0000814453-15-000145.txt : 20151229
0000814453-15-000145.hdr.sgml : 20151229
20151229160842
ACCESSION NUMBER: 0000814453-15-000145
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151224
FILED AS OF DATE: 20151229
DATE AS OF CHANGE: 20151229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWELL RUBBERMAID INC
CENTRAL INDEX KEY: 0000814453
STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089]
IRS NUMBER: 363514169
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: THREE GLENLAKE PARKWAY
CITY: ATLANTA
STATE: GA
ZIP: 30328
BUSINESS PHONE: 770-418-7000
MAIL ADDRESS:
STREET 1: THREE GLENLAKE PARKWAY
CITY: ATLANTA
STATE: GA
ZIP: 30328
FORMER COMPANY:
FORMER CONFORMED NAME: NEWELL CO
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NEW NEWELL CO
DATE OF NAME CHANGE: 19870713
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: POLK MICHAEL B
CENTRAL INDEX KEY: 0001192505
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09608
FILM NUMBER: 151311462
MAIL ADDRESS:
STREET 1: 100 DEFOREST AVE
CITY: EAST HANOVER
STATE: NJ
ZIP: 07936
4/A
1
wf-form4a_145142331174615.xml
FORM 4/A
X0306
4/A
2015-12-24
2015-02-09
0
0000814453
NEWELL RUBBERMAID INC
NWL
0001192505
POLK MICHAEL B
C/O NEWELL RUBBERMAID INC.
3 GLENLAKE PKWY.
ATLANTA
GA
30328
0
1
0
0
President and CEO
Common Stock
2015-02-09
4
M
0
99884
37.65
A
422122
D
Common Stock
2015-02-09
4
F
0
47916
37.65
D
374206
D
Common Stock
2015-02-09
4
A
0
419513
37.65
A
793719
D
Common Stock
2015-02-09
4
F
0
217518
37.65
D
317226
D
Common Stock
28800
I
Michael B. Polk December 2012 3-year GRAT
Common Stock
75875
I
Michael B. Polk December 2012 5-year GRAT
Common Stock
86144
I
Michael B. Polk December 2013 3-year GRAT
Common Stock
125000
I
Michael B. Polk May 2015 3-year GRAT
Restricted Stock Units
2015-02-09
4
M
0
99884
0
D
2015-02-09
Common Stock
99884.0
0
D
This Amended Form 4 is being filed solely to reflect a tax adjustment to the number of shares withheld. Due to an administrative error 3,387 shares of Newell Rubbermaid Inc. Common Stock were over-withheld in the reported transaction. Upon discovery of the error these shares were credited to the reporting person's account and reflected in the reporting person's total direct ownership.
Acquired on vesting of time-based restricted stock units previously granted on February 8, 2012.
Acquired upon vesting of performance-based restricted stock units previously granted on February 8, 2012.
Reflects the distribution of shares of common stock from GRATs. Also reflects the contribution of 125,000 shares of common stock to a 3-year GRAT established in May 2015. The distributions and contribution qualify as only a change in the form of the Reporting Person's beneficial ownership, and as such, have not been previously reported. Also, reflects the previously reported sale of 150,000 shares on February 10, 2015.
Reflects the distribution of shares of common stock from this GRAT. This distribution qualifies as only a change in the form of the Reporting Person's beneficial ownership, and as such, has not been previously reported.
Reflects the contribution of 125,000 shares of common stock to a 3-year GRAT established in May 2015. This contribution qualifies as only a change in the form of the Reporting Person's beneficial ownership, and as such, has not been previously reported.
Each restricted stock unit was the economic equivalent of one share of Newell Rubbermaid Inc. common stock.
N/A
/s/ Michael R. Peterson, Attorney in Fact for Michael B. Polk
2015-12-29