0001214659-16-015326.txt : 20161214
0001214659-16-015326.hdr.sgml : 20161214
20161214162246
ACCESSION NUMBER: 0001214659-16-015326
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161213
FILED AS OF DATE: 20161214
DATE AS OF CHANGE: 20161214
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FAIR ISAAC CORP
CENTRAL INDEX KEY: 0000814547
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 941499887
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 181 METRO DRIVE
STREET 2: SUITE 700
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: (408) 535-1500
MAIL ADDRESS:
STREET 1: 181 METRO DRIVE
STREET 2: SUITE 700
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: FAIR ISAAC & COMPANY INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LANSING WILLIAM J
CENTRAL INDEX KEY: 0001074500
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1228
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11689
FILM NUMBER: 162051334
MAIL ADDRESS:
STREET 1: NET PERCEPTIONS, INC
STREET 2: 7700 FRANCE AVENUE SOUTH
CITY: EDINA
STATE: MN
ZIP: 55435
4
1
marketforms-37349.xml
PRIMARY DOCUMENT
X0306
4
2016-12-13
0000814547
FAIR ISAAC CORP
FICO
0001074500
LANSING WILLIAM J
181 METRO DRIVE
SAN JOSE
CA
95110
true
true
false
false
President and CEO
Common Stock
2016-12-13
4
M
false
4166
0.00
A
177255
D
Common Stock
2016-12-13
4
M
false
6469
0.00
A
183724
D
Common Stock
2016-12-13
4
M
false
6667
0.00
A
190391
D
Common Stock
2016-12-13
4
M
false
17252
0.00
A
207643
D
Common Stock
2016-12-13
4
M
false
26569
0.00
A
234212
D
Common Stock
2016-12-13
4
F
false
31891
121.67
D
202321
D
Common Stock
2016-12-13
4
M
false
30000
36.01
A
232321
D
Common Stock
2016-12-13
4
S
false
24656
122.15
D
207665
D
Common Stock
2016-12-13
4
S
false
5344
122.87
D
202321
D
Restricted Stock Units
2016-12-13
4
M
false
4166
0.00
D
2013-12-13
Common Stock
4166
0
D
Restricted Stock Units
2016-12-13
4
M
false
6469
0.00
D
2014-12-13
Common Stock
6469
6469
D
Performance Share Units
2016-12-13
4
M
false
6667
0.00
D
2013-12-13
Common Stock
6667
0
D
Performance Share Units
2016-12-13
4
M
false
17252
0.00
D
2014-12-13
Common Stock
17252
0
D
Market Share Units
2016-12-13
4
M
false
26569
0.00
D
2016-12-13
Common Stock
26569
0
D
Non Qualified Stock Option (right to buy)
36.01
2016-12-13
4
M
false
30000
0
D
2013-01-27
2019-01-26
Common Stock
3000
0
D
Shares withheld by Company for payment of taxes due at vesting from restricted stock units, earned performance share units and earned market share units.
Exercised and sold pursuant to reporting person's 10b5-1 plan.
This transaction was executed in multiple trades at prices ranging from $121.74 to $122.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
This transaction was executed in multiple trades at prices ranging from $122.7510 to $123.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
No expiration date.
Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
The performance share units vest in four equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
The performance share units vest in three equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
This option vests in four equal annual installments commencing on this date.
/s/Nancy E. Fraser, Attorney-in-fact
2016-12-14