0000814453-21-000105.txt : 20210518 0000814453-21-000105.hdr.sgml : 20210518 20210518161629 ACCESSION NUMBER: 0000814453-21-000105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210514 FILED AS OF DATE: 20210518 DATE AS OF CHANGE: 20210518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Turner Bradford R CENTRAL INDEX KEY: 0001633076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 21936172 MAIL ADDRESS: STREET 1: C/O NEWELL BRANDS INC. STREET 2: 6055 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL BRANDS INC. CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 800-424-1941 MAIL ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS, INC. DATE OF NAME CHANGE: 20191017 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS INC DATE OF NAME CHANGE: 20160415 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL RUBBERMAID INC DATE OF NAME CHANGE: 19990329 4 1 wf-form4_162136894125741.xml FORM 4 X0306 4 2021-05-14 0 0000814453 NEWELL BRANDS INC. NWL 0001633076 Turner Bradford R C/O NEWELL BRANDS INC. 6655 PEACHTREE DUNWOODY ROAD ATLANTA GA 30328 0 1 0 0 Chief Legal & Admin Off & C.S. Common Stock 2021-05-14 4 M 0 8859 0 A 89028 D Common Stock 2021-05-14 4 F 0 3996 0 D 85032 D Restricted Stock Units 2021-05-14 4 M 0 8859 0 D 2021-05-14 Common Stock 8859.0 0 D Represents the vesting of the third and final tranche of the total number of restricted stock units granted on May 15, 2018 pursuant to a performance-based grant, as described in footnote 4, below. Withholding of shares to cover taxes on the vesting was calculated based on the closing stock price for the Company's common stock on the transaction date. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. Represents the vesting of the third and final tranche of a performance-based restricted stock unit award granted on May 15, 2018. By its terms, the award vested ratably in one-third increments on the first, second and third anniversaries of the award date provided that: (i) the reporting person remained continuously employed by the Company; and (ii) certain performance criteria related to cost savings and completion of previously announced divestiture programs were satisfied. Unexpired portions of the award were subject to earlier vesting without regard to achievement of the performance criteria in the event of death or disability. Unexpired portions of the award were subject to vesting pro rata, based on time in service, and without regard to achievement of the performance criteria, in the event of retirement. If the relevant performance criteria were not met, each tranche would have expired on the applicable anniversary date. /s/ Raj Dave, Attorney-in-Fact for Bradford R. Turner 2021-05-18