0000814453-23-000108.txt : 20230518 0000814453-23-000108.hdr.sgml : 20230518 20230518161435 ACCESSION NUMBER: 0000814453-23-000108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230516 FILED AS OF DATE: 20230518 DATE AS OF CHANGE: 20230518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Jay LeCoryelle CENTRAL INDEX KEY: 0001736249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 23936237 MAIL ADDRESS: STREET 1: C/O DIAMONDROCK HOSPITALITY COMPANY STREET 2: 2 BETHESDA METRO CENTER, SUITE 1400 CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL BRANDS INC. CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 800-424-1941 MAIL ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS, INC. DATE OF NAME CHANGE: 20191017 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS INC DATE OF NAME CHANGE: 20160415 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL RUBBERMAID INC DATE OF NAME CHANGE: 19990329 4 1 wf-form4_168444085772436.xml FORM 4 X0407 4 2023-05-16 0 0000814453 NEWELL BRANDS INC. NWL 0001736249 Johnson Jay LeCoryelle C/O NEWELL BRANDS INC. 6655 PEACHTREE DUNWOODY ROAD ATLANTA GA 30328 1 0 0 0 0 Restricted Stock Units 2023-05-16 4 A 0 18285 0 A Common Stock 18285.0 18285 D Deferred RSU Phantom Stock Common Stock 12578.53 12578.53 D Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2024 annual meeting of its stockholders, provided the Reporting Person remains in continuous service on the Board until such date. The Reporting Person elected to defer settlement on the scheduled vesting date and the restricted stock units ("RSUs") instead will convert to an equal number of phantom stock units, in accordance with the 2008 Deferred Compensation Plan ("DCP"). The phantom stock units will settle on a one-for-one basis for shares of the Company's Common Stock after the end of the Reporting Person's service on the Company's Board. N/A The Reporting Person has elected to defer settlement on the scheduled vesting date and the restricted stock units ("RSUs") instead will be converted to an equal number of phantom stock units, in accordance with the 2008 Deferred Compensation Plan ("DCP"). The phantom stock units will settle on a one-for-one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Company's Board. The Reporting Person's phantom stock units will convert to shares of the Company's Common Stock on a one-for-one basis after the end of the Reporting Person's service on the Company's Board, in accordance with the DCP. Includes vested awards of 12,249 RSUs granted in 2021 pursuant to the Newell Rubbermaid Inc. 2013 Incentive Plan and in 2022 pursuant to the Newell Brands Inc. 2022 Incentive Plan. The Reporting Person elected to defer settlement on the scheduled vesting date and the RSUs instead converted to an equal number of phantom stock units, in accordance with the DCP. The phantom stock units will settle on a one-for-one basis for shares of the Company's Common Stock after the end of the Reporting Person's service on the Company's Board. The reported total includes 329.53 phantom stock units acquired pursuant to a dividend reinvestment feature of the DCP, all of which phantom stock units were acquired by the Reporting Person since his last regular filing. The phantom stock units acquired pursuant to the dividend reinvestment feature will be settled for cash after the end of the Reporting Person's service on the Company's Board. /s/ Raj Dave, Attorney-in-Fact for Jay L. Johnson 2023-05-18