0000899243-16-021084.txt : 20160526
0000899243-16-021084.hdr.sgml : 20160526
20160526191331
ACCESSION NUMBER: 0000899243-16-021084
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160524
FILED AS OF DATE: 20160526
DATE AS OF CHANGE: 20160526
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWELL BRANDS INC
CENTRAL INDEX KEY: 0000814453
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089]
IRS NUMBER: 363514169
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6655 PEACHTREE DUNWOODY ROAD
CITY: ATLANTA
STATE: GA
ZIP: 30328
BUSINESS PHONE: 770-418-7000
MAIL ADDRESS:
STREET 1: 6655 PEACHTREE DUNWOODY ROAD
CITY: ATLANTA
STATE: GA
ZIP: 30328
FORMER COMPANY:
FORMER CONFORMED NAME: NEWELL RUBBERMAID INC
DATE OF NAME CHANGE: 19990329
FORMER COMPANY:
FORMER CONFORMED NAME: NEWELL CO
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NEW NEWELL CO
DATE OF NAME CHANGE: 19870713
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ASHKEN IAN G H
CENTRAL INDEX KEY: 0001093725
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09608
FILM NUMBER: 161679688
MAIL ADDRESS:
STREET 1: 555 THEODORE FREMD AVE
STREET 2: SUITE B-203
CITY: RYE
STATE: NY
ZIP: 10580
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-05-24
0
0000814453
NEWELL BRANDS INC
NWL
0001093725
ASHKEN IAN G H
C/O NEWELL BRANDS INC.
6655 PEACHTREE DUNWOODY ROAD
ATLANTA
GA
30328
1
0
0
0
Call option (obligation to sell)
52.82
2016-05-24
4
S
1
1
D
2017-03-14
2017-03-14
Common Stock
481852
1
D
Put option (right to sell)
43.22
2016-05-24
4
P
1
1
A
2017-03-14
2017-03-14
Common Stock
481852
1
D
The reporting person entered into a collar arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be in the money on the expiration date, at which time the in-the-money option will be excercised (and settled for cash), and the other option will expire. If neither option is in the money on the expiration date, both options will expire.
Proceeds from the sale of the call option were used to partially offset the price for the purchase of the put option. After such offset, the purchase price of the collar was $472,023.
/s/ Michael R. Peterson, Attorney in Fact for Ian G.H. Ashken
2016-05-26