0000814453-21-000107.txt : 20210609 0000814453-21-000107.hdr.sgml : 20210609 20210609161524 ACCESSION NUMBER: 0000814453-21-000107 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191002 FILED AS OF DATE: 20210609 DATE AS OF CHANGE: 20210609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saligram Ravichandra Krishnamurty CENTRAL INDEX KEY: 0001307991 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 211005293 MAIL ADDRESS: STREET 1: C/O NEWELL BRANDS INC. STREET 2: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL BRANDS INC. CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 800-424-1941 MAIL ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS, INC. DATE OF NAME CHANGE: 20191017 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS INC DATE OF NAME CHANGE: 20160415 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL RUBBERMAID INC DATE OF NAME CHANGE: 19990329 4/A 1 wf-form4a_162326971163323.xml FORM 4/A X0306 4/A 2019-10-02 2019-10-04 0 0000814453 NEWELL BRANDS INC. NWL 0001307991 Saligram Ravichandra Krishnamurty C/O NEWELL BRANDS INC. 6655 PEACHTREE DUNWOODY ROAD ALTANTA GA 30328 1 1 0 0 President and CEO Options (Right to Buy) 17.79 2019-10-02 4 A 0 1333333 0 A Common Stock 1333333.0 1333333 D The Reporting Person becomes eligible for vesting of the entire option award when the Company's closing stock price (as reported on the Nasdaq Stock Exchange) for any 30 continuous calendar day period between the 18 calendar month and third anniversary of the grant date exceeds 125% of the closing stock price of the Company's common stock on July 29, 2019 (the "Performance Criteria"). Upon the Performance Criteria being met, the options shall vest and become exercisable in 3 equal installments on the 18 month, second and third anniversaries of the Reporting Person's grant date. If the Performance Criteria are not satisfied as of any of the aforementioned vesting dates, then vesting for the portion of the option otherwise scheduled to vest on such vesting date will occur on the fifth business day following the date on which the Performance Criteria are satisfied. Options expire on the tenth anniversary of the grant date. If the Reporting Person's employment with the Company terminates due to death, disability or retirement, then the options shall continue to vest as stated above, subject to the Performance Criteria, and shall instead expire on the third anniversary of the later of the Reporting Person's: (i) termination of employment or (ii) applicable vesting date, provided that any such date shall occur prior to the tenth anniversary of the grant date. This Form 4 is being amended to report that the Company's Compensation and Human Capital Committee certified that the Performance Criteria for the above-reported option grant have been met. Accordingly, the first installment of the above-referenced option grant, consisting of 444,444 options, vested pursuant to the terms of the grant agreement. The vested options remain unexercised. /s/ Raj Dave, Attorney in Fact for Ravichandra K. Saligram 2021-06-09