0000899243-17-029188.txt : 20171219
0000899243-17-029188.hdr.sgml : 20171219
20171219170155
ACCESSION NUMBER: 0000899243-17-029188
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171002
FILED AS OF DATE: 20171219
DATE AS OF CHANGE: 20171219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANKLIN MARTIN E
CENTRAL INDEX KEY: 0000940603
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09608
FILM NUMBER: 171264686
MAIL ADDRESS:
STREET 1: C/O MARIPOSA CAPITAL, LLC
STREET 2: 5200 BLUE LAGOON DRIVE, SUITE 855
CITY: MIAMI
STATE: FL
ZIP: 33126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWELL BRANDS INC
CENTRAL INDEX KEY: 0000814453
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089]
IRS NUMBER: 363514169
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 221 RIVER STREET
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
BUSINESS PHONE: 770.418.7000
MAIL ADDRESS:
STREET 1: 221 RIVER STREET
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
FORMER COMPANY:
FORMER CONFORMED NAME: NEWELL RUBBERMAID INC
DATE OF NAME CHANGE: 19990329
FORMER COMPANY:
FORMER CONFORMED NAME: NEWELL CO
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NEW NEWELL CO
DATE OF NAME CHANGE: 19870713
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2017-10-02
2017-10-03
0
0000814453
NEWELL BRANDS INC
NWL
0000940603
FRANKLIN MARTIN E
C/O NEWELL BRANDS
221 RIVER STREET
HOBOKEN
NJ
07030
1
0
0
0
Common Stock
2017-10-02
4
S
0
2047022
29.60
D
2047227
I
By MEF Holdings, LLLP
Prior to the sale transaction reported herein, through a series of direct and indirect transfers for estate planning purposes, all of which were exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-13 promulgated thereunder, the reporting person transferred all of his interest in the shares previously reported as owned by the reporting person to a newly formed limited liability limited partnership, MEF Holdings, LLLP (the "LLLP"), of which the reporting person was, at the time of such transfer, the indirect general partner and holder of all general partnership interests of the LLLP and the indirect sole limited partner and holder of all limited partnership interests of LLLP (such limited partnership interests being the "LP Interests").
Following the sale transaction reported herein, the reporting person will continue to control the general partner of the LLLP. As a result of the foregoing, the reporting person may be deemed to have beneficial ownership (as determined under Section 16 of the Exchange Act) of the shares held by the LLLP to the extent of his pecuniary interest therein.
On October 2, 2017, the reporting person sold the LP Interest to a trust for an installment note as further described in footnote 4 below.
The reported price is the portion of the fair market value of the LP Interest for federal gift tax purposes representing the value of the shares reported as sold herein, as determined pursuant to a third-party appraisal.
The reporting person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein.
EXPLANATORY NOTE: THIS AMENDMENT ON FORM 4/A IS BEING FILED TO AMEND THE FORM 4 FILED ON OCTOBER 3, 2017 SOLELY TO REPORT THE PER SHARE PRICE IN BOX 4 OF TABLE I WHICH HAD NOT BEEN CALCULATED AS OF THE ORIGINAL FILING DATE. EXCEPT FOR SUCH PRICE AND THE RELATED FOOTNOTE 4, ALL OTHER REPORTED INFORMATION IN THE ORIGINAL FORM 4 REMAINS UNCHANGED. THE TRANSACTIONS REPORTED ON THIS FORM 4 DID NOT IMPACT THE AGGREGATE NUMBER OF SHARES REPORTED AS BENEFICIALLY OWNED BY THE REPORTING PERSON.
/s/ Leah Lower as attorney in fact
2017-12-19