0000814453-12-000003.txt : 20120103 0000814453-12-000003.hdr.sgml : 20120102 20120103151153 ACCESSION NUMBER: 0000814453-12-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111230 FILED AS OF DATE: 20120103 DATE AS OF CHANGE: 20120103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLK MICHAEL B CENTRAL INDEX KEY: 0001192505 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 12501634 MAIL ADDRESS: STREET 1: 100 DEFOREST AVE CITY: EAST HANOVER STATE: NJ ZIP: 07936 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL RUBBERMAID INC CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: THREE GLENLAKE PARKWAY CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 770-418-7000 MAIL ADDRESS: STREET 1: THREE GLENLAKE PARKWAY CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL CO DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NEW NEWELL CO DATE OF NAME CHANGE: 19870713 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-12-30 0000814453 NEWELL RUBBERMAID INC NWL 0001192505 POLK MICHAEL B C/O NEWELL RUBBERMAID INC. 3 GLENLAKE PKWY. ATLANTA GA 30328 0 1 0 0 President & CEO Common Stock 2011-12-30 4 M 0 169262 16.15 A 175106 D Common Stock 2011-12-30 4 F 0 71852 16.15 D 103254 D Common Stock 2011-12-30 4 M 0 169262 0 D Common Stock 169262 169262 D Each restricted stock unit was the economic equivalent of one share of Newell Rubbermaid common stock. The reporting person became 50% vested in his 7/18/2011 award of 338,524 time-based restricted stock units on December 30, 2011 and will become vested in an additional 25% of the award on the first anniversary of the date of the grant of the award and fully vested on the second anniversary of the date of grant, but the award may vest earlier in the event of death, disability or retirement. Vested shares are to be delivered to the reporting person within 30 days following the date of vesting. Prior to the vesting of the award, if the Company pays a dividend on its common stock, the reporting person will receive an amount in cash equal in value to the dividends that the reporting person would have received had the reporting person been the actual owner of the Newell Rubbermaid common stock represented by the restricted stock units. /s/ Christine E. Hermann, Attorney in Fact for Michael B. Polk 2012-01-03