0000814453-21-000040.txt : 20210218 0000814453-21-000040.hdr.sgml : 20210218 20210218161945 ACCESSION NUMBER: 0000814453-21-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210218 DATE AS OF CHANGE: 20210218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hurd Laurel CENTRAL INDEX KEY: 0001768695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 21649768 MAIL ADDRESS: STREET 1: C/O NEWELL BRANDS INC. STREET 2: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL BRANDS INC. CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 800-424-1941 MAIL ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS, INC. DATE OF NAME CHANGE: 20191017 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS INC DATE OF NAME CHANGE: 20160415 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL RUBBERMAID INC DATE OF NAME CHANGE: 19990329 4 1 wf-form4_161368315558977.xml FORM 4 X0306 4 2021-02-16 0 0000814453 NEWELL BRANDS INC. NWL 0001768695 Hurd Laurel C/O NEWELL BRANDS INC. 6655 PEACHTREE DUNWOODY ROAD ATLANTA GA 30328 0 1 0 0 Pres., Learning & Development Common Stock 2021-02-16 4 M 0 6863 0 A 44650.3063 D Common Stock 2021-02-16 4 F 0 2177 24.19 D 42473.3063 D Restricted Stock Units 2021-02-16 4 M 0 6863 0 D Common Stock 6863.0 0 D Restricted Stock Units 2021-02-16 4 A 0 10041 0 A 2024-02-16 Common Stock 10041.0 10041 D Stock Option (Right to Buy) 23.79 2021-02-16 4 A 0 75308 0 A 2031-02-16 Common Stock 75308.0 75308 D This total includes a total of 483.3063 shares acquired by the Reporting Person in exempt transactions through dividend reinvestment features of the Reporting Person's brokerage accounts, including 62.187 shares acquired through a joint account with the Reporting Person's spouse. 4,062.187 shares of this total are shares jointly owned with the Reporting Person's spouse. Withholding of shares to cover taxes on the vesting was calculated based on the Company's closing stock price on Friday, February 12, 2021. Restricted stock units convert into shares of the Company's common stock on a one-for-one basis. Represents the vesting of the third and final tranche of restricted stock units granted to the Reporting Person on February 14, 2018. The grant vested ratably in one-third increments on the first, second and third anniversaries of the award date, pursuant to the terms of the grant agreement. N/A Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. The entire award will vest on the third anniversary of the grant date, subject to the reporting person's continuous employment with the Company. The terms of the grant agreement between the reporting person and the Company also provide for full and/or partial vesting of the award in the event of the reporting person's death, disability or retirement during the vesting period. The option vests ratably in one-third increments on the first, second and third anniversaries of the grant date. /s/ Raj Dave, Attorney-in-fact for Laurel Hurd 2021-02-18