0000814453-19-000124.txt : 20191230 0000814453-19-000124.hdr.sgml : 20191230 20191230183538 ACCESSION NUMBER: 0000814453-19-000124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191203 FILED AS OF DATE: 20191230 DATE AS OF CHANGE: 20191230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Peterson Christopher H CENTRAL INDEX KEY: 0001558968 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 191317653 MAIL ADDRESS: STREET 1: C/O RALPH LAUREN CORPORATION STREET 2: 650 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL BRANDS INC. CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: 2Q ZIP: 30328 BUSINESS PHONE: 800-424-1941 MAIL ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: 2Q ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS, INC. DATE OF NAME CHANGE: 20191017 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS INC DATE OF NAME CHANGE: 20160415 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL RUBBERMAID INC DATE OF NAME CHANGE: 19990329 4 1 wf-form4_157774892111088.xml FORM 4 X0306 4 2019-12-03 0 0000814453 NEWELL BRANDS INC. NWL 0001558968 Peterson Christopher H C/O NEWELL BRANDS INC. 6655 PEACHTREE DUNWOODY ROAD ATLANTA GA 30328 0 1 0 0 EVP, Chief Financial Officer Common Stock 2019-12-03 4 M 0 57692 0 A 57692 D Common Stock 2019-12-03 4 F 0 18314 18.63 D 39378 D Restricted Stock Units 2019-12-03 4 M 0 57692 0 D 2019-12-03 Common Stock 57692.0 57692 D The Reporting Person became vested in one half of the total number of restricted stock units that were granted on December 3, 2018. Restricted stock units convert into Newell Brands Inc. common stock on a one-for-one basis. N/A As previously reported, on December 3, 2018, the Reporting Person was granted 115,384 Restricted Stock Units scheduled to vest in two equal tranches on the first and second anniversary of the grant date. Due to administrative error, filing of this Form 4 was not made in a timely manner when the vesting and sale of shares to cover taxes occurred on December 3, 2019. This Form 4 was filed as soon as possible upon discovery of this inadvertent omission. /s/ Raj Dave, attorney-in-fact for Christopher H. Peterson 2019-12-30