0000814453-13-000132.txt : 20131218 0000814453-13-000132.hdr.sgml : 20131218 20131218153941 ACCESSION NUMBER: 0000814453-13-000132 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131216 FILED AS OF DATE: 20131218 DATE AS OF CHANGE: 20131218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL RUBBERMAID INC CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE GLENLAKE PARKWAY CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-418-7000 MAIL ADDRESS: STREET 1: THREE GLENLAKE PARKWAY CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NEW NEWELL CO DATE OF NAME CHANGE: 19870713 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Larson Paula S CENTRAL INDEX KEY: 0001533765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 131285112 MAIL ADDRESS: STREET 1: 12500 E. BELFORD AVENUE CITY: ENGLEWOOD STATE: CO ZIP: 80112 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-12-16 0000814453 NEWELL RUBBERMAID INC NWL 0001533765 Larson Paula S C/O NEWELL RUBBERMAID INC. 3 GLENLAKE PKWY. ATLANTA GA 30328 0 1 0 0 EVP, Human Resources Restricted Stock Units 2013-12-16 4 A 0 12842 0 A Common Stock 12842 12842 D Restricted Stock Units 2013-12-16 4 A 0 12842 0 A Common Stock 12842 12842 D Each restricted stock unit represents a contigent right to receive one share Newell Rubbermaid common stock. The reporting person shall become vested in the award in equal installments on December 16, 2014, 2015 & 2016. The reporting person shall become one-third vested in the award when the Company's average closing stock price for any continuous 20 day trading period (the "20 Day Average Price") after the date of grant equals or exceeds $33.73, but no earlier than December 16, 2014; an additional one-third of the award shall vest when the 20 Day Average Price equals or exceeds $35.26, but no earlier than December 16, 2015; and the remaining one-third of the award shall vest when the 20 Day Average Price equals or exceeds $36.79, but no earlier than December 16, 2016. The reporting person will not receive dividend equivalents at the time any dividends are paid. Rather, all such dividend equivalents will be credited to an account for the reporting person, and will be paid only to the extent that the applicable performance criteria are met and the RSUs vest. Any portion of the award not vested as of December 16, 2020 shall expire. /s/ Christine E. Hermann, Attorney in Fact for Paula Larson 2013-12-18