0000814453-12-000117.txt : 20120912 0000814453-12-000117.hdr.sgml : 20120912 20120912083105 ACCESSION NUMBER: 0000814453-12-000117 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120904 FILED AS OF DATE: 20120912 DATE AS OF CHANGE: 20120912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Martin Douglas L CENTRAL INDEX KEY: 0001557493 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 121086798 MAIL ADDRESS: STREET 1: C/O NEWELL RUBBERMAID INC. STREET 2: 3 GLENLAKE PARKWAY CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL RUBBERMAID INC CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE GLENLAKE PARKWAY CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-418-7000 MAIL ADDRESS: STREET 1: THREE GLENLAKE PARKWAY CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NEW NEWELL CO DATE OF NAME CHANGE: 19870713 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2012-09-04 0 0000814453 NEWELL RUBBERMAID INC NWL 0001557493 Martin Douglas L C/O NEWELL RUBBERMAID INC. 3 GLENLAKE PARKWAY ATLANTA GA 30328 0 1 0 0 Executive VP, CFO Common Stock 1584 D Common Stock 159 I IRA Account Common Stock 2164 I 401(k) Option (Right to Buy) 32.45 2012-11-01 Common Stock 6200 D Option (Right to Buy) 29.34 2013-05-08 Common Stock 2400 D Option (Right to Buy) 22.98 2014-05-13 Common Stock 12000 D Option (Right to Buy) 22.38 2015-02-10 Common Stock 12000 D Option (Right to Buy) 23.99 2016-02-08 Common Stock 9600 D Option (Right to Buy) 30.37 2017-02-06 Common Stock 12000 D Option (Right to Buy) 23.32 2018-02-13 Common Stock 12000 D Option (Right to Buy) 13.64 2020-02-10 Common Stock 9701 D Restricted Stock Units 0 Common Stock 3685 D Restricted Stock Units 0 Common Stock 2656 D Option (Right to Buy) 19.68 2021-02-09 Common Stock 6788 D Restricted Stock Units 0 Common Stock 2896 D Restricted Stock Units 0 Common Stock 4624 D Options granted on November 1, 2002. Options are fully vested. Options granted on May 8, 2003. Options are fully vested. Options granted on May 13, 2004. Options are fully vested. Options granted on February 10, 2005. Options are fully vested. Options granted on February 8, 2006. Options are fully vested. Options granted on February 6, 2007. Options are fully vested. Option granted on February 13, 2008. Options become exercisable in annual installments of 20% of the number of options granted. Option granted on February 10, 2010. Options become exercisable on the third anniversary of the date of grant. Restricted Stock Units granted on February 10, 2010. The reporting person shall become fully vested in his or her award upon the third anniversary of the date of the grant of the award, but the award may vest earlier in the event of death, disability or retirement. Prior to the vesting of the award, if the Company pays a dividend on its common stock, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Newell Rubbermaid common stock represented by the restricted stock units. Restricted Stock Units granted on February 9, 2011. The reporting person shall become fully vested in his or her award upon the third anniversary of the date of the grant of the award, but the award may vest earlier in the event of death, disability or retirement. Prior to the vesting of the award, if the Company pays a dividend on its common stock, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Newell Rubbermaid common stock represented by the restricted stock units. Options granted on February 9, 2011. Options become exercisable on the third anniversary of the date of grant. Restricted Stock Units granted on June 30, 2011. The reporting person shall become fully vested in his or her award upon the third anniversary of the date of the grant of the award, but the award may vest earlier in the event of death, disability or retirement. Prior to the vesting of the award, if the Company pays a dividend on its common stock, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Newell Rubbermaid common stock represented by the restricted stock units. Restricted Stock Units granted on February 8, 2012. This award vests in annual installments of 33 and 1/3 % of the number of RSUs awarded, but the award may vest earlier in the event of death, disability or retirement. Prior to the vesting of the award, if the Company pays a dividend on its common stock, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the number of shares of Newell Rubbermaid common stock represented by the restricted stock units. /s/ Christine E. Hermann, Attorney in Fact for Douglas L. Martin 2012-09-12