0001214659-16-015279.txt : 20161209 0001214659-16-015279.hdr.sgml : 20161209 20161209200407 ACCESSION NUMBER: 0001214659-16-015279 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161208 FILED AS OF DATE: 20161209 DATE AS OF CHANGE: 20161209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIR ISAAC CORP CENTRAL INDEX KEY: 0000814547 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 941499887 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 181 METRO DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 535-1500 MAIL ADDRESS: STREET 1: 181 METRO DRIVE STREET 2: SUITE 700 CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: FAIR ISAAC & COMPANY INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LANSING WILLIAM J CENTRAL INDEX KEY: 0001074500 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961] STATE OF INCORPORATION: MN FISCAL YEAR END: 1228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11689 FILM NUMBER: 162045062 MAIL ADDRESS: STREET 1: NET PERCEPTIONS, INC STREET 2: 7700 FRANCE AVENUE SOUTH CITY: EDINA STATE: MN ZIP: 55435 4 1 marketforms-37315.xml PRIMARY DOCUMENT X0306 4 2016-12-08 0000814547 FAIR ISAAC CORP FICO 0001074500 LANSING WILLIAM J 181 METRO DRIVE SAN JOSE CA 95110 true true false false President and CEO Common Stock 2016-12-08 4 M false 15440 0.00 A 163935 D Common Stock 2016-12-08 4 M false 12360 0.00 A 176295 D Common Stock 2016-12-08 4 M false 7116 0.00 A 183411 D Common Stock 2016-12-08 4 M false 11388 0.00 A 194799 D Common Stock 2016-12-08 4 M false 5122 0.00 A 199921 D Common Stock 2016-12-08 4 F false 26832 121.48 D 173089 D Market Share Units 2016-12-08 4 A false 26569 0.00 A 2016-12-13 Common Stock 26569 26569 D Market Share Units 2016-12-08 4 A false 15440 0.00 A 2016-12-08 Common Stock 15440 15440 D Market Share Units 2016-12-08 4 M false 15440 0.00 D 2016-12-08 Common Stock 15440 0 D Market Share Units 2016-12-08 4 A false 12360 0.00 A 2016-12-08 Common Stock 12360 12360 D Market Share Units 2016-12-08 4 M false 12360 0.00 D 2016-12-08 Common Stock 12360 0 D Performance Share Units 2016-12-08 4 M false 7116 0.00 D 2015-12-08 Common Stock 7116 7115 D Performance Share Units 2016-12-08 4 M false 11388 0.00 D 2016-12-08 Common Stock 11388 22775 D Restricted Stock Units 2016-12-08 4 M false 5122 0.00 D 2016-12-08 Common Stock 5122 15363 D Restricted Stock Units 2016-12-08 4 A false 22561 0.00 A 2017-12-08 Common Stock 22561 22561 D Shares withheld by Company for payment of taxes due at vesting from earned performance share units, earned market share units and restricted stock units. Each earned market share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. As previously reported in a prior Form 4 footnote, on December 13, 2013, the reporting person was granted a target award of 25,878 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2014, 2015 and 2016. The performance criteria for 2014 were met and reported, resulting in an award of 7,935 market share units which vested on December 13, 2014. The performance criteria for 2015 were met, resulting in the award of 17,252 market share units which vested on December 13, 2015. The performance criteria for 2016 were met, resulting in the award of 26,569 market share units which will vest on December 13, 2016. No expiration date. As previously reported in a prior Form 4 footnote, on December 8, 2014, the reporting person was granted a target award of 23,160 market share units. The award is scheduled to vest in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2015, 2016 and 2017. The performance criteria for 2015 were met, resulting in the award of 15,440 market share units which vested on December 8, 2015. The performance criteria for 2016 were met, resulting in the award of 15,440 market share units which will vest on December 8, 2016. On December 8, 2015, the reporting person was granted a target award of 20,485 market share units. The award vests in three equal annual installments from the grant date based on the Company's satisfaction of certain performance criteria for each of the performance periods ending November 30, 2016, 2017 and 2018. The performance criteria for 2016 were met and reported, resulting in an award of 12,360 market share units that will vest immediately on December 8, 2016. Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter. Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment. The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter. /s/Nancy E. Fraser, Attorney-in-fact 2016-12-09