0000814453-20-000178.txt : 20200519 0000814453-20-000178.hdr.sgml : 20200519 20200519162109 ACCESSION NUMBER: 0000814453-20-000178 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200515 FILED AS OF DATE: 20200519 DATE AS OF CHANGE: 20200519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Turner Bradford R CENTRAL INDEX KEY: 0001633076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 20893882 MAIL ADDRESS: STREET 1: C/O NEWELL BRANDS INC. STREET 2: 6055 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL BRANDS INC. CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: 2Q ZIP: 30328 BUSINESS PHONE: 800-424-1941 MAIL ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: 2Q ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS, INC. DATE OF NAME CHANGE: 20191017 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS INC DATE OF NAME CHANGE: 20160415 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL RUBBERMAID INC DATE OF NAME CHANGE: 19990329 4 1 wf-form4_158991965172404.xml FORM 4 X0306 4 2020-05-15 0 0000814453 NEWELL BRANDS INC. NWL 0001633076 Turner Bradford R C/O NEWELL BRANDS INC. 6655 PEACHTREE DUNWOODY ROAD ATLANTA GA 30328 0 1 0 0 Chief Legal & Admin Off & C.S. Common Stock 2020-05-15 4 M 0 8858 0 A 52731 D Common Stock 2020-05-15 4 F 0 3995 11.70 D 48736 D Restricted Stock Units 2020-05-15 4 M 0 8858 0 D 2020-05-15 Common Stock 8858.0 8859 D The reporting person became vested in one-third of the total number of restricted stock units that were first granted on May 15, 2018, pursuant to a performance-based grant, as described in footnote 4, below. Withholding of shares to cover taxes on the vesting was calculated based on the closing stock price for Newell Brands Inc. (the "Company") common stock on the transaction date. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. Represents the vesting of the second tranche of a 3 year series of performance-based restricted stock units first awarded on May 15, 2018. The reporting person will become vested in the award ratably in one-third increments on the first, second and third anniversaries of the award date if: (i) he remains in continuous employment with the Company and (ii) certain performance criteria related to cost savings and completion of previously announced divestiture programs are satisfied. Unexpired portions of the award may vest earlier and without regard to achievement of the performance criteria in the event of death or disability. Unexpired portions of the award may vest pro rata, based on time in service, and without regard to achievement of the performance criteria, in the event of retirement. If the relevant performance criteria are not met, each tranche will expire on the applicable anniversary date. /s/ Raj Dave, Attorney-in-Fact for Bradford R. Turner 2020-05-19