-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KHYnfcm3f7B4PYlbXgAfOiJIJSwK2enodocYtQUZMCD+o8uUZocE9KMr20lulyME G0yCEWrB0PQ+4OhWvkBPOQ== 0000950005-01-500320.txt : 20010801 0000950005-01-500320.hdr.sgml : 20010801 ACCESSION NUMBER: 0000950005-01-500320 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20010731 EFFECTIVENESS DATE: 20010731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FAIR ISAAC & COMPANY INC CENTRAL INDEX KEY: 0000814547 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 941499887 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: S-8 SEC ACT: SEC FILE NUMBER: 333-66348 FILM NUMBER: 1693909 BUSINESS ADDRESS: STREET 1: 200 SMITH RANCH ROAD CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 4154722211 MAIL ADDRESS: STREET 1: 200 SMITH RANCH ROAD CITY: SAN RAFAEL STATE: CA ZIP: 94903 S-8 1 p14097-s8.txt FORM S-8 As filed with the Securities and Exchange Commission on July ___, 2001. Registration No. 333 -___ ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form S-8 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 FAIR, ISAAC AND COMPANY, INCORPORATED (Exact name of registrant as specified in its charter) Delaware 94-1499887 (State of other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 200 Smith Ranch Road San Rafael, California 94903 (Address of Principal Executive Offices) (Zip Code) FAIR, ISAAC AND COMPANY, INCORPORATED 1992 LONG-TERM INCENTIVE PLAN - -------------------------------------------------------------------------------- (Full title of the plan) HENK J. EVENHUIS Copy to: Vice President, Finance and Chief Financial Officer BLAIR W. WHITE, ESQ. FAIR, ISAAC AND COMPANY, Pillsbury Winthrop LLP INCORPORATED Post Office Box 7880 200 Smith Ranch Road San Francisco, CA 94120-7880 San Rafael, CA 94903 (415) 472-2211 (415) 983-1000 -------------- -------------- (Name, address and telephone number, including area code, of agent for service) CALCULATION OF REGISTRATION FEE
- ----------------------------- ------------------------ -------------------------- -------------------------- ----------------------- Title of Amount Proposed Maximum Proposed Maximum Amount of Securities To To Be Offering Price Aggregate Registration Be Registered Registered Per Share Offering Price Fee - ----------------------------- ------------------------ -------------------------- -------------------------- ----------------------- Common Stock 581,562 shares $ 63.93 (1) $37,179,258.66 (1) $ 9,294.81 (1) Estimated pursuant to Rule 457 solely for the purpose of calculating the registration fee on the basis of the average of the high and low prices as reported on the New York Stock Exchange on July 26, 2001.
----------------- The Registration Statement shall become effective upon filing in accordance with Rule 462 under the Securities Act of 1933. PART II - INFORMATION REQUIRED PURSUANT TO GENERAL INSTRUCTION E TO FORM S-8 General Instruction E Information This Registration Statement is being filed for the purpose of increasing the number of shares of the Registrant's Common Stock for which a Registration Statement of the Registrant on Form S-8 relating to the same employee benefit plan is effective. The Registrant's Registration Statements on Form S-8 filed with the Securities and Exchange Commission on May 27, 1993 (No. 33-63426), April 1, 1996 (No. 333-02121), October 1, 1998 (No. 333-65179), July 28, 1999 (No. 333-83905) and February 1, 2000 (No. 333-95889) are hereby incorporated by reference. Incorporation of Documents by Reference The following documents filed by Registrant with the Securities and Exchange Commission are incorporated by reference in this Registration Statement: (1) The Registrant's Annual Report on Form 10-K for the fiscal year ended September 30, 2000. (2) The information with regard to the Registrant's common stock contained in the Registrant's Registration Statement on Form 8-A (Commission File No. 0-16439) filed with the Commission pursuant to Section 12 of the Securities and Exchange Act of 1934, including any subsequent amendment or report filed for the purpose of updating such information. (3) The Company's Quarterly Report on Form 10-Q for the fiscal quarters ended December 31, 2000 and March 31, 2001 filed pursuant to Section 13 of the Exchange Act. (4) The Company's Current Report on Form 8-K filed with the Commission on June 1, 2001. (5) All other reports filed by the Registrant since September 30, 2000 with the Commission pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934. In addition, all documents subsequently filed by Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), prior to the filing of a post-effective amendment which indicates that all securities offered have been sold or which deregisters all securities then remaining unsold, shall be deemed to be incorporated by reference in this Registration Statement and to be a part hereof from the date of filing of such documents. Item 8. Exhibits Exhibit Number Exhibit ------ ------- 5.1 Opinion of Pillsbury Winthrop LLP as to the legality of the securities being registered. 23.1 Consent of Pillsbury Winthrop LLP (included in Exhibit 5.1). 23.2 Consent of KPMG LLP. 24.1 Power of Attorney (see page 3). -2- SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8, and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of San Rafael, State of California, on July __, 2001. FAIR, ISAAC AND COMPANY, INCORPORATED By /s/ HENK J. EVENHUIS ------------------------------------------ Henk J. Evenhuis Vice President and Chief Financial Officer POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below constitutes and appoints HENK J. EVENHUIS his true and lawful attorney-in-fact, with full power of substitution, for him, in any and all capacities, to sign any and all amendments, including post-effective amendments, to this Registration Statement, and to file the same, with exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, hereby ratifying and confirming all that said attorney-in-fact, or his substitute or substitutes, may do or cause to be done by virtue hereof. Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities and on the date indicated:
Signature Title Date --------- ----- ---- /s/ THOMAS G. GRUDNOWSKI President, Chief Executive Officer July 31, 2001 - --------------------------------- (Principal Executive Officer) and Director Thomas G. Grudnowski /s/ HENK J. EVENHUIS Vice President and July 31, 2001 - --------------------------------- Chief Financial Officer Henk J. Evenhuis (Principal Financial Officer) /s/ JONATHAN R. BOND Vice President of Finance, July 31, 2001 - --------------------------------- Corporate Controller Jonathan R. Bond (Principal Accounting Officer) /s/ A. GEORGE BATTLE Director July 31, 2001 - --------------------------------- A. George Battle /s/ TONY J. CHRISTIANSON Director July 31, 2001 - --------------------------------- Tony J. Christianson /s/ MARGARET L. TAYLOR Director July 31, 2001 - --------------------------------- Margaret L. Taylor 3 /s/ GUY R. HENSHAW Director July 31, 2001 - --------------------------------- Guy R. Henshaw /s/ DAVID S.P. HOPKINS Director July 31, 2001 - --------------------------------- David S.P. Hopkins /s/ ROBERT M. OLIVER Director July 31, 2001 - --------------------------------- Robert M. Oliver
4 INDEX TO EXHIBITS Exhibit Number Exhibit ------ ------- 5.1 Opinion of Pillsbury Winthrop LLP as to the legality of the securities being registered. 23.1 Consent of Pillsbury Winthrop LLP (included in Exhibit 5.1). 23.2 Consent of KPMG LLP. 24.1 Power of Attorney (see page 3). 5 EX-5 3 p14097-ex5.txt EXHIBIT 5.1 EXHIBIT 5.1 July 31, 2001 Fair, Isaac and Company, Incorporated 200 Smith Ranch Road San Rafael, CA 94903 Re: Registration Statement on Form S-8 for the Fair, Isaac and Company, Incorporated 1992 Long-Term Incentive Plan Ladies and Gentlemen: With reference to the Registration Statement on Form S-8 to be filed by Fair, Isaac and Company, Incorporated, a Delaware corporation (the "Company"), with the Securities and Exchange Commission under the Securities Act of 1933 relating to 581,562 additional shares of the Company's common stock, par value $0.01 per share (the "Common Stock"), issuable pursuant to the Company's 1992 Long-Term Incentive Plan (the "Plan"), it is our opinion that such shares of the Common Stock of the Company, when issued and sold in accordance with the Plan, will be legally issued, fully paid and nonassessable. We hereby consent to the filing of this opinion with the Securities and Exchange Commission as Exhibit 5.1 and Exhibit 23.1 to the Registration Statement. Very truly yours, /s/ PILLSBURY WINTHROP LLP EX-23 4 p14097-ex23.txt EXHIBIT 23.2 EXHIBIT 23.2 Consent of KMPG LLP The Board of Directors Fair, Isaac and Company, Incorporated: We consent to incorporation by reference in this registration statement on Form S-8 of Fair, Isaac and Company, Incorporated of our reports dated October 27, 2000, relating to the consolidated balance sheets of Fair, Isaac and Company, Incorporated and subsidiaries as of September 30, 2000 and 1999, and the related consolidated statements of income and comprehensive income, stockholders' equity, and cash flows for each of the years in the three-year period ended September 30, 2000, and the related consolidated financial statement schedule, which reports appear in the September 30, 2000 annual report on Form 10-K of Fair, Isaac and Company, Incorporated. /s/ KPMG LLP San Francisco, California July 30, 2001 -----END PRIVACY-ENHANCED MESSAGE-----