-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q8Rcf3P7y1l+Q52fvF5uVYw6RAhbIGQH0iMJctqOqMSbfglYVjCC9h+XxXkfwVS8 lbvQSzz3/ixkmK9T34JV4Q== 0001193125-04-155680.txt : 20040913 0001193125-04-155680.hdr.sgml : 20040913 20040913163250 ACCESSION NUMBER: 0001193125-04-155680 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20031227 FILED AS OF DATE: 20040913 DATE AS OF CHANGE: 20040913 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOME PRODUCTS INTERNATIONAL INC CENTRAL INDEX KEY: 0000814457 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 364147027 STATE OF INCORPORATION: DE FISCAL YEAR END: 1227 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17237 FILM NUMBER: 041027808 BUSINESS ADDRESS: STREET 1: 4501 W 47TH ST CITY: CHICAGO STATE: IL ZIP: 60632 BUSINESS PHONE: 773-890-10 MAIL ADDRESS: STREET 1: 4501 WEST 47TH STREET CITY: CHICAGO STATE: IL ZIP: 60632 FORMER COMPANY: FORMER CONFORMED NAME: SELFIX INC DATE OF NAME CHANGE: 19920703 10-K/A 1 d10ka.htm AMENDMENT NUMBER 1 TO FORM 10-K Amendment Number 1 to Form 10-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 10-K/A

(Amendment No. 1)

 

x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the fiscal year ended December 27, 2003

 

Or

 

¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

Commission File Number 0-17237

 

HOME PRODUCTS INTERNATIONAL, INC.

(Exact name of registrant as specified in its Charter)

 

Delaware   36-4147027
(State or other jurisdiction of
incorporation or organization)
  (I.R.S. Employer
Identification No.)

 

4501 West 47th Street
Chicago, Illinois
  60632
(Address of principal
executive offices)
  (Zip Code)

 

Registrant’s telephone number, including area code (773) 890-1010.

 

Securities registered pursuant to Section 12(b) of the Act: None

 

Securities registered pursuant to Section 12(g) of the Act:

 

Title of Class

Common Stock, Par Value $0.01 Per Share

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.

Yes x No ¨

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. x

 

Indicate by check mark whether the registrant is an accelerated filer (as defined in Exchange Act Rule 12b-2). Yes ¨ No x

 

Aggregate market value of common stock held by non-affiliates (assuming solely for the purpose of this calculation that all directors, officers and 10% beneficial owners of the registrant are “affiliates” as of June 28, 2003 was $14,044,740. At March 1, 2004, 7,873,664 shares of common stock, par value $0.01, were outstanding.

 

Documents Incorporated by Reference.

 

Part III of this Form 10-K incorporates by reference certain information from the Registrant’s definitive Proxy Statement relating to its 2004 Annual Meeting of Stockholders held on June 2, 2004.

 



EXPLANATORY NOTE

 

This amendment on Form 10-K/A (Amendment No. 1) amends the Registrant’s annual report on Form 10-K for the fiscal year ended December 27, 2003, as filed with the Securities and Exchange Commission on March 26, 2004, and is being filed solely to revise the signature page to clarify that the Registrant’s Executive Vice President, Chief Financial Officer, and Secretary is both its principal financial officer and principal accounting officer. This amendment speaks as of the original filing date of our annual report of Form 10-K. Except for such signature page, no other information contained in our Form 10-K for the year ended December 27, 2003 has been updated or amended.

 


SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

HOME PRODUCTS INTERNATIONAL, INC.

By

 

/s/ JAMES R. TENNANT

   

James R. Tennant

Chief Executive Officer

By

 

/s/ JAMES E. WINSLOW

   

James E. Winslow

Executive Vice President, Chief Financial
Officer and Secretary

(Principal Financial Officer and Principal
Accounting Officer)

 

Date: September 13, 2004

 


EXHIBIT LIST

 

Exhibit
31.1
   Certification by James R. Tennant, Chief Executive Officer and Chairman of the Board, required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934.
Exhibit
31.2
   Certification of James E. Winslow, Executive Vice President and Chief Financial Officer, required by Rule 13a-14(a) or Rule 15d-14(a) of the Securities Exchange Act of 1934.

 

EX-31.1 2 dex311.htm CERTIFICATION OF CHIEF EXECUTIVE OFFICER Certification of Chief Executive Officer

Exhibit 31.1

 

CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

I, James R. Tennant, Chairman of the Board and Chief Executive Officer of Home Products International, Inc., certify that:

 

1. I have reviewed this annual report on Form 10-K of Home Products International, Inc.; and

 

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report.

 

Date: September 13, 2004

     

By:

 

/s/ James R. Tennant

               

James R. Tennant

Chairman of the Board and Chief Executive Officer

 

EX-31.2 3 dex312.htm CERTIFICATION OF CHIEF FINANCIAL OFFICER Certification of Chief Financial Officer

Exhibit 31.2

 

CERTIFICATION REQUIRED BY RULE 13a-14(a) OR RULE 15d-14(a) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

I, James E. Winslow, Executive Vice President and Chief Financial Officer of Home Products International, Inc., certify that:

 

1. I have reviewed this annual report on Form 10-K of Home Products International, Inc.; and

 

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report.

 

Date: September 13, 2004

     

By:

 

/s/ JAMES E. WINSLOW

               

James E. Winslow

Executive Vice President and Chief Financial Officer

 

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