0000814453-19-000089.txt : 20190517 0000814453-19-000089.hdr.sgml : 20190517 20190517163229 ACCESSION NUMBER: 0000814453-19-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190517 DATE AS OF CHANGE: 20190517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Turner Bradford R CENTRAL INDEX KEY: 0001633076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 19836218 MAIL ADDRESS: STREET 1: C/O NEWELL RUBBERMAID INC. STREET 2: 3 GLENLAKE PKWY. CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL BRANDS INC CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 221 RIVER STREET CITY: HOBOKEN STATE: NJ ZIP: 07030 BUSINESS PHONE: 770.418.7000 MAIL ADDRESS: STREET 1: 221 RIVER STREET CITY: HOBOKEN STATE: NJ ZIP: 07030 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL RUBBERMAID INC DATE OF NAME CHANGE: 19990329 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NEW NEWELL CO DATE OF NAME CHANGE: 19870713 4 1 wf-form4_155812513424239.xml FORM 4 X0306 4 2019-05-15 0 0000814453 NEWELL BRANDS INC NWL 0001633076 Turner Bradford R 221 RIVER STREET HOBOKEN NJ 07030 0 1 0 0 Chief Legal & Admin Off & C.S. Common Stock 2019-05-15 4 M 0 8858 0 A 35295 D Common Stock 2019-05-15 4 F 0 3034 15.63 D 32261 D Restricted Stock Units 2019-05-15 4 M 0 8858 0 D 2019-05-15 Common Stock 8858.0 17717 D The Reporting Person became vested in one-third of the total number of restricted stock units that were first granted on May 15, 2018, pursuant to a performance-based grant, as described in footnote 3, below. Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. Represents the vesting of the first tranche of a 3 year series of performance-based restricted stock units first awarded on May 15, 2018. The Reporting Person will become vested in the award ratably in one-third increments on the first, second and third anniversaries of the award date if: (i) he remains in continuous employment with the Company and (ii) certain performance criteria related to cost savings and completion of previously announced divestiture programs are satisfied. Unexpired portions of the award may vest earlier and without regard to achievement of the performance criteria in the event of death or disability. Unexpired portions of the award may vest pro rata, based on time in service, and without regard to achievement of the performance criteria, in the event of retirement. If the relevant performance criteria are not met, each tranche will expire on the applicable anniversary date. /s/ Raj Dave, Attorney-in-Fact for Bradford R. Turner 2019-05-17