0000814453-19-000103.txt : 20191004
0000814453-19-000103.hdr.sgml : 20191004
20191004161944
ACCESSION NUMBER: 0000814453-19-000103
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191002
FILED AS OF DATE: 20191004
DATE AS OF CHANGE: 20191004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Saligram Ravichandra Krishnamurty
CENTRAL INDEX KEY: 0001307991
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09608
FILM NUMBER: 191138828
MAIL ADDRESS:
STREET 1: C/O RITCHIE BROS. AUCTIONEERS INC.
STREET 2: 9500 GLENLYON PARKWAY
CITY: BURNABY
STATE: A1
ZIP: V5J 0C6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWELL BRANDS INC
CENTRAL INDEX KEY: 0000814453
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089]
IRS NUMBER: 363514169
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 221 RIVER STREET
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
BUSINESS PHONE: 770.418.7000
MAIL ADDRESS:
STREET 1: 221 RIVER STREET
CITY: HOBOKEN
STATE: NJ
ZIP: 07030
FORMER COMPANY:
FORMER CONFORMED NAME: NEWELL RUBBERMAID INC
DATE OF NAME CHANGE: 19990329
FORMER COMPANY:
FORMER CONFORMED NAME: NEWELL CO
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NEW NEWELL CO
DATE OF NAME CHANGE: 19870713
4
1
wf-form4_157022036189079.xml
FORM 4
X0306
4
2019-10-02
0
0000814453
NEWELL BRANDS INC
NWL
0001307991
Saligram Ravichandra Krishnamurty
C/O NEWELL BRANDS INC.
221 RIVER STREET
HOBOKEN
NJ
07030
1
1
0
0
President and CEO
Options (Right to Buy)
17.79
2019-10-02
4
A
0
1333333
0
A
Common Stock
1333333.0
1333333
D
The Reporting Person will become eligible for vesting of the entire option award when the Company's closing stock price (as reported on the Nasdaq Stock Exchange) for any 30 continuous calendar day period between the 18 calendar month and third anniversary of the grant date exceeds 125% of the closing stock price of the Company's common stock on July 29, 2019 (the "Performance Criteria"). Upon the Performance Criteria being met, the options shall vest and become exercisable in 3 equal installments on the 18 month, second and third anniversaries of the Reporting Person's grant date. If the Performance Criteria have not been satisfied as of any of the aforementioned vesting dates, then vesting for the portion of the option otherwise scheduled to vest on such vesting date will occur on the fifth business day following the date on which the Performance Criteria are satisfied.
Options expire on the tenth anniversary of the grant date. If the reporting person's employment with the Company terminates due to death, disability or retirement, then the options shall continue to vest as stated above, subject to the Performance Criteria, and shall instead expire on the third anniversary of the later of the reporting person's: (i) termination of employment or (ii) applicable vesting date, provided that any such date shall occur prior to the tenth anniversary of the grant date.
/s/ Raj Dave, Attorney in Fact for Ravichandra K. Saligram
2019-10-04