0001214659-17-007263.txt : 20171211 0001214659-17-007263.hdr.sgml : 20171211 20171211195141 ACCESSION NUMBER: 0001214659-17-007263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171208 FILED AS OF DATE: 20171211 DATE AS OF CHANGE: 20171211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DEAL RICHARD CENTRAL INDEX KEY: 0001205411 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11689 FILM NUMBER: 171250689 MAIL ADDRESS: STREET 1: 181 METRO DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIR ISAAC CORP CENTRAL INDEX KEY: 0000814547 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 941499887 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 181 METRO DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 535-1500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: FAIR ISAAC & COMPANY INC DATE OF NAME CHANGE: 19920703 4 1 marketforms-40179.xml PRIMARY DOCUMENT X0306 4 2017-12-08 0000814547 FAIR ISAAC CORP FICO 0001205411 DEAL RICHARD 181 METRO DRIVE SAN JOSE CA 95110 false true false false Executive Vice President Common Stock 2017-12-08 4 M false 21813 0.00 A 57408 D Common Stock 2017-12-08 4 F false 9823 157.31 D 47585 D Market Share Units 2017-12-08 4 A false 4142 0.00 A 2017-12-08 Common Stock 4142 4142 D Market Share Units 2017-12-08 4 M false 4142 0.00 D 2017-12-08 Common Stock 4142 0 D Market Share Units 2017-12-08 4 A false 3658 0.00 A 2017-12-08 Common Stock 3658 3658 D Market Share Units 2017-12-08 4 M false 3658 0.00 D 2017-12-08 Common Stock 3658 0 D Market Share Units 2017-12-08 4 A false 2459 0.00 A 2017-12-08 Common Stock 2459 2459 D Market Share Units 2017-12-08 4 M false 2459 0.00 D 2017-12-08 Common Stock 2459 0 D Performance Share Units 2017-12-08 4 M false 1909 0.00 D 2015-12-08 Common Stock 1909 0 D Performance Share Units 2017-12-08 4 M false 3051 0.00 D 2016-12-08 Common Stock 3051 3051 D Performance Share Units 2017-12-08 4 M false 3659 0.00 D 2017-12-08 Common Stock 3659 7318 D Restricted Stock Units 2017-12-08 4 M false 1372 0.00 D 2016-12-08 Common Stock 1372 2744 D Restricted Stock Units 2017-12-08 4 M false 1563 0.00 D 2017-12-08 Common Stock 1563 4687 D Restricted Stock Units 2017-12-08 4 A false 4720 0.00 A 2018-12-08 Common Stock 4720 4720 D Shares withheld by Company for payment of taxes due at vesting from earned performance share units, earned market share units, and restricted stock units. Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. On December 8, 2014, the reporting person was granted a target award of 6,215 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2015, 2016, 2017. The performance criteria for 2017 were met, resulting in the award of market share units being reported herein. No expiration date. On December 8, 2015, the reporting person was granted a target award of 5,488 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2016, 2017, 2018. The performance criteria for 2017 were met, resulting in the award of market share units being reported herein. On December 8, 2016, the reporting person was granted a target award of 6,250 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2017, 2018, 2019. The performance criteria for 2017 were met, resulting in the award of market share units being reported herein. Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. /s/Nancy E. Fraser, Attorney-in-fact 2017-12-11