0000814453-13-000004.txt : 20130104 0000814453-13-000004.hdr.sgml : 20130104 20130104094307 ACCESSION NUMBER: 0000814453-13-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130102 FILED AS OF DATE: 20130104 DATE AS OF CHANGE: 20130104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tarchetti Mark CENTRAL INDEX KEY: 0001565805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 13509951 MAIL ADDRESS: STREET 1: C/O NEWELL RUBBERMAID INC. STREET 2: 3 GLENLAKE PKWY. CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL RUBBERMAID INC CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE GLENLAKE PARKWAY CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-418-7000 MAIL ADDRESS: STREET 1: THREE GLENLAKE PARKWAY CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NEW NEWELL CO DATE OF NAME CHANGE: 19870713 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-01-02 0000814453 NEWELL RUBBERMAID INC NWL 0001565805 Tarchetti Mark C/O NEWELL RUBBERMAID INC. 3 GLENLAKE PKWY. ATLANTA GA 30328 0 1 0 0 Chief Development Officer Restricted Stock Units 2013-01-02 4 A 0 180448 0 A Common Stock 180448 180448 D Each restricted stock unit represents a contigent right to receive one share Newell Rubbermaid common stock. The reporting person shall become vested in 79,945 units of the award when the Company's average closing stock price for any continuous 20 day trading period (the "20 Day Average Price") after the date of grant equals or exceeds $24.08, but no earlier than January 2, 2014; an additional 54,820 units of the award shall vest when the 20 Day Average Price equals or exceeds $26.27, but no earlier than January 2, 2015; and the remaining 45,683 units of the award shall vest when the 20 Day Average Price equals or exceeds $28.46, but no earlier than January 2, 2015. The reporting person will not receive dividend equivalents at the time any dividends are paid. Rather, all such dividend equivalents will be credited to an account for the reporting person, and will be paid only to the extent that the applicable performance criteria are met and the RSUs vest. Any portion of the award not vested as of January 2, 2020 shall expire. /s/ Christine E. Hermann, Attorney in Fact for Mark Tarchetti 2013-01-04