-08 Common Stock 4006 0 D Market Share Units 2018-12-07 4 A false 4166 0.00 A 2018-12-08 Common Stock 4166 4166 D Market Share Units 2018-12-08 4 M false 4166 0.00 D 2018-12-08 Common Stock 4166 0 D Market Share Units 2018-12-07 4 A false 2848 0.00 A 2018-12-08 Common Stock 2848 2848 D Market Share Units 2018-12-08 4 M false 2848 0.00 D 2018-12-08 Common Stock 2848 0 D Performance Share Units 2018-12-08 4 M false 3051 0.00 D 2016-12-08 Common Stock 3051 0 D Performance Share Units 2018-12-08 4 M false 3659 0.00 D 2017-12-08 Common Stock 3659 3659 D Performance Share Units 2018-12-08 4 M false 3147 0.00 D 2018-12-08 Common Stock 3147 6293 D Restricted Stock Units 2018-12-08 4 M false 1372 0.00 D 2016-12-08 Common Stock 1372 1372 D Restricted Stock Units 2018-12-08 4 M false 1563 0.00 D 2017-12-08 Common Stock 1563 3124 D Restricted Stock Units 2018-12-08 4 M false 1180 0.00 D 2018-12-08 Common Stock 1180 3540 D Restricted Stock Units 2018-12-10 4 A false 4417 0.00 A 2019-12-10 Common Stock 4417 4417 D Shares withheld by Company for payment of taxes due at vesting from earned performance share units, earned market share units, and restricted stock units. Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. On December 8, 2015, the reporting person was granted a target award of 5,488 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2016, 2017, 2018. The performance criteria for 2018 were met, resulting in the award of market share units being reported herein. No expiration date. On December 8, 2016, the reporting person was granted a target award of 6,250 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2017, 2018, 2019. The performance criteria for 2018 were met, resulting in the award of market share units being reported herein. On December 8, 2017, the reporting person was granted a target award of 4,720 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2018, 2019, 2020. The performance criteria for 2018 were met, resulting in the award of market share units being reported herein. Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. /s/Carrie H. Darling, Attorney-in-fact 2018-12-10