0001214659-16-015279.txt : 20161209
0001214659-16-015279.hdr.sgml : 20161209
20161209200407
ACCESSION NUMBER: 0001214659-16-015279
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161208
FILED AS OF DATE: 20161209
DATE AS OF CHANGE: 20161209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FAIR ISAAC CORP
CENTRAL INDEX KEY: 0000814547
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 941499887
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 181 METRO DRIVE
STREET 2: SUITE 700
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: (408) 535-1500
MAIL ADDRESS:
STREET 1: 181 METRO DRIVE
STREET 2: SUITE 700
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: FAIR ISAAC & COMPANY INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LANSING WILLIAM J
CENTRAL INDEX KEY: 0001074500
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1228
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11689
FILM NUMBER: 162045062
MAIL ADDRESS:
STREET 1: NET PERCEPTIONS, INC
STREET 2: 7700 FRANCE AVENUE SOUTH
CITY: EDINA
STATE: MN
ZIP: 55435
4
1
marketforms-37315.xml
PRIMARY DOCUMENT
X0306
4
2016-12-08
0000814547
FAIR ISAAC CORP
FICO
0001074500
LANSING WILLIAM J
181 METRO DRIVE
SAN JOSE
CA
95110
true
true
false
false
President and CEO
Common Stock
2016-12-08
4
M
false
15440
0.00
A
163935
D
Common Stock
2016-12-08
4
M
false
12360
0.00
A
176295
D
Common Stock
2016-12-08
4
M
false
7116
0.00
A
183411
D
Common Stock
2016-12-08
4
M
false
11388
0.00
A
194799
D
Common Stock
2016-12-08
4
M
false
5122
0.00
A
199921
D
Common Stock
2016-12-08
4
F
false
26832
121.48
D
173089
D
Market Share Units
2016-12-08
4
A
false
26569
0.00
A
2016-12-13
Common Stock
26569
26569
D
Market Share Units
2016-12-08
4
A
false
15440
0.00
A
2016-12-08
Common Stock
15440
15440
D
Market Share Units
2016-12-08
4
M
false
15440
0.00
D
2016-12-08
Common Stock
15440
0
D
Market Share Units
2016-12-08
4
A
false
12360
0.00
A
2016-12-08
Common Stock
12360
12360
D
Market Share Units
2016-12-08
4
M
false
12360
0.00
D
2016-12-08
Common Stock
12360
0
D
Performance Share Units
2016-12-08
4
M
false
7116
0.00
D
2015-12-08
Common Stock
7116
7115
D
Performance Share Units
2016-12-08
4
M
false
11388
0.00
D
2016-12-08
Common Stock
11388
22775
D
Restricted Stock Units
2016-12-08
4
M
false
5122
0.00
D
2016-12-08
Common Stock
5122
15363
D
Restricted Stock Units
2016-12-08
4
A
false
22561
0.00
A
2017-12-08
Common Stock
22561
22561
D
Shares withheld by Company for payment of taxes due at vesting from earned performance share units, earned market share units and restricted stock units.
Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
As previously reported in a prior Form 4 footnote, on December 13, 2013, the reporting person was granted a target award of 25,878 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2014, 2015 and 2016. The performance criteria for 2014 were met and reported, resulting in an award of 7,935 market share units which vested on December 13, 2014. The performance criteria for 2015 were met, resulting in the award of 17,252 market share units which vested on December 13, 2015. The performance criteria for 2016 were met, resulting in the award of 26,569 market share units which will vest on December 13, 2016.
No expiration date.
As previously reported in a prior Form 4 footnote, on December 8, 2014, the reporting person was granted a target award of 23,160 market share units. The award is scheduled to vest in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2015, 2016 and 2017. The performance criteria for 2015 were met, resulting in the award of 15,440 market share units which vested on December 8, 2015. The performance criteria for 2016 were met, resulting in the award of 15,440 market share units which will vest on December 8, 2016.
On December 8, 2015, the reporting person was granted a target award of 20,485 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2016, 2017 and 2018. The performance criteria for 2016 were met and reported, resulting in an award of 12,360 market share units that will vest immediately on December 8, 2016.
Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.
Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
/s/Nancy E. Fraser, Attorney-in-fact
2016-12-09