0000814453-20-000083.txt : 20200305 0000814453-20-000083.hdr.sgml : 20200305 20200305161522 ACCESSION NUMBER: 0000814453-20-000083 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200303 FILED AS OF DATE: 20200305 DATE AS OF CHANGE: 20200305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ICAHN BRETT CENTRAL INDEX KEY: 0001387184 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 20690978 MAIL ADDRESS: STREET 1: C/O ICAHN ENTERPRISES L.P. STREET 2: 16690 COLLINS AVE., PH CITY: SUNNY ISLES STATE: FL ZIP: 33160 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL BRANDS INC. CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: 2Q ZIP: 30328 BUSINESS PHONE: 800-424-1941 MAIL ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: 2Q ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS, INC. DATE OF NAME CHANGE: 20191017 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS INC DATE OF NAME CHANGE: 20160415 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL RUBBERMAID INC DATE OF NAME CHANGE: 19990329 4 1 wf-form4_158344290466761.xml FORM 4 X0306 4 2020-03-03 0 0000814453 NEWELL BRANDS INC. NWL 0001387184 ICAHN BRETT C/O NEWELL BRANDS INC. 6655 PEACHTREE DUNWOODY ROAD ATLANTA GA 30328 1 0 0 0 Common Stock 2020-03-03 4 P 0 215240 16.393 A 723266 D Common Stock 2020-03-03 4 G 0 100000 0 D 623266 D Common Stock 2020-03-03 4 G 0 100000 0 A 350000 I Charitable Foundation Common Stock 2020-03-04 4 P 0 105662 15.1025 A 728928 D The price reported is a weighted average stock price. These shares were purchased in multiple transactions at prices ranging from $16.2100 to 16.6000, inclusive. This total has been updated from the reporting person's most recent Form 4 report to reflect 30,422 shares of the Company's common stock acquired by the reporting person on: (i) December 14, 2018; (ii) March 15, 2019; (iii) June 14, 2019; (iv) September 13, 2019; and December 13, 2019, under a dividend reinvestment plan in transactions exempt pursuant to Rule 16a-11 of the Securities Exchange Act of 1934. The reporting person made a charitable gift of 100,000 shares of the Company's Common Stock to a charitable foundation controlled by the reporting person. No compensation was received by the reporting person for the donation of the shares. This transaction reports the transfer of common stock by bona fide gift from the reporting person to a charitable foundation controlled by the reporting person. The price reported is a weighted average stock price. These shares were purchased in multiple transactions at prices ranging from $15.0100 to 15.1100, inclusive. /s/ Raj Dave, attorney-in-fact for Brett Icahn 2020-03-05