0000814453-15-000145.txt : 20151229 0000814453-15-000145.hdr.sgml : 20151229 20151229160842 ACCESSION NUMBER: 0000814453-15-000145 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151224 FILED AS OF DATE: 20151229 DATE AS OF CHANGE: 20151229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL RUBBERMAID INC CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE GLENLAKE PARKWAY CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-418-7000 MAIL ADDRESS: STREET 1: THREE GLENLAKE PARKWAY CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NEW NEWELL CO DATE OF NAME CHANGE: 19870713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLK MICHAEL B CENTRAL INDEX KEY: 0001192505 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 151311462 MAIL ADDRESS: STREET 1: 100 DEFOREST AVE CITY: EAST HANOVER STATE: NJ ZIP: 07936 4/A 1 wf-form4a_145142331174615.xml FORM 4/A X0306 4/A 2015-12-24 2015-02-09 0 0000814453 NEWELL RUBBERMAID INC NWL 0001192505 POLK MICHAEL B C/O NEWELL RUBBERMAID INC. 3 GLENLAKE PKWY. ATLANTA GA 30328 0 1 0 0 President and CEO Common Stock 2015-02-09 4 M 0 99884 37.65 A 422122 D Common Stock 2015-02-09 4 F 0 47916 37.65 D 374206 D Common Stock 2015-02-09 4 A 0 419513 37.65 A 793719 D Common Stock 2015-02-09 4 F 0 217518 37.65 D 317226 D Common Stock 28800 I Michael B. Polk December 2012 3-year GRAT Common Stock 75875 I Michael B. Polk December 2012 5-year GRAT Common Stock 86144 I Michael B. Polk December 2013 3-year GRAT Common Stock 125000 I Michael B. Polk May 2015 3-year GRAT Restricted Stock Units 2015-02-09 4 M 0 99884 0 D 2015-02-09 Common Stock 99884.0 0 D This Amended Form 4 is being filed solely to reflect a tax adjustment to the number of shares withheld. Due to an administrative error 3,387 shares of Newell Rubbermaid Inc. Common Stock were over-withheld in the reported transaction. Upon discovery of the error these shares were credited to the reporting person's account and reflected in the reporting person's total direct ownership. Acquired on vesting of time-based restricted stock units previously granted on February 8, 2012. Acquired upon vesting of performance-based restricted stock units previously granted on February 8, 2012. Reflects the distribution of shares of common stock from GRATs. Also reflects the contribution of 125,000 shares of common stock to a 3-year GRAT established in May 2015. The distributions and contribution qualify as only a change in the form of the Reporting Person's beneficial ownership, and as such, have not been previously reported. Also, reflects the previously reported sale of 150,000 shares on February 10, 2015. Reflects the distribution of shares of common stock from this GRAT. This distribution qualifies as only a change in the form of the Reporting Person's beneficial ownership, and as such, has not been previously reported. Reflects the contribution of 125,000 shares of common stock to a 3-year GRAT established in May 2015. This contribution qualifies as only a change in the form of the Reporting Person's beneficial ownership, and as such, has not been previously reported. Each restricted stock unit was the economic equivalent of one share of Newell Rubbermaid Inc. common stock. N/A /s/ Michael R. Peterson, Attorney in Fact for Michael B. Polk 2015-12-29