0000814453-20-000178.txt : 20200519
0000814453-20-000178.hdr.sgml : 20200519
20200519162109
ACCESSION NUMBER: 0000814453-20-000178
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200515
FILED AS OF DATE: 20200519
DATE AS OF CHANGE: 20200519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Turner Bradford R
CENTRAL INDEX KEY: 0001633076
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09608
FILM NUMBER: 20893882
MAIL ADDRESS:
STREET 1: C/O NEWELL BRANDS INC.
STREET 2: 6055 PEACHTREE DUNWOODY ROAD
CITY: ATLANTA
STATE: GA
ZIP: 30328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWELL BRANDS INC.
CENTRAL INDEX KEY: 0000814453
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089]
IRS NUMBER: 363514169
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6655 PEACHTREE DUNWOODY ROAD
CITY: ATLANTA
STATE: 2Q
ZIP: 30328
BUSINESS PHONE: 800-424-1941
MAIL ADDRESS:
STREET 1: 6655 PEACHTREE DUNWOODY ROAD
CITY: ATLANTA
STATE: 2Q
ZIP: 30328
FORMER COMPANY:
FORMER CONFORMED NAME: NEWELL BRANDS, INC.
DATE OF NAME CHANGE: 20191017
FORMER COMPANY:
FORMER CONFORMED NAME: NEWELL BRANDS INC
DATE OF NAME CHANGE: 20160415
FORMER COMPANY:
FORMER CONFORMED NAME: NEWELL RUBBERMAID INC
DATE OF NAME CHANGE: 19990329
4
1
wf-form4_158991965172404.xml
FORM 4
X0306
4
2020-05-15
0
0000814453
NEWELL BRANDS INC.
NWL
0001633076
Turner Bradford R
C/O NEWELL BRANDS INC.
6655 PEACHTREE DUNWOODY ROAD
ATLANTA
GA
30328
0
1
0
0
Chief Legal & Admin Off & C.S.
Common Stock
2020-05-15
4
M
0
8858
0
A
52731
D
Common Stock
2020-05-15
4
F
0
3995
11.70
D
48736
D
Restricted Stock Units
2020-05-15
4
M
0
8858
0
D
2020-05-15
Common Stock
8858.0
8859
D
The reporting person became vested in one-third of the total number of restricted stock units that were first granted on May 15, 2018, pursuant to a performance-based grant, as described in footnote 4, below.
Withholding of shares to cover taxes on the vesting was calculated based on the closing stock price for Newell Brands Inc. (the "Company") common stock on the transaction date.
Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
Represents the vesting of the second tranche of a 3 year series of performance-based restricted stock units first awarded on May 15, 2018. The reporting person will become vested in the award ratably in one-third increments on the first, second and third anniversaries of the award date if: (i) he remains in continuous employment with the Company and (ii) certain performance criteria related to cost savings and completion of previously announced divestiture programs are satisfied. Unexpired portions of the award may vest earlier and without regard to achievement of the performance criteria in the event of death or disability. Unexpired portions of the award may vest pro rata, based on time in service, and without regard to achievement of the performance criteria, in the event of retirement.
If the relevant performance criteria are not met, each tranche will expire on the applicable anniversary date.
/s/ Raj Dave, Attorney-in-Fact for Bradford R. Turner
2020-05-19