0000814453-20-000028.txt : 20200129 0000814453-20-000028.hdr.sgml : 20200129 20200129162110 ACCESSION NUMBER: 0000814453-20-000028 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190506 FILED AS OF DATE: 20200129 DATE AS OF CHANGE: 20200129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPRIESER JUDITH A CENTRAL INDEX KEY: 0001206994 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 20558427 MAIL ADDRESS: STREET 1: USG CORPORATION STREET 2: 125 SOUTH FRANKLIN STREET CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL BRANDS INC. CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: 2Q ZIP: 30328 BUSINESS PHONE: 800-424-1941 MAIL ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: 2Q ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS, INC. DATE OF NAME CHANGE: 20191017 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS INC DATE OF NAME CHANGE: 20160415 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL RUBBERMAID INC DATE OF NAME CHANGE: 19990329 4/A 1 wf-form4a_158033285291121.xml FORM 4/A X0306 4/A 2019-05-06 2019-05-08 0 0000814453 NEWELL BRANDS INC. NWL 0001206994 SPRIESER JUDITH A C/O NEWELL BRANDS INC. 6655 PEACHTREE DUNWOODY ROAD ATLANTA GA 30328 1 0 0 0 Common Stock 0 D The Form 4 filed on May 8, 2019, was filed in error and should be disregarded. The purpose of this amendment is to confirm that the reporting person did not vest in the beneficial ownership of Common Stock on May 6, 2019. See the Form 4A filed for the reporting person for the Transaction Date May 15, 2018, for amended and restated information on the terms pursuant to which the grant first made on May 15, 2018, will vest. The filing of this Form 4A also confirms the correct number of shares of the Company's Common Stock owned by the reporting person on May 6, 2019. Pursuant to instruction 9(b) to Form 4, only the lines of Form 4 requiring correction or amendment are being set forth on this amended Form 4A. /s/ Raj Dave, attorney-in-fact for Judith Sprieser 2020-01-29