0001193125-16-468627.txt : 20160219 0001193125-16-468627.hdr.sgml : 20160219 20160218184234 ACCESSION NUMBER: 0001193125-16-468627 CONFORMED SUBMISSION TYPE: NSAR-U PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160219 DATE AS OF CHANGE: 20160218 EFFECTIVENESS DATE: 20160219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT M CENTRAL INDEX KEY: 0000814501 IRS NUMBER: 000000000 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-U SEC ACT: 1940 Act SEC FILE NUMBER: 811-05179 FILM NUMBER: 161439426 BUSINESS ADDRESS: STREET 1: 200 BLOOR STREET EAST ST 10 STREET 2: TORONTO M4W 1E5 CITY: ONTARIO CANADA STATE: A6 ZIP: 48304 BUSINESS PHONE: 416-926-63 MAIL ADDRESS: STREET 1: P O BOX 600 CITY: BUFFALO STATE: NY ZIP: 14201-0600 FORMER COMPANY: FORMER CONFORMED NAME: MANUFACTURERS LIFE INS CO USA SEPARATE ACCOUNT M DATE OF NAME CHANGE: 20020412 FORMER COMPANY: FORMER CONFORMED NAME: SEPARATE ACCOUNT TWO OF MANUFACTURERS LIFE INS CO OF AMERI DATE OF NAME CHANGE: 19930415 NSAR-U 1 d92352dnsaru.htm JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT M JOHN HANCOCK LIFE INSURANCE CO (USA) SEPARATE ACCOUNT M

FORM N-SAR

SEMI-ANNUAL REPORT

FOR REGISTERED INVESTMENT COMPANIES

 

Report for six month period ending:         /    /   (a)   
or fiscal year ending:   12/31/2015   (b)   
Is this a transition report? (Y/N):            N    
       Y/N
Is this an amendment to a previous filing? (Y/N):        N    
      

Y/N

Those items or sub-items with a box “xZx” after the item number should be completed only if the answer has changed from the previous filing on this form.

 

1.   

A.     Registrant Name: JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) SEPARATE ACCOUNT M

  

B.     File Number:                811 -05179

   
  

C.     Telephone Number:     (617) 663-2184

   
2.   

A.     Street:                           100 Summit Lake Drive, Suite 140

   
  

B.     City: Valhalla                 C. State: NY                 D. Zip Code: 10595     Zip Ext. 2319

   
  

E.     Foreign Country:                                         Foreign Postal Code:

   
3.    Is this the first filing on this form by Registrant? (Y/N)        N    
      Y/N
4.    Is this the last filing on this form by Registrant? (Y/N)        N    
      Y/N
5.    Is Registrant a small business investment company (SBIC)? (Y/N)        N    
   [If answer is “Y” (Yes), complete only items 89 through 110.]    Y/N
6.    Is Registrant a unit investment trust (UIT)? (Y/N)        Y    
   [If answer is “Y” (Yes), complete only items 111 through 133.]    Y/N

For period ending 12/31/2015

File number 811-05179

 

UNIT INVESTMENT TRUSTS

 

111.     A.       xZx    Depositor Name:                                                                           
    B.       xZx    File Number (if any):                                                                     
    C.       xZx   

City:                              State:                            Zip Code:                               Zip Ext:                         

   
    D.       xZx   

Foreign Country:                                                  Foreign Postal Code:                                                  

   
112.     A.       xZx    Sponsor Name:                                                                              
    B.       xZx    File Number (if any):                                                                     
    C.       xZx   

City:                              State:                            Zip Code:                               Zip Ext:                         

   
    D.       xZx   

Foreign Country:                                                  Foreign Postal Code:                                                  

   
113.     A.       xZx    Trustee Name:                                                                           
    B.       xZx   

City:                              State:                            Zip Code:                               Zip Ext:                         

   
    C.       xZx   

Foreign Country:                                                  Foreign Postal Code:                                                  

   
114.     A.       xZx   

Principal Underwriter Name:                                                                                               

   
    B.       xZx   

File Number (if any):                                              

   
    C.       xZx   

City:                              State:                            Zip Code:                              Zip Ext:                         

   
    D.       xZx   

Foreign Country:                                               Foreign Postal Code:                                 

   
115.     A.       xZx   

Independent Public Accountant Name:                                                                              

   
    B.       xZx   

City:                              State:                            Zip Code:                              Zip Ext:                         

   
    C.       xZx   

Foreign Country:                                      Foreign Postal Code:                             

   

For period ending 12/31/2015

File number 811-05179

 

116.   Family of investment companies information:

   
  A.    xZx   

Is Registrant part of a family of investment companies? (Y/N)

  
             Y/N  
  B.    xZx   

Identify the family in 10 letters:

   
     (NOTE: In filing this form, use this identification consistently for all investment companies in family. This designation is for purposes of this form only.)   
117.   A.    xZx Is Registrant a separate account of an insurance company? (Y/N)   
             Y/N  
     If answer is “Y” (Yes), are any of the following types of contracts funded by the Registrant:   
  B.    xZx   

Variable annuity contracts? (Y/N)

   
             Y/N  
  C.    xZx   

Schedule premium variable life contracts? (Y/N)

  
             Y/N  
  D.    xZx   

Flexible premium variable life contracts? (Y/N)

   
             Y/N  
  E.    xZx   

Other types of insurance products registered under the Securities Act of 1933? (Y/N)

   
             Y/N  

 

118.   xZx

    State the number of series existing at the end of the period that had securities registered under the Securities Act of 1933   
     

 

119.   xZx

    State the number of new series for which registration statements under the Securities Act of 1933 became effective during the period   
     

 

120.   xZx

    State the total value of the portfolio securities on the date of deposit for the new series included in item 119 ($000’s omitted)   
     

 

121.   xZx

    State the number of series for which a current prospectus was in existence at the end of the period   
     

 

122.   xZx

    State the number of existing series for which additional units were registered under the Securities Act of 1933 during the current period   
     

 

For period ending 12/31/2015

File number 811-05179

 

123.   xZx

    State the total value of the additional units considered in answering item 122 ($000’s omitted)   
     

 

124.   xZx

    State the total value of units of prior series that were placed in the portfolios of subsequent series during the current period (the value of these units is to be measured on the date they were placed in the subsequent series) ($000’s omitted)   
     

 

125.   xZx

    State the total dollar amount of sales loads collected (before reallowances to other brokers or dealers) by Registrant’s principal underwriter and any underwriter which is an affiliated person of the principal underwriter during the current period solely from the sale of units of all series of Registrant ($000’s omitted)   
     

 

126.    Of the amount shown in item 125, state the total dollar amount of sales loads collected from secondary market operations in Registrant’s units (include the sales loads, if any, collected on units of a prior series placed in the portfolio of a subsequent series). ($000’s omitted)

   
     

 

127.    List opposite the appropriate description below the number of series whose portfolios are invested primarily (based upon a percentage of NAV) in each type of security shown, the aggregate total assets at market value as of a date at or near the end of the current period of each such group of series and the total income distributions made by each such group of series during the current period (excluding distributions of realized gains, if any):

   

 

                                                                           
          Number
of Series
    Investing    		    Total
Assets
($000’s
omitted)		      Total Income
Distributions
($000’s
omitted)		  

A

   

U.S. Treasury direct issue

       $         $                
     

 

   

 

 

     

 

 

  

B

   

U.S. Government agency

       $         $     
     

 

   

 

 

     

 

 

  

C

   

State and municipal tax-free

       $         $     
     

 

   

 

 

     

 

 

  

D

   

Public utility debt

       $         $     
     

 

   

 

 

     

 

 

  

E

   

Broker or dealers debt or debt of brokers’ or dealers’ parent

       $         $     
     

 

   

 

 

     

 

 

  

F

   

All other corporate intermed. & long-term debt

       $         $     
     

 

   

 

 

     

 

 

  

G

   

All other corporate short-term debt

       $         $     
     

 

   

 

 

     

 

 

  

H

   

Equity securities or brokers or dealers or parents of brokers or dealers

       $         $     
     

 

   

 

 

     

 

 

  

I

   

Investment company equity securities

       $         $     
     

 

   

 

 

     

 

 

  

J

   

All other equity securities

    1    $ 21,230       $     
     

 

   

 

 

     

 

 

  

K

   

Other securities

       $         $     
     

 

   

 

 

     

 

 

  

L

   

Total assets of all series of Registrant

    1    $ 21,230       $     
     

 

   

 

 

     

 

 

  

For period ending 12/31/2015

File number 811-05179

 

 

128.    xZx

    Is the timely payment of principal and interest on any of the portfolio securities held by any of Registrant’s series at the end of the current period insured or guaranteed by an entity other than the insurer? (Y/N)   
     

 

      Y/N
   [If answer is “N” (No), go to item 131.]   

129.    xZx

    Is the issuer of any instrument covered in item 128 delinquent or in default as to payment of principal or interest at the end of the current period? (Y/N)   
     

 

      Y/N
   [If answer is “N” (No), go to item 131.]   

130.    xZx

    In computations of NAV or offering price per unit, is any part of the value attributed to instruments identified in item 129 derived from insurance or guarantees? (Y/N)   
     

 

      Y/N

131.      Total expenses incurred by all series of Registrants during the current reporting period ($000’s omitted)

    $230
     

 

132.    xZx

    List the “811” (Investment Company Act of 1940) registration number for all Series of Registrant that are being included in this filing:

 

 

811-

       811-       811-       811-       811-      
    

 

      

 

      

 

      

 

      

 

   
 

811-

       811-       811-       811-       811-      
    

 

      

 

      

 

      

 

      

 

   
 

811-

       811-       811-       811-       811-      
    

 

      

 

      

 

      

 

      

 

   
 

811-

       811-       811-       811-       811-      
    

 

      

 

      

 

      

 

      

 

   
 

811-

       811-       811-       811-       811-      
    

 

      

 

      

 

      

 

      

 

   
 

811-

       811-       811-       811-       811-      
    

 

      

 

      

 

      

 

      

 

   
 

811-

       811-       811-       811-       811-      
    

 

      

 

      

 

      

 

      

 

   
 

811-

       811-       811-       811-       811-      
    

 

      

 

      

 

      

 

      

 

   
 

811-

       811-       811-       811-       811-      
    

 

      

 

      

 

      

 

      

 

   

For period ending 12/31/2015

File number 811-05179

 

133. If the Registrant has divested itself of securities in accordance with Section 13(c) of the Investment Company Act of 1940 following the filing of its last report on Form N-SAR and before filing of the current report, disclose the following information for each such divested security:

 

  A. Name of the issuer;

 

  B. Exchange ticker symbol;

 

  C. CUSIP number;

 

  D. Total number of shares or, for debt securities, principal amount divested;

 

  E. Date(s) that the securities were divested; and

 

  F. If the Registrant holds any securities of the issuer on the date of filing, the exchange ticker symbol, CUSIP number; and the total number of shares or, for debt securities, principal amount held on the date of filing.

This item 133 shall terminate one year after the date on which the provisions of Section 4 of the Sudan Accountability and Divestment Act of 2007 terminate pursuant to Section 12 of the Act.

For period ending 12/31/2015

File number 811-05179

 

This report is signed on behalf of the registrant in the city of Boston, Massachusetts on the 19th day of February, 2016.

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) SEPARATE ACCOUNT M

 

/s/ Ivy Gao

By:

 

Ivy Gao

Accounting Director, FSSC

John Hancock Financial Services

 
 
 

/s/ Dianne Aldan

 

Witness:

  
 

Dianne Aldan

Financial Analyst

FSSC – Separate Accounts