0001214659-16-015326.txt : 20161214 0001214659-16-015326.hdr.sgml : 20161214 20161214162246 ACCESSION NUMBER: 0001214659-16-015326 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161213 FILED AS OF DATE: 20161214 DATE AS OF CHANGE: 20161214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIR ISAAC CORP CENTRAL INDEX KEY: 0000814547 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 941499887 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 181 METRO DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 535-1500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: FAIR ISAAC & COMPANY INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LANSING WILLIAM J CENTRAL INDEX KEY: 0001074500 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] STATE OF INCORPORATION: MN FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11689 FILM NUMBER: 162051334 MAIL ADDRESS: STREET 1: NET PERCEPTIONS, INC STREET 2: 7700 FRANCE AVENUE SOUTH CITY: EDINA STATE: MN ZIP: 55435 4 1 marketforms-37349.xml PRIMARY DOCUMENT X0306 4 2016-12-13 0000814547 FAIR ISAAC CORP FICO 0001074500 LANSING WILLIAM J 181 METRO DRIVE SAN JOSE CA 95110 true true false false President and CEO Common Stock 2016-12-13 4 M false 4166 0.00 A 177255 D Common Stock 2016-12-13 4 M false 6469 0.00 A 183724 D Common Stock 2016-12-13 4 M false 6667 0.00 A 190391 D Common Stock 2016-12-13 4 M false 17252 0.00 A 207643 D Common Stock 2016-12-13 4 M false 26569 0.00 A 234212 D Common Stock 2016-12-13 4 F false 31891 121.67 D 202321 D Common Stock 2016-12-13 4 M false 30000 36.01 A 232321 D Common Stock 2016-12-13 4 S false 24656 122.15 D 207665 D Common Stock 2016-12-13 4 S false 5344 122.87 D 202321 D Restricted Stock Units 2016-12-13 4 M false 4166 0.00 D 2013-12-13 Common Stock 4166 0 D Restricted Stock Units 2016-12-13 4 M false 6469 0.00 D 2014-12-13 Common Stock 6469 6469 D Performance Share Units 2016-12-13 4 M false 6667 0.00 D 2013-12-13 Common Stock 6667 0 D Performance Share Units 2016-12-13 4 M false 17252 0.00 D 2014-12-13 Common Stock 17252 0 D Market Share Units 2016-12-13 4 M false 26569 0.00 D 2016-12-13 Common Stock 26569 0 D Non Qualified Stock Option (right to buy) 36.01 2016-12-13 4 M false 30000 0 D 2013-01-27 2019-01-26 Common Stock 3000 0 D Shares withheld by Company for payment of taxes due at vesting from restricted stock units, earned performance share units and earned market share units. Exercised and sold pursuant to reporting person's 10b5-1 plan. This transaction was executed in multiple trades at prices ranging from $121.74 to $122.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. This transaction was executed in multiple trades at prices ranging from $122.7510 to $123.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. No expiration date. Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. The performance share units vest in four equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. The performance share units vest in three equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. This option vests in four equal annual installments commencing on this date. /s/Nancy E. Fraser, Attorney-in-fact 2016-12-14