0000814453-16-000161.txt : 20160210 0000814453-16-000161.hdr.sgml : 20160210 20160210172220 ACCESSION NUMBER: 0000814453-16-000161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160208 FILED AS OF DATE: 20160210 DATE AS OF CHANGE: 20160210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL RUBBERMAID INC CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE GLENLAKE PARKWAY CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-418-7000 MAIL ADDRESS: STREET 1: THREE GLENLAKE PARKWAY CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NEW NEWELL CO DATE OF NAME CHANGE: 19870713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLK MICHAEL B CENTRAL INDEX KEY: 0001192505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 161406701 MAIL ADDRESS: STREET 1: 100 DEFOREST AVE CITY: EAST HANOVER STATE: NJ ZIP: 07936 4 1 wf-form4_145514292752047.xml FORM 4 X0306 4 2016-02-08 0 0000814453 NEWELL RUBBERMAID INC NWL 0001192505 POLK MICHAEL B C/O NEWELL RUBBERMAID INC. 3 GLENLAKE PKWY. ATLANTA GA 30328 0 1 0 0 President and CEO Common Stock 2016-02-08 4 M 0 351054 34.26 A 668280 D Common Stock 2016-02-08 4 F 0 177764 34.26 D 490516 D Common Stock 2016-02-08 4 M 0 83123 34.26 A 573639 D Common Stock 2016-02-08 4 F 0 43100 34.26 D 575669 D Common Stock 19257 I By Trust Common Stock 68090 I Michael B. Polk December 2012 5-year GRAT Common Stock 58342 I Michael B. Polk December 2013 3-year GRAT Common Stock 125000 I Michael B. Polk May 2015 3-year GRAT Restricted Stock Units 2016-02-08 4 M 0 83123 0 D 2016-02-06 Common Stock 83123.0 0 D Acquired upon vesting of performance-based restricted stock units previously granted on February 6, 2013. Reflects the distribution of shares of common stock to the Reporting Person from GRATs. 19,257 shares were distributed from the Michael B. Polk December 2012 3-year GRAT and are held in trusts for the benefit of his seven children, and 9,543 shares from the GRAT were distributed to the Reporting Person. These distributions qualify only as a change in the form of the Reporting Person's beneficial ownership, and as such, have not been previously reported. Reflects the distribution of 7,785 shares of common stock from this GRAT to the Reporting Person. This distribution qualifies as only a change in the form of the Reporting Person's beneficial ownership, and, as such, has not been previously reported. Reflects the distribution of 27,802 shares of common stock from this GRAT to the Reporting Person. This distribution qualifies as only a change in the form of the Reporting Person's beneficial ownership, and, as such, has not been previously reported. Each restricted stock unit was the economic equivalent of one share of Newell Rubbermaid Inc. common stock. N/A /s/ Michael R. Peterson, Attorney in Fact for Michael B. Polk 2016-02-10